Sloan v. State Bar of Nevada

726 P.2d 330, 102 Nev. 436, 1986 Nev. LEXIS 1584
CourtNevada Supreme Court
DecidedOctober 8, 1986
DocketNo. 16786
StatusPublished
Cited by2 cases

This text of 726 P.2d 330 (Sloan v. State Bar of Nevada) is published on Counsel Stack Legal Research, covering Nevada Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sloan v. State Bar of Nevada, 726 P.2d 330, 102 Nev. 436, 1986 Nev. LEXIS 1584 (Neb. 1986).

Opinion

[437]*437OPINION

Per Curiam:

The State Bar of Nevada has recommended that attorney James F. Sloan be suspended from the practice of law for a period of nine months and that he be assessed the costs of the disciplinary proceedings. Sloan appeals from this recommendation, asserting that the Board’s recommendation was in error. For the reasons set forth below, we agree.

FACTS

Attorney James Sloan has practiced law in Nevada since 1966. Between 1971 and 1980, Sloan rendered legal advice and acted as counsel in various capacities and on various occasions for Sheldon Lamb and Ivan Brinkerhoff. Lamb and Brinkerhoff were both involved in the ranching business in Dixie Valley, near Sloan’s family ranch.

On August 8, 1980, Lamb and Brinkerhoff went to Sloan’s office together, and Brinkerhoff requested Sloan to prepare a bill of sale for a tractor his company, Brinkerhoff Seed Farms, Inc., wished to purchase from William Larson. Brinkerhoff advised Sloan at this time that he was going to purchase the tractor from Larson for $42,000 in cash, and that Sloan could take $2,000 for himself as his fee for representing Brinkerhoff in this matter.

[438]*438Sloan testified at the disciplinary hearing below that he was concerned about whether a problem existed with the transaction because of BrinkerhofFs desire to deal with cash only, but Brinkerhoff and Lamb both assured Sloan there was no problem. Sloan also testified that although he believed the $2,000 fee was some what excessive for his services in this particular matter, he nevertheless believed the fee was justified in light of previous work he had done for Brinkerhoff for which he had received no compensation. Finally, Sloan testified that he did not know William Larson, the seller of the tractor, at the time he drafted the bill of sale.

On August 15, 1980, Brinkerhoff and a man posing as William Larson executed the bill of sale with Sloan’s assistance in Sloan’s office. According to Sloan, Lamb introduced Sloan to the man who was posing as Larson, and Sloan believed the man was in fact William Larson.

Approximately two months later, however, in October of 1980, Lamb informed Sloan that the man who had executed the bill of sale as William Larson was, in fact Michael Anderson, Lamb’s former son-in-law. Lamb further advised Sloan at this time that the tractor which had been the subject of the sale had previously been stolen. According to Sloan, Lamb led him to believe at this time that both Lamb and Brinkerhoff had been involved in a fraudulent scheme concerning the sale of stolen farm equipment.

Sloan did not contact the authorities about the information he received from Lamb. Sloan, however, was later approached by the Washoe County District Attorney’s Office about the sale of the stolen tractor, and Sloan then explained to the District Attorney that he had not known the tractor was stolen at the time he prepared the bill of sale. Sloan further explained that he had not gone to the authorities with the information he received from Lamb in October, because he believed the information was “confidential.” Nevertheless, on August 8, 1980, the District Attorney’s Office obtained a grand jury indictment against Sloan, charging him with one count of forgery of conveyance, a felony in violation of NRS 205.115. The indictment charged Sloan with having intentionally and knowingly assisted in procuring Mike Anderson’s fraudulent signature as William Larson on the bill of sale for the tractor. The indictment also charged Mike Anderson and Sheldon Lamb with forgery of conveyance for their participation in the execution of the bill of sale.

Sloan later moved to have the charge against him severed from the charges against Lamb and Anderson, but the district court denied the motion. Sloan then became concerned about the adverse publicity he was receiving as a result of the charge against him, and he feared that the public would improperly [439]*439associate him with Lamb and Anderson as a result of the trial court’s failure to sever the charges. Consequently, Sloan engaged in plea negotiations with the District Attorney’s Office. Ultimately, Sloan agreed to plead nolo contendere to one count of “conspiracy to commit the crime of being, an accessory to a forged conveyance,” a gross misdemeanor. The plea was entered pursuant to North Carolina v. Alford, 400 U.S. 25 (1970), with Sloan refusing to admit his guilt.1 Additionally, the plea was specifically based on Sloan’s failure to disclose the fraudulent nature of the transaction when he learned of it in October, and was not based on any wrongdoing on Sloan’s part with regard to the transaction itself. Following his plea, the district court fined Sloan $500.

On November 21, 1984, the State Bar of Nevada petitioned this court pursuant to SCR 111 to suspend attorney Sloan temporarily from the practice of law pending the final disposition of bar disciplinary proceedings against Sloan.2 The State Bar argued that the temporary suspension was warranted, on the ground that Sloan had been convicted of a “serious crime,” as defined in SCR 111(2). This court, however, concluded that a substantial question existed as to whether Sloan’s conviction did in fact constitute a conviction for a serious crime within the meaning of SCR 111(2). Accordingly, we refused to suspend Sloan’s license temporarily, and we directed the Disciplinary Board to determine whether Sloan was in fact convicted of a serious crime warranting suspension or other discipline.

Following a hearing on the matter, the Disciplinary Board found that Sloan had indeed been convicted of a “serious crime,” [440]*440and recommended that Sloan be suspended from the practice of law for a period of nine months, and that he be assessed the costs of the disciplinary proceedings. This appeal followed.

DISCUSSION

On appeal Sloan contends, among other things, that the Board erred by concluding that the offense of which he was convicted constituted a serious crime. For the reasons set forth below, we agree.

SCR 111(2) defines a “serious crime” as being any felony, or any crime less than a felony a necessary element of which is “improper conduct as an attorney, interference with the administration of justice . . . misrepresentation, fraud . . . deceit ... or an attempt or a conspiracy or solicitation of another to commit a ‘serious crime.’ ” In the proceedings below, counsel for the State Bar argued that Sloan’s conviction was based on fraudulent conduct committed by Sloan. Specifically, counsel argued that Sloan was aware at the time he prepared the bill of sale for Brinkerhoff that a fraud was being committed, and that Sloan was therefore a knowing participant in the fraudulent act. The evidence in the record, however, clearly indicates that Sloan did not have knowledge of the fraudulent act until at least two months later when he was contacted by Lamb and advised of the stolen nature of the farm equipment and of the fact that Michael Anderson had posed as William Larson. Further, Sloan’s Alford plea was specifically based on his failure to report the fraud rather than on his active participation in the fraud.

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Bluebook (online)
726 P.2d 330, 102 Nev. 436, 1986 Nev. LEXIS 1584, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sloan-v-state-bar-of-nevada-nev-1986.