Smith v. United States

687 A.2d 581, 1996 D.C. App. LEXIS 291, 1996 WL 744961
District of Columbia Court of Appeals·Decided December 30, 1996·No. 95-CO-1721·Published·Cited by 11 cases

Opinions

FERREN, Associate Judge:

Calvin A. Smith appeals from the trial court’s decision to reimpose his original sentence after the court had granted Smith’s motion to reduce it; he claims this change of mind violated the Double Jeopardy Clause of the Fifth Amendment. The government responds that the trial court’s decision to grant the motion to reduce was based on an erroneous belief that the motion was unopposed, and that the trial court, for that reason, could properly vacate the reduced sentence and reinstate the original one after hearing the government’s position. We conclude that the trial court unlawfully increased the defendant’s sentence after an expectation of finality had attached to the reduced sentence. We therefore reverse.

I.

Smith pleaded guilty to one count of assault with a dangerous weapon (ADW), D.C.Code § 22-502 (1996 RepL), and one count of carrying a pistol without a license (CPWL), id. § 22-3204(a). The trial court sentenced him to three to nine years in prison on the CPWL charge, to run consecutively to a 40-to-120 month prison term the court imposed on the ADW count. On April 19, 1995, Smith timely moved for a reduction of sentence pursuant to Super. Ct.Crim. R. 35(b).1 Smith supplemented his motion on May 23, and the trial court granted it as unopposed on June 5,1995, reducing Smith’s sentence on the CPWL count to one to three years. On June 6 and 7, the government filed, respectively, its opposition and a motion to reconsider the order reducing Smith’s sentence. Together, these filings asserted both that Smith’s motion was untimely2 and that the Assistant United States Attorney handling the case had telephoned the judge’s chambers, before he had signed the order reducing Smith’s sentence, to inform the judge of the government’s intention to file an opposition to Smith’s plea for leniency and to explain the reason for the delay in filing the opposition. On June 7,1995, the court vacated its prior order reducing Smith’s sentence. The court later denied Smith’s motion, allowing the original sentence to stand unaltered.

II.

Smith contends on appeal that the trial court’s order denying his motion to reduce sentence effectively increased his sen[583]*583tence, in violation of the Double Jeopardy Clause.3 The courts of this jurisdiction have long recognized a general rule — premised on double jeopardy concerns — that, once a defendant begins serving a sentence, the sentence may not lawfully be increased. See Lindsay v. United States, 520 A.2d 1059, 1062 (D.C.1987); United States v. Robinson, 388 A.2d 469, 471 (D.C.1978); Tatum v. United States, 114 U.S.App. D.C. 49, 50, 310 F.2d 854, 855 (1962). This rule, however, is not absolute. The trial court has authority to modify an illegal sentence to bring it into conformify with the law, even if the defendant receives a stiffer sentence as a result. See Gray v. United States, 585 A.2d 164, 166 (D.C.1991) (citing Bozza v. United States, 330 U.S. 160, 166-67, 67 S.Ct. 645, 648-49, 91 L.Ed. 818 (1947)); Super. Ct.Crim. R. 35(a) (“The Court may correct an illegal sentence at any time....”). A court also may resen-tence a defendant to an increased term when a defendant wins a new trial on appeal and is convicted again after the remand. See North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969). This ease presents still another scenario.

A.

We have never had occasion to delineate precisely the extent to which the Double Jeopardy Clause prohibits an increase in the defendant’s sentence. Nonetheless, both the government and Smith agree that the answer turns on whether a defendant has a legitimate expectation of finality in the sentence. While our cases do not reflect these exact words, they are consistent with the concern those words reflect. We agree that under the Supreme Court’s double jeopardy jurisprudence, this expectation of finality is the dispositive consideration.

In United States v. DiFrancesco, 449 U.S. 117, 101 S.Ct. 426, 66 L.Ed.2d 328 (1980), the Court held that a statute permitting the government to appeal from a sentence imposed under certain dangerous special offender provisions of federal law did not violate the Double Jeopardy Clause. The Court rejected dicta from earlier cases such as Ex parte Lange, 85 U.S. (18 Wall.) 163, 21 L.Ed. 872 (1873), and United States v. Benz 282 U.S. 304, 51 S.Ct. 113, 75 L.Ed. 354 (1931), which had suggested a per se rule against increasing a sentence. DiFrancesco, 449 U.S. at 139, 101 S.Ct. at 438-39. The Court concluded that under the circumstances of that particular case, where the governing statute specifically provided for the government’s right of appeal, “there can be no expectation of finality in the original sentence.” Id. The Court’s repeated emphasis on the fact that the defendant had no such legitimate expectation of finality in his sentence, see id. at 136-39, 101 S.Ct. at 437-39, at least implicitly stands for the proposition that the Double Jeopardy Clause may bar resentencing where the defendant’s expectation of finality is not undermined by a statutory scheme allowing a government appeal. Indeed, in Pennsylvania v. Goldhammer, 474 U.S. 28, 106 S.Ct. 353, 88 L.Ed.2d 183 (1985) (per curiam), the Court reinforced that implication in DiFrancesco as follows:

In DiFrancesco, a federal statute clearly allowed appellate review of the sentences at issue. The Court noted that, in light of that statute, the defendant could not claim any expectation of finality in his original sentencing. Here, because the Pennsylvania Supreme Court held that resentencing was barred by the Double Jeopardy Clause, there was no need to consider below whether the Pennsylvania laws in effect at the time allowed the State to obtain review of the sentences on the counts for which the sentence had been suspended. We reverse and remand the case to the Supreme Court of Pennsylvania for a determination of that issue, and for further consideration of this case in light of DiFrancesco.

Goldhammer, 474 U.S. at 30-31, 106 S.Ct. at 354 (citations omitted).

Most federal courts of appeals “have interpreted DiFrancesco as holding that the double jeopardy clause protects a defendant’s legitimate expectation of finality in the length of his [or her] sentence.” United States v. Fogel 264 U.S.App. D.C. 292, 301 n. 10, 829 [584]*584F.2d 77, 86 n. 10 (1987) (collecting cases). This approach also accords with our own double jeopardy case law, which never has suggested that DiFmncesco invalidates any of our prior rulings. See, e.g., Lindsay,

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Smith v. United States, 687 A.2d 581, 1996 D.C. App. LEXIS 291, 1996 WL 744961 (D.C. 1996).

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