Smith v. United States

654 F.2d 50, 228 Ct. Cl. 168, 1981 U.S. Ct. Cl. LEXIS 327
CourtUnited States Court of Claims
DecidedJune 17, 1981
DocketNo. 38-80C
StatusPublished
Cited by28 cases

This text of 654 F.2d 50 (Smith v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. United States, 654 F.2d 50, 228 Ct. Cl. 168, 1981 U.S. Ct. Cl. LEXIS 327 (cc 1981).

Opinion

BENNETT, Judge,

delivered the opinion of the court:

This case presents the court with a procedural tangle which again illustrates one of its needs for declaratory judgment authority such as other courts of the United States have, 28 U.S.C. § 2201 (1976), but denied to the Court of Claims by United States v. King, 395 U.S. 1 (1969), except where Congress has expressly granted such authority as it has done, for instance, in tax cases involving exempt organizations. 28 U.S.C. § 1507 (1976).

In the instant case, plaintiff was denied conversion from a temporary to a permanent status as a career deputy United States Marshal and lost his temporary position in a reduction in force. He sued in the United States District Court for the Eastern District of Pennsylvania. The court issued an unreported memorandum decision in the case, Smith v. United States Civil Serv. Comm’n, Civ. No. 74-245 (E.D. Pa. Oct. 31, 1979). The court agreed with plaintiff that (1) the administrative action denying him conversion to permanent status was arbitrary and capricious, (2) the technical reasons for removing him in the reduction in force were a sham to mask the real reason, (3) the decision of the Civil Service Commission upholding the agency action was an abuse of discretion, and (4) the actions removing him were unlawful and he was entitled to reinstatement and conversion to permanent status. The [170]*170district court did not actually grant plaintiff any relief, however, because it lacked subject matter jurisdiction over that part of plaintiffs claim for monetary relief which exceeded the district court’s $10,000 Tucker Act limitation. 28 U.S.C. § 1346(a)(2) (1976 & Supp. III 1979). The district court believed that the monetary and nonmonetary claims were not severable and it therefore dismissed the entire case, without prejudice, and transferred it to the Court of Claims. A new petition was then filed here, both parties moved for summary judgment, and we have heard oral argument on the motions, which we deny.

The district court took the action it did on the authority of Cook v. Arentzen, 582 F.2d 870, 878 (4th Cir. 1978), which states:

* * * we are of [the] opinion that when she [plaintiff] insists on coupling her claim for injunctive or declaratory relief with her claim for damages, her proper jurisdictional base is 28 U.S.C. § 1491 (in the Court of Claims) * * *

With all due respect for the district court, and with sympathy for the difficulties facing it, we believe that the above quote from the Cook case is not accurate, and that the district court should not have transferred the case here, misunderstanding the idiosyncrasies of our jurisdiction which were not explained to it. See also Clark v. United States, 596 F.2d 252 (7th Cir. 1979) (following Cook v. Arentzen, supra), and Clark v. United States, 226 Ct.Cl. 658 (1981).

In federal civilian employee discharge cases, our jurisdiction derives from the Tucker Act, 28 U.S.C. § 1491 (1976 & Supp. Ill 1979) (amended 1980). The Tucker Act allows us to render money judgments against the United States in any amount. We can also restore the employee to the position he was discharged from where appropriate, but only as an incident to a money judgment. These cases are of the type which require a waiver of sovereign immunity to a money judgment by a statute which "can fairly be interpreted as mandating compensation by the Federal Government for the damage sustained.” United States v. Testan, 424 U.S. 392, 400 (1976); Eastport S.S. Corp. v. United States, 178 Ct. Cl. 599, 607, 372 F.2d 1002, 1009 (1967). The statute which [171]*171meets the requirement is the Back Pay Act, 5 U.S.C. § 5596 (1976 & Supp. III 1979) (amended 1980). However, the peculiarities of that Act are such that it only provides for back pay for "an unjustified or unwarranted personnel action that has resulted in the withdrawal or reduction of all or a part of the pay * * * of the employee” from the position from which the employee was discharged. Hence, in claims like the instant one, where the employee asserts a right to a position to which he was never appointed, sovereign immunity has not been waived. Thus, the employee cannot get money damages to the extent his claim is for back pay for a position to which he was not appointed. United States v. Testan, supra, 424 U.S. at 402, 406. The Testan case serves as a major limitation to our jurisdiction in this type of case. However, Testan left open the possibility of obtaining mandamus relief in the proper federal district court under 28 U.S.C. § 1361 (1976). The Court noted that the district court might have power to order the employee reclassified to a new position, but that such relief would be prospective only, 424 U.S. at 403, and that our remand statute is not jurisdictional so does not afford similar relief in this court, 424 U.S. at 404. One final aspect to our jurisdiction relevant here is that we can enter money judgments in excess of $10,000 where the employee has successfully sued for reinstatement in the district court.1 We still could not give the employee back pay for a position to which he was not appointed, of course, but the employee could come to our court armed with whatever collateral estoppel effects the district court decision would have. Edgar v. United States, 145 Ct. Cl. 9, 171 F.Supp. 243 (1959). Furthermore, such a procedure gives the district courts a free hand to render judgment on the employee’s nonmone-tary claims, whether for mere restoration or even restoration and reclassification. This is so even where the monetary claims exceed the district court’s jurisdictional $10,000 limitation and the district court cannot grant relief on the [172]*172latter claims. Giordano v. Roudebush, 617 F.2d 511 (8th Cir. 1980).

Some of the above principles are illustrated in our precedents. In O’Brien v. United States, 124 Ct. Cl. 655 (1953), plaintiff came to the Court of Claims seeking back pay after the United States District Court for the District of Columbia had reversed the Civil Service Commission and held in plaintiffs favor.

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Bluebook (online)
654 F.2d 50, 228 Ct. Cl. 168, 1981 U.S. Ct. Cl. LEXIS 327, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-united-states-cc-1981.