United States v. Samuel E. Story

716 F.2d 1088, 1983 U.S. App. LEXIS 24332
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 1, 1983
Docket83-1077
StatusPublished
Cited by129 cases

This text of 716 F.2d 1088 (United States v. Samuel E. Story) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Samuel E. Story, 716 F.2d 1088, 1983 U.S. App. LEXIS 24332 (6th Cir. 1983).

Opinion

BOYCE F. MARTIN, Jr., Circuit Judge.

Samuel E. Story appeals from the denial of his motion to vacate his sentence, pursuant to either Federal Rule of Criminal Procedure 32 or 28 U.S.C. §§ 144 and 455. Story pled guilty to one count of conspiracy to transport stolen goods in interstate com *1089 merce in violation of 18 U.S.C. § 371. The district court sentenced him to the maximum five years imprisonment and imposed the maximum $10,000 fine. Story moved to have his sentence vacated on the grounds that it was illegally imposed and to have the district judge disqualified for prejudice. The district court denied his motions and we affirm.

In July, 1982 Story was charged with conspiracy to transport in interstate commerce goods and equipment converted from the Veterans of Foreign Wars National Home and seven substantive offenses. He pled guilty to the conspiracy charge and agreed to restore approximately $20,000 to the VFW National Home. At the plea hearing, Story acknowledged that he had been Executive Director of the National Home, a charitable organization which shelters and aids widows and orphans of veterans. Story and his eodefendant Winters, 1 the assistant treasurer of the VFW National Home, used VFW money, credit, vouchers, and equipment to renovate or build homes for themselves in Arkansas. Winters pled guilty to three counts of conspiracy.

Lee Owens, a United States probation officer, prepared a presentence report on Story. The report included Owens’ personal evaluation of Story and a sentence recommendation, Story’s account of the events, and character references from Story’s friends and associates. Story was not informed of Winters’ comments on the events in question. Probation officer Peter Farougi prepared Winters’ presentenee report which, in addition to Winters’ version of the events, contained a summary of Story’s account. During the presentence investigation, Farougi confronted Winters with the apparent disparity between his and Story’s versions of the fraud. Prior to the sentencing hearing, Farougi and the district judge conferred on the codefendants’ presentence reports. While Farougi highlighted for the court the inconsistencies between their accounts, he focused his attention primarily on Winters. Both Story and Winters were permitted to review the contents of their presentence reports before the sentencing hearing, as required by Rule 32(c)(3)(A).

At the sentencing hearing the court explored first with Winters his account of his behavior and his attitude towards rehabilitation; the court then sentenced him. Next the court questioned Story, giving him an opportunity to relate his version of the events, to comment on the presentence report, and to refute Winters’ information. Based on information in the report, the meeting with Peter Farougi, and the in-court colloquy, the district court imposed on Story the maximum sentence and fine. The court also reprimanded Story for his “reprehensible” conduct and his attempts to minimize his responsibility for the crimes.

There are two issues on appeal. The first is whether the sentence was imposed in contravention of Federal Rule of Criminal Procedure 32. The second question is whether the application of either section 144 or 455 required the district judge to recuse himself in the present case.

Rule 32(c) describes how a presentenee report shall be prepared and handled. The report must be prepared before the imposition of a sentence and shall contain “the circumstances affecting [the defendant’s] behavior as may be helpful in imposing sentence ... and such other information as may be required by the court.” Fed.R. Crim.P. 32(c)(2). Subsection (c)(3)(A) also requires that the defendant have access to the report and “an opportunity to comment thereon, and ... to introduce testimony or other information relating to any alleged factual inaccuracy.” Also pertinent to sentencing is 18 U.S.C. § 3577 which states: “No limitation shall be placed on the information concerning the background, character, and conduct of a person convicted of an offense which a court ... may receive and consider for the purpose of imposing an appropriate sentence.” See Roberts v. *1090 United States, 445 U.S. 552, 100 S.Ct. 1358, 63 L.Ed.2d 622 (1980) (virtually unlimited scope of inquiry for sentencing judge regardless of type or source of information).

In light of the foregoing authority, we find that Story’s sentence was lawfully imposed. First, it is not improper for the court to hold presentence conferences with the probation staff. United States v. Hone, 456 F.2d 495, 497 (6th Cir.1972). Although Farougi had not prepared Story’s presentence report, he was nonetheless qualified to advise the court of the disparities between the codefendants’ stories, especially because these disparities were evident in Winters’ report alone. Furthermore, that Farougi failed to inform the court of Story’s promise to restore money to the VFW is immaterial; an account of the promise was undoubtedly available elsewhere in Story’s report for the court’s information. As to the conflicting stories of the codefendants, we note that Story heard Winters’ discussion with the court at the sentencing hearing. He was given ample opportunity to refute Winters’ statements, but did not do so. We decline to find that the court’s reliance on the conflicting accounts, if such reliance in fact occurred, was improper. We conclude, then, that Story’s sentence was lawfully imposed.

The second issue is whether the district judge ought to have disqualified himself from the case under 28 U.S.C. § 144 or § 455. Section 144 provides:

Whenever a party to any proceeding in a district court makes and files a timely and sufficient affidavit that the judge before whom the matter is pending has a personal bias or prejudice either against him or in favor of any adverse party, such judge shall proceed no further therein, but another judge shall be assigned to hear such proceeding.
The affidavit shall state the facts and the reasons for the belief that bias or prejudice exists....

The facts in the affidavit must be accepted as true. Berger v. United States, 255 U.S. 22, 41 S.Ct. 230, 65 L.Ed. 481 (1921); Oliver v. Michigan State Board of Education,

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716 F.2d 1088, 1983 U.S. App. LEXIS 24332, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-samuel-e-story-ca6-1983.