Sinclair Refining Company v. National Labor Relations Board

306 F.2d 569, 50 L.R.R.M. (BNA) 2830, 1962 U.S. App. LEXIS 4392
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 26, 1962
Docket19282_1
StatusPublished
Cited by24 cases

This text of 306 F.2d 569 (Sinclair Refining Company v. National Labor Relations Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sinclair Refining Company v. National Labor Relations Board, 306 F.2d 569, 50 L.R.R.M. (BNA) 2830, 1962 U.S. App. LEXIS 4392 (5th Cir. 1962).

Opinions

JOHN R. BROWN, Circuit Judge.

Time and tide, it is said, waits for no man. Neither does the law. For we may acknowledge that in all likelihood the result of this decision is different from what it would have been just five years ago. What has brought this about is not the slow but sure erosion of cherished and ancient precedents or the most spectacular overruling of them by name. Neither has it been the consequence of new legislation. What has brought this about is the recent judicial declaration of an intervening congressional policy which in turn calls now for judicial adaptation and accommodation. Brotherhood of Railroad Trainmen v. Chicago, River & Indiana Ry. Co., 1957, 353 U.S. 30, 40, 77 S.Ct. 635, 1 L.Ed.2d 622.

The problem is the extent to which the coercive sanctions of the Board may be used as a discovery weapon in the processing of a grievance under arbitration machinery established by a collective bargaining agreement. The intervening event regarded by us as portentous is the action of the Supreme Court in the triology concerning judicial enforcement of agreements to arbitrate.1

In this area, the Board’s order is; an awesome adjudication that the employer is guilty of a § 8(a) (5) unfair labor practice for failure to bargain in good faith. Noncompliance with such inferential order to produce data in the course of a pending arbitration proceeding brings to bear the full weight of the Board, and on enforcement, the full prestige of a Court of Appeals. This includes, of course, the imminence of a judgment for contempt. Cf. Cone Brothers Contracting Co. v. N. L. R. B., 5 Cir., 1956, 235 F.2d 37, 41.

Ironically enforcement here of the Board’s order to produce data for use in the prosecution of the pending grievance will be to make the grievance proceeding largely superfluous. For enforcement will be a judicial declaration that the Union’s, not the Employer’s, interpretation of the contract is the correct one. But just as a Court, under the guise of determining arbitrability, may not determine the merits, neither may the Board adjudicate the grievance dispute [571]*571under the guise of determining relevance and pertinency of the data sought. Because the order under review clashes with the policy of effectual achievement of contractual arbitration, it may not be enforced.

Of course, running through this whole problem is the acceptance of the principle that the obligation to bargain in good faith 2 includes the duty of the employer to furnish to the union relevant data to enable the representative effectually to bargain for the workers. N. L. R. B. v. Truitt Mfg. Co., 1956, 351 U.S. 149, 76 S.Ct. 753, 100 L.Ed. 1027 (and annotation 100 L.Ed. 1035); N. L. R. B. v. F. W. Woolworth Co., 9 Cir., 1956, 235 F.2d 319, reversed, 352 U.S. 938, 77 S.Ct. 261, 1 L.Ed.2d 235. Also, the duty does not terminate with the signing of the collective bargaining contract. It continues through the life of the agreements so far as it is necessary to enable the parties to administer the contract and resolve grievances or disputes.3

In accordance with the collective bargaining contract between the Union and the Employer, a written grievance was filed on April 28, 1960. The complaint was that the announced demotion of two employees of the Pipe Department was in violation of the contract. For reasons that are not of any present moment, the grievances undertook to spell out that this was the result of contractually wrongful assignment or allocation of work or workers, or both, in the Replacement Pool and the Labor Department. To this the Employer took the position immediately, to which it still adheres, that since this proposed demotion was occasioned by a lack of work, the controversy was not intrinsicially subject to review under the grievance procedure' because under Article XXXI,4 this was a matter committed solely to management decision.5 But the Employer was careful to point out then, and now, that its contention went to the merits of the dispute. It did not then, nor does it now, challenge arbitrability. Its position simply stated is that while the controversy is properly a matter for determination by the grievance machinery on its merits the action was of a kind committed solely to mangement with the Union having no right to challenge or question it in any way. When and as the prior steps are exhausted, the Employer acknowledges that the dispute is subject to ar[572]*572bitration.6 There is thus no effort to raise questions of arbitrability such as in Lodge No. 12, etc. v. Cameron Iron Works, Inc., 5 Cir., 1961, 292 F.2d 112; Refinery Employers Union of Lake Charles Area v. Continental Oil Co., 5 Cir., 1959, 268 F.2d 447, or the like. The Employer has made equally positive that it does not decline absolutely to produce the data. On the contrary, at each and every stage, it has reaffirmed a positive commitment to produce whatever the arbiter requires. But consistent with its views on contract interpretation, it says that it is for the arbitrator, not the Board to determine the need and make the demand.

In a nutshell, the Employer’s contention in handling the grievance was that under Article XXXI, note 4, supra, a suspension or discharge referred to in [2] was, as clause [2a] stated, “subject to the grievance and arbitration clause” of the contract. However, the layoff or demotion of an employee “because of lack of work” as in clause [3] was not subject to arbitration. In other words, management alone was to determine whether there was lack of work and, on such determination, the nature and extent of the rearrangement or reduction in the labor force.

Preliminary to the detailed outline of the four-step procedure culminating in binding arbitration, the goal of the grievance procedure was described:

“It is the sincere desire of both parties that employee grievances be settled as fairly and as quickly as possible. Therefore, when a griev-anee arises, the following procedure must be followed:”

While the grievance was in the first two steps, the Union, on May 2, 1960, demanded that the Employer furnish “all records that reflect or tend to reflect” the following information:

(1) “ * * * the amount of work hours for the separate jobs performed by the pipe department for the past year to date.”

(2) “ * * * the placement and/or job assignments of all replacement pool employees from January 1, 1960, to date.”

(3) “ * * * the work hours and separate job assignments for the labor department [from January 1, 1960 to May 2, I960].”

Concerning the data requested, the letter demand stated, “This information is needed so we can intelligenty evaluate this grievance with respect to settlement of or further processing of same.” Although the contention is no longer urged that compliance with the demand was excessively burdensome, it is plain that the demand covers a large volume of papers.7

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Related

National Labor Relations Board v. Davol, Inc.
597 F.2d 782 (First Circuit, 1979)
Lodge 743 v. United Aircraft Corp.
337 F.2d 5 (Second Circuit, 1964)
Square D Company v. National Labor Relations Board
332 F.2d 360 (Ninth Circuit, 1964)

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Bluebook (online)
306 F.2d 569, 50 L.R.R.M. (BNA) 2830, 1962 U.S. App. LEXIS 4392, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sinclair-refining-company-v-national-labor-relations-board-ca5-1962.