Smith v. Clement

797 So. 2d 151, 2001 WL 1161144
Louisiana Court of Appeal·Decided October 3, 2001·No. 01-87·Published·Cited by 13 cases

Opinion

797 So.2d 151 (2001)

Rebecca and Stanley SMITH
v.
Richard J. CLEMENT, M.D.

No. 01-87.

Court of Appeal of Louisiana, Third Circuit.

October 3, 2001.

*153 Oliver "Jackson" Schrumpf, Schrumpf & Schrumpf, Sulphur, LA, Counsel For Plaintiffs/Appellees: Stanley Smith, Rebecca Smith.

Lee H. des Bordes, Jr., Attorney at Law, Baton Rouge, LA, Counsel for Defendant/Appellant: Richard J. Clement, M.D.

Michele S. Caballero, M. Keith Prudhomme, Woodley, Williams, Boudreaux, Norman, Brown & Doyle, Lake Charles, *154 LA, Counsel for Defendant/Appellant: Louisiana Patients Compensation Fund.

Court composed of HENRY L. YELVERTON, BILLIE COLOMBARO WOODARD, and MICHAEL G. SULLIVAN, Judges.

SULLIVAN, Judge.

Dr. Richard Clement and the Patient Compensation Fund (PCF) appeal the confirmation of a default judgment against Dr. Clement. For the following reasons, we affirm.

Facts

On August 22, 1996, Dr. Clement delivered a baby boy to Rebecca and Stanley Smith. During her prenatal care, Ms. Smith decided that she did not want to get pregnant again and requested that Dr. Clement, who was her obstetrician, perform a bilateral tubal ligation on her when her baby was delivered. Dr. Clement was unable to perform the tubal ligation at that time due to adhesions in Ms. Smith's abdomen. Ms. Smith returned to the hospital approximately one month later for the tubal ligation.

Ms. Smith's hospital records contain an operative report in which Dr. Clement described the procedure he used during the bilateral tubal ligation he performed on Ms. Smith on September 19, 1996. The report indicates that he did remove a portion of each fallopian tube. Ms. Smith's hospital records also reflect that Dr. Clement submitted two specimen samples from the tubal ligation procedure to the pathology laboratory for examination. According to the pathology report prepared on the tissue samples, one sample was a partial excision of fallopian tube while the other was fibrovascular membranous tissue. Ms. Smith testified that she had at least two appointments with Dr. Clement after the tubal ligation surgery, but was never informed of these findings nor was she warned of the need for additional precautions to avoid becoming pregnant or the need for an additional surgery.

In September 1997, Ms. Smith learned that she was pregnant. On March 27, 1998, she delivered Bennon, a baby boy, three and one-half weeks prematurely. Mrs. Smith and her husband filed a medical malpractice claim against Dr. Clement, alleging that he failed to perform the bilateral tubal ligation properly, failed to verify that the surgery had been properly performed, failed to warn that the surgery had not been completed properly, and failed to warn that precautions against pregnancy should be taken. Dr. Clement waived his right to proceed before a medical review panel, and the Smiths filed this suit against him. After Dr. Clement failed to file an answer to the petition, the Smiths entered a default judgment against him. The trial court confirmed the default judgment and awarded the Smiths damages totaling $192,749.05.

Dr. Clement filed a motion for new trial and/or action for nullity, alleging he had not been served with the petition. After a hearing, the motion was denied. Dr. Clement appealed, alleging that the Smiths failed to present a prima facie case at the hearing on the confirmation of the default judgment. Thereafter, the PCF filed a petition of intervention and appeal, seeking to intervene in this matter as an interested third party and to be allowed to appeal on the basis that it was not given notice of the judgment rendered herein. Its motion for appeal was granted. The two matters were consolidated for appeal. On appeal, the PCF also asserts that the Smiths did not establish a prima facie case against Dr. Clement; it assigns the amount of damages awarded by the trial court as an additional error. The Smiths answered the appeal. They seek damages and attorney *155 fees for frivolous appeal by Dr. Clement and the PCF and assert that the PCF had no right to intervene and be granted an appeal in this matter.

Default Judgments

Dr. Clement and the PCF argue that the trial court erred in awarding the Smiths a judgment against Dr. Clement because they did not establish a prima facie case against him.

La.Code Civ.P. art. 1702 is applicable to default judgments and states in pertinent part:

A. A judgment of default must be confirmed by proof of the demand sufficient to establish a prima facie case. If no answer is filed timely, this confirmation may be made after two days, exclusive of holidays, from the entry of the judgment of default.
B. .... (2) When a demand is based upon a delictual obligation, the testimony of the plaintiff with corroborating evidence, which may be by affidavits and exhibits annexed thereto which contain facts sufficient to establish a prima facie case, shall be admissible, self-authenticating, and sufficient proof of such demand. The court may, under the circumstances of the case, require additional evidence in the form of oral testimony before entering judgment.

In Sessions & Fishman v. Liquid Air Corp., 616 So.2d 1254, 1258 (La.1993), the supreme court interpreted this article, holding:

In order for a plaintiff to obtain a default judgment, "he must establish the elements of a prima facie case with competent evidence, as fully as though each of the allegations in the petition were denied by the defendant." Thibodeaux v. Burton, 538 So.2d 1001, 1004 (La. 1989); Blue Bonnet Creamery, Inc. v. Simon, 243 La. 683, 146 So.2d 162, 166 (1962). "In other words, the plaintiff must present competent evidence that convinces the court that it is probable that he would prevail on a trial on the merits." Thibodeaux, 538 So.2d at 1004. A plaintiff seeking to confirm a default must prove both the existence and the validity of his claim.

If no record is made of the confirmation proceeding, the judgment is presumed to be supported by sufficient evidence. When there is a record of the confirmation proceeding, the presumption does not attach. Id. The confirmation hearing was recorded and transcribed; thus, the presumption that the judgment is supported by sufficient evidence does not attach.

Medical malpractice actions are governed by La.R.S. 9:2794. The plaintiff in a medical malpractice action must prove:

(A) ... (1)The degree of knowledge or skill possessed or the degree of care ordinarily exercised by physicians, dentists, optometrists, or chiropractic physicians licensed to practice in the state of Louisiana and actively practicing in a similar community or locale and under similar circumstances; and where the defendant practices in a particular specialty and where the alleged acts of medical negligence raise issues peculiar to the particular medical specialty involved, then the plaintiff has the burden of proving the degree of care ordinarily practiced by physicians, dentists, optometrists, or chiropractic physicians within the involved medical specialty.
(2) That the defendant either lacked this degree of knowledge or skill or failed to use reasonable care and diligence, along with his best judgment in the application of that skill.
(3) That as a proximate result of this lack of knowledge or skill or the failure to exercise this degree of care the plaintiff

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Smith v. Clement, 797 So. 2d 151, 2001 WL 1161144 (La. Ct. App. 2001).

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