Smith v. Local Union 28 Sheet Metal Workers

877 F. Supp. 165, 148 L.R.R.M. (BNA) 2856, 1995 U.S. Dist. LEXIS 2270, 77 Fair Empl. Prac. Cas. (BNA) 771, 1995 WL 85392
CourtDistrict Court, S.D. New York
DecidedFebruary 28, 1995
Docket92 Civ. 4414 (JES)
StatusPublished
Cited by12 cases

This text of 877 F. Supp. 165 (Smith v. Local Union 28 Sheet Metal Workers) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Local Union 28 Sheet Metal Workers, 877 F. Supp. 165, 148 L.R.R.M. (BNA) 2856, 1995 U.S. Dist. LEXIS 2270, 77 Fair Empl. Prac. Cas. (BNA) 771, 1995 WL 85392 (S.D.N.Y. 1995).

Opinion

MEMORANDUM OPINION AND ORDER

SPRIZZO, District Judge.

Plaintiff Wayne Smith, acting pro se, 1 brings the instant action against Sheet Metal Workers’ Local Union No. 28 (“Local 28”), the Local Union 28 Joint Apprenticeship Committee (the “JAC”), Joseph Casey, Murray Liebowitz, Arthur Moore, Christine Ratliff and CW Sheet Metal Company, Inc. (collectively “defendants”). 2 In this action, Smith asserts numerous claims based upon Title VII, 42 U.S.C. §§ 2000e et seq., 42 U.S.C. §§ 1981, 1985 and § 301 of the Labor Management Relations Act, 29 U.S.C. § 185. Defendants move for summary judgment on the merits and various procedural grounds. For the reasons that follow, defendants’ motions for summary judgment are granted.

BACKGROUND

The Sheet Metal & Air Conditioning Contractors Association of New York City, Inc. (“Contractors Association”) negotiates collective bargaining agreements with Local 28 on behalf of individual contractors. Affidavit of Barbara Kranis Sworn to January 12, 1993 (“Kranis Aff.”) ¶ 2-3. At all times pertinent to this action, defendant Joseph P. Casey was the Recording Secretary of Local 28 and a trustee of the JAC, 3 Arthur Moore was the President and Business Manager of Local 28, Christine Ratliff was the Administrator of the Local 28 Welfare Fund, Supplemental Unemployment Benefit Plan and Annuity Fund and defendant Murray Liebowitz was the Administrator of the JAC. Casey Aff. ¶¶ 2, 4; Affidavit of Christina Ratliff Sworn to January 12, 1994 (“Ratliff Aff.”) ¶ 2; Affidavit of Murray Liebowitz Sworn to January 12, 1994 (“Liebowitz Aff.”) ¶2.

In order to become a journeymen member of Local 28, an apprentice must successfully complete a four-year apprenticeship program, which is divided into eight terms of *168 equal length. 4 Casey Aff. ¶ 8. The apprentice program is administered by the JAC, which is governed by a Collective Bargaining Agreement (the “CBA”) between Local 28, the Contractors Association and SMACNA of Long Island, Inc. Id. ¶ 5. In accordance with the CBA, the program is “under the supervision and control of a joint apprenticeship committee composed of six (6) members, three (3) of whom [are] selected by the Employer, and three (3) selected by the union.” Id. If 14, Exh. A, Art. VI, § l. 5 The CBA also provides that the JAC shall formulate rules and regulations governing eligibility, registration, education, transfer, wages, hours and working conditions. Id. ¶ 16, Exh. A, Art. VI, § 1. During the course of the program, apprentices must attend a sheet metal school administered by the JAC, and the JAC refers apprentices to various employers for on the job training. Id. ¶¶ 8, 18, Exh. A, Art. VI, § 2. Upon completion of the program, apprentices become journeymen and solicit their own sheet metal work from employers. Id.

In February 1988, Smith was indentured as an apprentice in the apprenticeship program. The JAC’s Statement of Facts Pursuant to Local Rule 3(g) (“JAC Rule 3(g) St.”) ¶ 1; Liebowitz Aff. ¶ 4. On or about February 18, 1988, the JAC referred Smith to the New York Sheet Metal Corp. (“NYSM”) for on the job training. JAC Rule 3(g) St. ¶ 3; Liebowitz Aff. ¶ 6. During his employment at NYSM, Smith complained to Liebowitz about certain confrontations with a fellow apprentice. Liebowitz Aff. 116. Although Liebowitz referred the fellow apprentice to another employer, Smith continued to encounter problems at NYSM. JAC Rule 3(g) St. ¶ 3; Liebowitz Aff. ¶ 6. In September 1988, NYSM discharged Smith. JAC Rule 3(g) St. ¶ 3; Liebowitz Aff. ¶ 6.

