Sperry v. Wildermuth

CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 30, 2022
Docket21-3009
StatusUnpublished

This text of Sperry v. Wildermuth (Sperry v. Wildermuth) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sperry v. Wildermuth, (10th Cir. 2022).

Opinion

Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT March 30, 2022 _________________________________ Christopher M. Wolpert Clerk of Court JEFFREY J. SPERRY,

Plaintiff - Appellant,

v. No. 21-3009 (D.C. No. 5:16-CV-03222-SAC) LINDSEY WILDERMUTH; (D. Kan.) ANDREW LUCHT; CHRISTOPHER ROSS; KEVIN BOSCH; (FNU) HUNT; COLLETTE WINKLEBAUER; REX PRYOR; K. LEE; LARRY HOSHAW; DANIEL JACKSON; PHILLIP PATTERSON; ROBERT SAPIEN; HANNAH BOOTH; JAMES HEIMGARTNER; JOHNNIE GODDARD; DOUGLAS BURRIS; BILL SHIPMAN; RAYMOND ROBERTS; KANSAS DEPARTMENT OF CORRECTIONS,

Defendants - Appellees. _________________________________

ORDER AND JUDGMENT * _________________________________

Before HARTZ, BACHARACH, and CARSON, Circuit Judges.

* Oral argument would not help us decide the appeal, so we have decided the appeal based on the record and the parties’ briefs. See Fed. R. App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).

Our order and judgment does not constitute binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. But the order and judgment may be cited for its persuasive value if otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 2

_________________________________

This appeal involves ten claims by a Kansas prisoner, Mr. Jeffrey

Sperry. In these claims, Mr. Sperry complains of placement and conditions

in administrative segregation, housing in a cell infested with roaches,

systematic deprivation of sleep, withholding of publications that had been

mailed, denial of access to a law library and legal assistance, seizure and

loss of personal property and legal materials, deprivation of fair hearings

in disciplinary matters, and shortcomings in the grievance system. The

defendants include the Kansas Department of Corrections and eighteen

prison employees.

The defendants moved, in the alternative, for dismissal or summary

judgment. The district court stated that it was granting “Defendants’

motion” but didn’t say which motion was being granted. We treat the

ruling as a dismissal and reverse the dismissal of Mr. Sperry’s claims

 against Lindsey Wildermuth and Andrew Lucht for retaliation through placement in administrative segregation and

 against K. Lee, Bill Shipman, Hannah Booth, and Robert Sapien for withholding of mail.

We affirm the dismissal of Mr. Sperry’s other claims.

I. Characterization of the Ruling and the Standard of Review

Because the defendants had moved alternatively for dismissal or

summary judgment, we must decide which motion was granted.

2 Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 3

Some of the court’s language suggests that the ruling constituted a

grant of summary judgment. For example, the court said that it was

deciding “the motion under the request for summary judgment contained

therein.” R. at 667. And in the conclusion, the court used the terminology

of summary judgment, granting “judgment as a matter of law” based on the

absence of a “genuine issue as to any material fact.” Id. at 691; see Fed. R.

Civ. P. 56(a) (stating that “[t]he court shall grant summary judgment if the

movant shows that there is no genuine dispute as to any material fact and

the movant is entitled to judgment as a matter of law”).

But the court used other language suggesting dismissal for failure to

state a valid claim. See Fed. R. Civ. P. 12(b)(6). For example, the

disposition stated that “[t]his matter is dismissed for failure to state a

claim upon which relief can be granted.” R. at 691 (bolding omitted). And

when concluding each section, the court said that it was dismissing each

cause of action for failure to state a valid claim. 1

In their briefs, both parties treat the ruling as a dismissal for failure

to state a valid claim. 2 Given the ambiguity in the ruling, we accept the

1 On appeal, the defendants don’t present an alternative argument to affirm based on their summary-judgment motion. 2 Mr. Sperry’s characterization isn’t consistent. For example, in his notice of appeal, he treats the ruling as an “order of summary judgment.” R. at 693. In his appeal brief, however, he consistently refers to the ruling as one for dismissal for failure to state a valid claim. He also argues that if the defendants question the evidentiary support for any of the claims, they 3 Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 4

parties’ characterization. We thus apply the standard used when the district

court dismisses an action for failure to state a valid claim.

That standard of review is de novo. Acosta v. Jani-King of Okla.,

Inc., 905 F.3d 1156, 1158 (10th Cir. 2018). Engaging in de novo review,

we credit the factual allegations in the complaint and view them favorably

to Mr. Sperry. SEC v. Shields, 744 F.3d 633, 640 (10th Cir. 2014). But the

complaint must contain sufficient factual allegations to state a claim for

relief that is facially plausible. Ashcroft v. Iqbal, 556 U.S. 662, 678

(2009).

II. Constitutional Claims

In the complaint, Mr. Sperry alleges many constitutional violations.

The district court dismissed each claim.

A. Placement in Administrative Segregation

Mr. Sperry was put in administrative segregation, leading to claims

involving violation of the First and Fourteenth Amendments. 3

1. First Amendment (Retaliation)

In asserting a violation of the First Amendment, Mr. Sperry alleges

retaliation for his exercise of constitutionally protected activity. The

can move for summary judgment after the completion of discovery. Appellant’s Opening Br. at 6–11. 3 In the complaint, Mr. Sperry also asserted that his placement in administrative segregation had violated the Eighth Amendment and 4 Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 5

district court dismissed this claim, stating that Mr. Sperry had failed to

adequately plead facts showing each defendant’s substantial motivation to

retaliate for protected conduct. For most of the defendants, we agree. But

not for two prison employees (Lindsey Wildermuth and Andrew Lucht).

A retaliation claim bears three elements: (1) identification of

constitutionally protected activity, (2) conduct “that would chill a person

of ordinary firmness from continuing to engage in that activity,” and (3)

facts indicating that the conduct was intended to respond to the exercise of

protected activity. Gee v. Pacheco, 627 F.3d 1178, 1189 (10th Cir. 2010).

The complaint contains allegations that would satisfy each element.

The first element involves protected activity. Mr. Sperry says that he

helped other inmates in their litigation, and the defendants point out that

such help isn’t constitutionally protected. Shaw v.

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