Spangler v. Sears, Roebuck and Co.

759 F. Supp. 1327, 1991 U.S. Dist. LEXIS 3754, 1991 WL 42120
CourtDistrict Court, S.D. Indiana
DecidedMarch 6, 1991
DocketIP 87-1013-C
StatusPublished
Cited by13 cases

This text of 759 F. Supp. 1327 (Spangler v. Sears, Roebuck and Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spangler v. Sears, Roebuck and Co., 759 F. Supp. 1327, 1991 U.S. Dist. LEXIS 3754, 1991 WL 42120 (S.D. Ind. 1991).

Opinion

ENTRY DENYING DEFENDANTS’ MOTION FOR RECUSAL

TINDER, District Judge.

I. General Background

In the federal courts, a party with a reasonable suspicion that the judge is biased may seek to have the judge removed from the case. In such a situation, the judge is required to retire from the case if “an objective, disinterested observer fully informed of the facts underlying the grounds on which recusal [is] sought would entertain a significant doubt that justice would be done in the case” were the judge to continue. Pepsico, Inc. v. McMillen, 764 F.2d 458, 460 (7th Cir.1985). Indeed, a judge is required to remove himself from a case on his own motion if the above test is met. See United States v. Story, 716 F.2d 1088, 1091 (6th Cir.1983) (“section 455 is self-executing, requiring the judge to disqualify himself for personal bias even in the absence of a party complaint”); Johnson v. Trueblood, 629 F.2d 287, 290 (3rd Cir.1980) (“district judge ... raised, sua sponte, whether he should recuse himself pursuant to 28 U.S.C. § 455(a)”), cert. denied, 450 U.S. 999, 101 S.Ct. 1704, 68 L.Ed.2d 200 (1981).

Defendants’ argument for this judge’s recusal is based largely upon this court’s “language” 1 contained in an entry in which this court denied several of defendants’ motions to dismiss and criticized defendants’ counsel’s misrepresentation of existing law, failure to disclose controlling authority, imprecise briefing and failure to withdraw motions to dismiss that had been *1329 rendered non-meritorious by recent Indiana Supreme Court precedents. 2 See Spangler v. Sears, Roebuck & Co., 752 F.Supp. 1437 (S.D.Ind.1990). As grounds for this motion for recusal defendants’ counsel has asserted that this court’s entry evidenced the following: the appearance of partiality, hostility, lack of self-restraint, lack of judicial calmness, lack of dispassion, lack of impartiality in demeanor, bias and prejudice. 3 Interestingly however, while defendants’ Recusal Brief cited 28 U.S.C. § 455(b)(1) and asserted actual “bias and prejudice” as a grounds for this court’s recusal, see Recusal Brief at 15-16, defendants’ “Reply Brief in Support of Motion to Recuse,” (filed February 5, 1991) (hereinafter, “Reply Brief”), stated that, “[defendants do not complain of partiality; they complain of the appearance of partiality among other things.” Reply Brief at 2 (emphasis original).

A motion for recusal must identify cold, hard facts which create the appearance of partiality. Mere conclusory allegations are not enough. See, e.g., Hansen v. Commissioner of I.R.S., 820 F.2d 1464, 1467 (9th Cir.1987) (“a clear and precise showing of prejudice must be made”); United States v. Jones, 801 F.2d 304, 312 (8th Cir.1986) (denying motion to recuse where moving party was unable to point to “specific facts” on which motion was based). Accordingly, this court has focused on the eight (8) specific allegations of prejudicial conduct identified in defendants’ motion for recusal and has considered the sufficiency of these allegations in the specific context of this case. To provide an overview of the defendants’ position on their recusal motion, the specific allegations on which defendants’ motion for recu-sal is based are set forth, without analysis, in the following section.

II. Defendants’ Allegations of Bias and the Appearance of Partiality

In this section each of the items on which defendants’ motion for recusal is based are listed. Each item is followed by a brief notation of defendants’ counsel’s position with respect to why that particular item is evidence based upon which this court’s impartiality might reasonably be questioned. The items identified in defendants’ motion to recuse are that:

Item 1: The court’s entry of December 11, 1990, stated that defendants’ counsel had failed to disclose controlling authority to the court and criticized counsel for doing so. The court’s entry analyzed counsel’s failure against the standards of the Rules of Professional Conduct and Federal Rule of Civil Procedure 11 and questioned “whether defendants’ motion ... was based upon a ‘belief formed after reasonable inquiry’ as required by ... Rule ... 11.” Spangler, 752 F.Supp. at 1448.

Counsel’s Position: The court’s entry of December 11, 1990, was wrong in that “[defendants knew there were such cases and had simply forgotten about them in putting together their making the record consolidated motion (sic).” 4 Recusal Brief *1330 at 7. Furthermore, counsel makes the point that “[defendants had cited the 1977 Hibschman Pontiac v. Batchelor, 266 Ind. 310, 362 N.E.2d 845 (1977) case and the 1981 Art Hill Ford v. Callender, 423 N.E.2d 601 (Ind.1981) case 5 to [the] Court (sic) in” a November 22, 1989 brief on an unrelated motion. Recusal Brief at 7. Thus, even though defendants’ counsel explicitly stated to this court that “there is no Indiana Supreme Court holding [on point] which defendants can find,” 6 defendant’s counsel now contends that he “did disclose to this Judge the rule of law in question” 7 merely because his briefing on prior unrelated motions happened to contradict, in part, his later representations to this court. Finally, counsel argues that his motion was grounded in fact and warranted by existing law because there was a separate independent ground (specifically the authority of Bishop v. Firestone Tire & Rubber Co., 814 F.2d 437, 447 (7th Cir.1987)), apart from the issue of malice, upon which the court could have stricken plaintiffs’ claim for punitive damages. Recusal Brief at 8, 10.

Item 2:

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Cite This Page — Counsel Stack

Bluebook (online)
759 F. Supp. 1327, 1991 U.S. Dist. LEXIS 3754, 1991 WL 42120, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spangler-v-sears-roebuck-and-co-insd-1991.