In September 1988, the JAC referred Smith to Phoenix Sheet Metal (“Phoenix”). JAC Rule 3(g) St. ¶ 5; Casey Aff. ¶ 44; Liebowitz Aff. ¶ 7. In October 1988, Smith was arrested and incarcerated for a period of two months because he had failed to maintain child support payments. JAC Rule 3(g) St. If 5; Liebowitz Aff. ¶ 7; Deposition of Wayne Smith dated March 5,1991 (“Smith Dep.”) at 59. Upon his release in December 1988, Phoenix denied Smith reinstatement because it “did not have work for him.” JAC Rule 3(g) St. ¶ 6; Casey Aff. ¶ 45; Liebowitz Aff. ¶ 7. An employer is fully entitled to terminate an apprentice based upon a lack of work. Local 28 Rule 3(g) St. at 6; Casey Aff. ¶ 45.

Thereafter, the JAC referred Smith to Penguin Sheet Metal (“Penguin”). JAC Rule 3(g) St. ¶ 8; Casey Aff. ¶ 46; Liebowitz Aff. ¶ 8. In October 1989, Thomas Howard, a principal of Penguin, informed Liebowitz that Smith refused to perform work as directed by the shop foreman and that Smith had quit. JAC Rule 3(g) St. ¶ 9; Liebowitz Aff. at ¶ 9. Thereafter, Liebowitz spoke with Smith, Mr. Howard and the shop foreman in order to further investigate the matter. JAC Rule 3(g) St. ¶ 9; Liebowitz Aff. ¶ 9. By letter dated October 30, 1989, Howard confirmed that Smith refused to work and that he had quit. Liebowitz Aff. ¶ 9, Exh. A. In the end, Liebowitz determined that Smith should be referred to another shop. JAC Rule 3(g) St. ¶ 9; Liebowitz Aff. ¶ 9.

In November 1989, the JAC referred Smith to CW Sheet Metal (“CWSM”). JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10. In December 1989, Martin Palazzolo, a principal of CWSM, expressed dissatisfaction to Liebowitz concerning Smith’s attitude towards other employees. JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10. In response, Smith told Liebowitz that other employees were stealing his tools and otherwise treating him improperly. JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10; Smith Dep. at 95-98. At the request of Liebowitz, a business agent investigated Smith’s allegations but determined that they were unfounded. JAC Rule 3(g) St. ¶ 9. Liebowitz Aff. ¶ 10. By letter dated January 12, 1990, Palazzolo expressed continued dissatisfaction with Smith and indicated CWSM’s desire to terminate his employment. *169 JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10, Exh. B. Despite these extensive problems, the JAC merely reassigned Smith from the shop to the field. JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10. On or about March 15, 1990, Smith suffered a work-related hand injury which caused him to miss approximately two months of work. JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10; Smith Dep. 92-94. On or about May 10, 1990, CWSM discharged Smith. JAC Rule 3(g) St. ¶ 10; Liebowitz Aff. ¶ 10; Casey Aff. ¶ 55.

In February 1990, Smith applied for unemployment benefits to the Stabilization Agreement of the Sheet Metal Industry (the “SAS-MI Fund”), a jointly administered management and labor trust fund located in Alexandria, Virginia. Local 28 Rule 3(g) St. at 8; Casey Aff. ¶ 66. The SASMI Fund, an independent entity, receives contributions from participating employers based upon wage rates and hours worked. Local 28 Rule 3(g) St. at 8-9. In his application, Smith sought compensation for his unemployment following his discharge from Penguin. Smith Dep.

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877 F. Supp. 165, 148 L.R.R.M. (BNA) 2856, 1995 U.S. Dist. LEXIS 2270, 77 Fair Empl. Prac. Cas. (BNA) 771, 1995 WL 85392, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-local-union-28-sheet-metal-workers-nysd-1995.