Smith v. State

286 S.W.3d 333, 2009 Tex. Crim. App. LEXIS 753, 2009 WL 1675747
Court of Criminal Appeals of Texas·Decided June 17, 2009·No. PD-0777-08·Published·Cited by 787 cases

Opinions

OPINION

PRICE, J.,

delivered the opinion of the Court

in which WOMACK, JOHNSON, KEASLER, HOLCOMB and COCHRAN, JJ., joined.

We granted the State’s petition for discretionary review to determine whether, in order to obtain a hearing on a motion for new trial when the basis of the motion is ineffective assistance of counsel, a defendant must establish a reasonable probability that the outcome would have been different in order to demonstrate reasonable grounds for granting relief. We now hold that for the movant to demonstrate reasonable grounds for relief when alleging ineffective assistance of counsel, he must establish both Strickland prongs,1 which includes showing a reasonable probability that but for counsel’s deficiency (if any) a different result would have occurred. In light of the appellant’s failure to establish a reasonable probability that he could demonstrate prejudice, we reverse the court of appeals, affirm the trial court’s denial of the appellant’s motion for new trial without a hearing, and remand for review of the second issue the appellant raised which the court of appeals initially declined to address.

FACTS AND PROCEDURAL POSTURE

In the Trial Court

The appellant was indicted for sexual assault, a second-degree-felony offense, al[336] leged to have been committed on November 13, 1997. On December 29, 1998, the appellant pled guilty pursuant to a plea agreement, and the trial court placed him on ten years’ deferred-adjudication community supervision.

Eight years later, on November 1, 2006, the State filed a motion to adjudicate, alleging four violations of the appellant’s community supervision. The allegations included: (1) failure to report as ordered between October 8, 2001, and January 6, 2002; (2) failure to participate in court-ordered sex-offender counseling in 2002; (3) commission of the subsequent offense of deadly conduct family violence on October 17, 2006; and (4) commission of the subsequent offense of terroristic threat on October 17, 2006. To these allegations, the appellant pled “not true,” and a hearing was held on February 1, 2007. At the hearing, the appellant’s probation supervisor testified that the appellant failed to report and participate in the sex-offender program and that, despite his claims that he was unable to report due to being hospitalized after surgery, the appellant had not provided her with any excuse for not reporting or participating in group therapy. Additionally, the probation supervisor testified that she suspected the appellant of abusing prescription medication. The victim of the deadly conduct and terroristic threat, Jonathan Holt, and the deputy sheriff who responded to the call, both testified that the appellant pointed a gun at Holt, and when Holt was attempting to leave, the appellant shot all four of his car’s tires. The appellant’s daughter testified that while the appellant did point a gun at Holt, no one was in the vehicle when her father shot out the tires. Following the hearing, the trial court found allegations one, three, and four to be true, adjudicated the appellant guilty for the original sexual-assault offense, and sentenced him to twenty years in prison.

Subsequently, the appellant filed a motion for new trial, accompanied by a request for a hearing. The appellant’s motion alleged that trial counsel rendered ineffective assistance by failing to inform the appellant of his right to testify at the hearing on the State’s motion to adjudicate and failing to submit medical records into evidence. The appellant’s supporting affidavit stated:

My attorney told me I was going to go back on probation when I went to court. He told me to just say not true and not to say anything else. I was never given a chance to say anything on my behalf.

Thus, the appellant asserted that trial counsel failed to advise him of his right to testify. Had he been so advised, the appellant maintained, he would have testified, rebutting statements made by the victim, the deputy sheriff, and his probation supervisor. The appellant argued that all three witnesses were untruthful and misleading in their testimony and claimed that his testimony would have refuted their statements concerning the shooting on October 17th, his spinal surgery, and his abuse of prescription drugs. Additionally, the appellant claims that the omitted medical records, which counsel had in his file, would have corroborated testimony that he had undergone spinal surgery and was taking prescription medication for severe pain. The appellant’s motion requested a new hearing on the State’s motion to adjudicate because the information about which the appellant would have testified “may well have resulted in a different outcome.”2 The appel[337] lant’s motion for a new trial was denied without a hearing.

On Appeal

On appeal, the appellant argued that the trial court (1) erred by failing to conduct a hearing on his motion for new trial; and (2) violated his right to due process by adjudicating guilt, in part, on a stale allegation. On April 2, 2008, in an unpublished opinion, the Tenth Court of Appeals held that the trial court abused its discretion by not holding a hearing on the appellant’s claim of ineffective assistance of counsel.3 Without addressing the second issue, the court of appeals remanded the cause to the trial court to hold a hearing on the appellant’s motion.4

In reaching this result, the court of appeals stated that “[ajlthough a defendant does not have an ‘absolute right’ to a hearing on a motion for new trial, a trial court must hold a hearing when a defendant raises a matter ‘not determinable from the record,’ ” as long as “the defendant ... provide[s] a supporting affidavit showing reasonable grounds for holding that relief should be granted.”5 The court of appeals reasoned that the appellant’s motion was sufficient to warrant a hearing because he claimed ineffective assistance of counsel for failing to advise him of his right to testify and failing to introduce his medical records into evidence, and because his supporting affidavit alleged that the excluded testimony and evidence would have rebutted the State’s witnesses concerning the events of October 17th, his medical history, and his prescription drug abuse.6 Rejecting the State’s contention that the appellant’s affidavit was conclusory and insufficient, the court of appeals explained that the appellant is not required to establish a prima facie case, and held that “[t]he trial court should have held a hearing on [the appellantj’s motion so that he could have fully developed the factual basis for his ineffective assistance claim.”7

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Smith v. State, 286 S.W.3d 333, 2009 Tex. Crim. App. LEXIS 753, 2009 WL 1675747 (Tex. 2009).

286 S.W.3d 333 (Smith v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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