Sinko Tool & Manufacturing Co. v. Automatic Devices Corp.

136 F.2d 186, 57 U.S.P.Q. (BNA) 356, 1943 U.S. App. LEXIS 2993
CourtCourt of Appeals for the Second Circuit
DecidedMay 10, 1943
DocketNo. 227
StatusPublished
Cited by7 cases

This text of 136 F.2d 186 (Sinko Tool & Manufacturing Co. v. Automatic Devices Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sinko Tool & Manufacturing Co. v. Automatic Devices Corp., 136 F.2d 186, 57 U.S.P.Q. (BNA) 356, 1943 U.S. App. LEXIS 2993 (2d Cir. 1943).

Opinion

L. HAND, Circuit Judge.

The defendant appeals from a judgment in an action brought under § 63, Title 35 U.S.C.A., to establish the plaintiff’s right “to receive a patent for his invention.” The only question is as to the relative priority of two inventions: the plaintiff’s concededly conceived by one, Sinko, in September, 1933 (an application for a patent on which was filed on April 25, 1938) ; the defendant’s, conceived by one, Johnson, at some unspecified time (an application for a patent on which was filed on January 17, 1936). Since Sinko’s date of conception was earlier than Johnson’s, the issue is narrowed to whether Sinko’s invention was “reduced to practice” on October 16, 1933; or whether his date of invention must be limited to the filing date: April 25, 1938. On November 2, 1938, an interference was declared between Johnson, Sinko, and a third party, Ashton, upon two claims. The examiner decided this proceeding in Johnson’s favor and the Board of Appeals affirmed his decision on January 21, 1942. On August 24, 1940, a second interference was declared — this time only between Johnson and Sinko — upon a claim, substantially indistinguishable from the second claim in the first interference. This the Board of Interference Examiners decided in Johnson’s favor on September 8, 1941. The action is to reverse both awards and to declare Sinko entitled to a patent.

The application is for an automobile cigar lighter of the kind in which the lighting plug fits into a socket in the dash-board from which, when heated, it can be removed without attachment. The plug is of two telescoping parts; the upper part or “knob,” contains a pair of thermostatic fingers, the lower part, a resistance coil and a “beveled abutment”; the two parts are normally kept in extended position by a [188]*188spring. When the plug is in place the resistance coil is in electrical connection with the socket, although no circuit is as yet established. In order to heat the coil the “knob” is pressed down against the spring until the thermostatic fingers grasp and hold the “beveled abutment,” so completing a circuit through the resistance coil. After the current has heated the coil, the radiated and conducted heat opens the thermostatic fingers which then release the “beveled abutment,” and break the circuit, and the spring snaps the “knob” back to its normal or extended position. The plug can then be taken out and used while the coil is hot. Sinko tested this heater on October 16, 1933, and found that the fingers would properly release the “beveled abutment” and that the spring would snap the “knob” back. He and his assistants assumed that that was test enough, and did nothing more about it until he filed his application. The examiners of the Patent Office — original and appellate — all held that by stopping where he did Sinko had failed to “reduce to practice” his invention. This for two reasons. First, the clearance between the spring and the thermostatic fingers was small, and “the spring which urges the beveled abutment away from the thermostatic contacts is such that if at any time the spring engages or touches the thermostatic contacts, current will be fed to the heating element regardless of open circuit condition between the thermostatic fingers and the beveled abutment.” The resistance coil would in that event continue to heat and might burn out; and by taking out the plug as soon as it snapped back, Sinko did not check against the possibility of such a short circuit. Second, he had never tried the lighter out in an automobile upon the road, without which it was impossible to know whether it would respond in actual service.

The parties were involved in other litigation. The defendant, sued the plaintiff for the infringement of three patents by making and selling the cigar lighter, now the subject of tht action at bar. One of these patents was No. 2,140,311, issued to Joseph H. Cohen on December 13, 1938, upon an application filed on July 23, 1932; the other was No. 2,129,374, issued to Arthur A. Johnson on September 6, 1938, upon an application filed on August 17, 1934. One of the plaintiff’s defenses in that suit was that Sinko' was the prior inventor of the disclosure in both Cohen’s and Johnson’s patents; and in support of this defense it put in substantially the same evidence as to Sinko’s “reduction to practice” as was taken in the Patent Office on the interference proceedings. The district judge in the infringement action held that both Cohen’s and Johnson’s disclosures were not patentable advances over the prior art, and therefore did not find it necessary to pass upon whether Sinko’s date of invention was October 16, 1933, or April 25, 1938, his filing date. Upon appeal the Seventh Circuit held the claims in suit of those two patents invalid, but for another reason. It declared that Cohen’s invention was made up of three factors: (1.) a longitudinal, as opposed to a rotary, movement of the plug; (2.) the inclusion of the thermostatic element in the socket or the plug; (3.) an auxiliary contact for manual operation of the plug. The last it held plainly no invention; the first it held not to be infringed; the second it found not to have appeared in Cohen’s patent until after Sinko had “developed his devise in September, 1933, and it was proven successful by a test on October 16, 1933.” It further held that “what we have said with respect to the Cohen patent in suit is quite applicable to Johnson. Furthermore, the date of Johnson’s application, which is his effective date, was long subsequent to defendant’s disclosure.” Automatic Devices Corporation v. Sinko Tool & Manufacturing Co., 112 F.2d 335, 342.

In both interference proceedings Sinko moved for summary judgment at the opening on the ground that this finding of the Seventh Circuit in the infringing suit as to his test of the invention in suit was an estoppel which forbade any reopening of the subject. The examiners overruled this motion and Sinko did not renew it at the close of the evidence, though the opinions of both the Board of Interference Examiners and of the Board of Appeals discuss the point. The district judge in the case at bar held that the finding was an estoppel in the plaintiff’s favor on the issue of “reduction to practice,” since it was at least an alternate ground on which the court had held invalid the claims of Cohen’s and Johnson’s patents. Two other points raised by the defendant he also overruled: one, that an action brought under § 63 of Title 35 U.S.C.A., cannot be used merely as an appeal from the refusal of a patent by the Patent Office; but that the applicant must introduce some new evidence, or be limited to an appeal to the Court of Customs and Patent Appeals. The [189]*189second point was that by failing at the close of all the evidence to renew his motion that the finding was an estoppel, Sinko abandoned the point.

Were this an ordinary adversary action between the parties, we should unhesitatingly agree with the disposition of the cause by the district court. The plaintiff invokes the finding in the infringement action, not as a merger or a bar, in which event it would be necessary for this action to be upon the same “cause of action” as the first, but as an estoppel. In that event no more is necessary than that it should have been necessary to the judgment there entered, or at least should have been one of several findings, considered by the court as alternate grounds for its judgment. Tait v. Western Maryland Ry. Co., 289 U.S. 620, 623-625, 53 S.Ct. 706, 77 L.Ed.

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Bluebook (online)
136 F.2d 186, 57 U.S.P.Q. (BNA) 356, 1943 U.S. App. LEXIS 2993, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sinko-tool-manufacturing-co-v-automatic-devices-corp-ca2-1943.