Smith v. United States

666 A.2d 1216, 1995 D.C. App. LEXIS 234, 1995 WL 635373
District of Columbia Court of Appeals·Decided October 31, 1995·No. 92-CF-158·Published·Cited by 32 cases

Opinion

WAGNER, Chief Judge:

Following a jury trial, appellant, Raphael Smith, III, was convicted of one count of armed robbery (D.C.Code §§ 22-2901, -3202 (1989)) and one count of possession of a firearm during a crime of violence (D.C.Code § 22-3204(b) (1989)). These charges arose in connection with the robbery of Jorge *1219 Frederick (the complainant) on December 11, 1990. 1 Following the robbery, Frederick placed a 911 call to the police, which the police recorded. Prior to trial, the government filed a motion in limine seeking the admission of the taped 911 call. The trial court granted the motion after a hearing. On appeal, Smith argues that the trial court erred in admitting the tape recording of the 911 call because it did not qualify for admission under either the spontaneous utterance or prior identification exception to the hearsay rule. Specifically, he contends that the circumstances surrounding the purported spontaneous utterance show conscious and reflective thought by the declarant and that the statement did not identify or describe appellant. We conclude that the admission of the taped 911 call, even if error, did not substantially sway the judgment; therefore, we affirm.

I.

A. The Motions Hearing

The government filed a motion in limine seeking the admission into evidence of a tape-recorded 911 call made by Frederick to police following the robbery. The trial court held a hearing on the motion and listened to the tape-recorded 911 call before ruling that the evidence was admissible as an excited utterance, and for the most part, as within the prior identification exception to the hearsay rule. 2 In making its ruling, the trial court stated:

It seems to me that the law is quite plain in this jurisdiction, and having listened to the tape, it’s clear to me that the complainant was in a high state of excitement at the time he made the call. He was nervous, he was upset, it was made shortly after the offense. And it seems to me it clearly comes within the definition of an excited utterance, and it seems to me moreover that 90 percent of it comes within a statement of identification the defendant made....

Smith's attorney argued that Frederick’s statements on the tape showed his ability to reflect before making the call to the police, thereby taking away any semblance of spontaneity. Specifically, Smith argued that Frederick was able to walk the few blocks home after the crime and make the call, which consisted of a series of questions and answers, rather than a spontaneous statement. He argued further that fifteen minutes elapsed between the incident and the phone call, providing time for reflection by the declarant. The trial court rejected these arguments, stating in pertinent part:

Well, I think it clearly comes within the definition of an excited utterance.
First of all, there is clearly the presence of a serious occurrence, that is, this man was robbed at gunpoint, and secondly, it clearly caused a state of nervous excitement and shock in the declarant as evidenced from the declarant’s tone of voice during the statement.
The declaration was certainly made within a short period of time after the occurrence and thus gives assurance that the declarant had not in my view reflected upon the statement. The mere fact that it was 15 minutes rather than a few minutes, than a lesser time is not dispositive....
And likewise, the fact that some of the statements were made in response to questions does not eliminate their character as excited utterances.
And finally, ... there are present in this case circumstances which in them totality suggest that these statements were spontaneous and they are sincere.... This was an extremely serious event. This man had been robbed at gunpoint. He was almost breathless during this telephone call. Anybody who listens to this tape, and I would certainly expect any reviewing court to listen to the tape, it seems to me *1220 has to be persuaded that this man was excited. He was upset, he was concerned and that came across in this conversation.

Alternatively, the trial court ruled that ninety to ninety-five percent of the statement was admissible under the identification exception to the hearsay rule.

At the conclusion of Frederick’s motion’s testimony, Smith’s attorney requested that the trial court reconsider its ruling because the testimony showed that Frederick did not want to call the police when he arrived home, but his mother persuaded him to do so after some fifteen minutes. As a result of Smith’s request for reconsideration, the trial court recalled Frederick to the stand in an effort to determine whether his excited state at the time of the 911 call was caused by the occurrence of the robbery or by his discussion with his mother. In response to the court’s questions, Frederick testified that he was initially reluctant to call the police, but his mother insisted. He said he was “very upset and angry” and was “real nervous” when he made the call because he had never been robbed at gunpoint. The trial court reaffirmed its original ruling, stating:

I’m going to stay with my original ruling. I think it was correct. I don’t think the issue is ... whether the person makes the spontaneous utterance, and I think the more — I think the more appropriate word here is the excited utterance of his own accord or whether it’s prompted by somebody else.... And I think the issues that are important are what my state of mind was at the time I made the statement. And it’s clear to me and I credit this man’s testimony that he was angry, he was upset, he’d never been robbed before, and those are the kinds of circumstances that Nicholson says under the first of the three prongs in Nicholson tend to give the statement credence and tend to justify its admissibility under this exception, and so it will be received. 3

B. The Trial

Frederick testified at trial that on December 11, 1990, at approximately 10:30 p.m., he was on his way home from Roosevelt High School where he attended evening classes. As he walked on New Hampshire Avenue, he saw a small blue Chevette, which was “making a lot of noise,” with a broken side window covered with a black plastic bag. As Frederick continued walking, he lost sight of the car. He made a right turn onto Gallatin Street where he saw two men approaching from approximately fifteen feet away. One of the men, later identified as Smith, had a gun in his hand. As the two men approached closer, Smith cocked the gun. Smith’s companion “tried to take a punch at [Frederick],” but Frederick stepped back and punched the man instead.

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Smith v. United States, 666 A.2d 1216, 1995 D.C. App. LEXIS 234, 1995 WL 635373 (D.C. 1995).

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