Sims v. Fitzpatrick

288 S.W.3d 93, 2009 WL 468983
CourtCourt of Appeals of Texas
DecidedApril 30, 2009
Docket01-07-00868-CV
StatusPublished
Cited by47 cases

This text of 288 S.W.3d 93 (Sims v. Fitzpatrick) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sims v. Fitzpatrick, 288 S.W.3d 93, 2009 WL 468983 (Tex. Ct. App. 2009).

Opinion

OPINION

TERRY JENNINGS, Justice.

Appellants, Thomas M. Sims, Raymond J. Campbell, Supernova Financial Services Corporation, Supernova Investments, Inc., and Daniel Joseph Shea, challenge the trial court’s judgment in favor of appellees, Patricia Hill Fitzpatrick and Richard Grayson Guión, and the trial court’s post-judgment order imposing sanctions against appellants. Appellants present six issues for our review. They contend that the trial court erred in allowing their previous attorneys to withdraw from representing them, “striking a timely jury demand,” not granting a new trial “when the evidence was uncontroverted that [they] were entitled to a new trial,” and “imposing sua sponte sanctions without giving notice or the opportunity to be heard.” Appellants also contend that the “assigned judges abuse[d] their discretion in failing to re-cuse and/or disqualify the [trial] court” and the trial court’s “order sanctioning [them] and their counsel [is] void as a matter of law as the motion for new trial was overruled by operation of law and no timely post-judgment motion for sanctions was on file.”

We affirm in part and reverse and remand in part.

Factual and Procedural Background

In March 2006, Fitzpatrick and Guión filed separate suits against appellants, asserting claims of fraud, breach of fiduciary duty, and breach of contract. After Fitzpatrick’s and Guion’s suits were consolidated in December 2006, the trial court, on April 20, 2007, entered a docket control order, setting the consolidated case for trial on November 5, 2007. On May 4, 2007, Fitzpatrick and Guión filed their seventh amended petition, the live pleading in this case. 1

On July 19, 2007, appellants’ counsel, R. Scott Wolfrom and Tom Fillion, filed a motion to withdraw, asserting that good *97 cause existed to withdraw as they had developed an incurable “conflict of interest” in continuing to represent appellants and that it was “impossible for counsel to effectively communicate and provide legal advice and representation” to appellants. In their motion, Wolfrom and Fillion stated that they had advised appellants in writing of the conflict and the filing of the motion, it was not known if appellants consented or objected to the motion, appellants had been advised of their right to object to the motion, appellants had been “given notice of the filing of [the] motion at their last known address,” there were “no pending deadlines as of the filing of [the] motion,” the matter had been set for trial on November 9, 2007, and appellants had been advised to retain separate attorneys for the corporate appellants. On August 21, 2007, the trial court granted the motion to withdraw and ordered that the corporate appellants have a new attorney file a notice of appearance by September 13, 2007. The trial court further ordered that Wolfrom and Fillion mail a copy of its order by certified mail to appellants’ last known addresses.

Guión, on September 10, 2007, filed his motion for death penalty sanctions, and, on September 14, 2007, Fitzpatrick filed her motion for death penalty sanctions. In their motions, Guión and Fitzpatrick alleged that appellants had resisted their . discovery attempts, appellants had refused to comply “with numerous” court orders compelling discovery, and Guión had already moved for and obtained monetary and discovery sanctions related to appellants’ discovery abuse. Fitzpatrick and Guión further complained that they had attempted to depose various individual defendants, including Campbell, and that Campbell had delayed by having his counsel withdraw. Fitzpatrick noted that the trial court had previously ordered appellants to respond to discovery, imposed monetary sanctions related to appellants’ refusal to respond to discovery, and prohibited appellants from conducting then-own discovery as a sanction for discovery abuse. In support of her motion, Fitzpatrick attached an affidavit from Guion’s counsel, in which he testified that appellants had intentionally and repeatedly abused the discovery process, filed bankruptcy proceedings to stall discovery, filed frivolous objections to discovery, and had never complied with prior discovery orders. Guion’s counsel attached to his motion the trial court’s prior discovery orders dated February 16, 2007, March 23, 2007, and July 12, 2007.

On September 14 and September 25, 2007, the trial court granted Guion’s and Fitzpatrick’s motion for death penalty sanctions, striking appellants’ pleadings for their abuse of the discovery process and entering judgment as to liability in Fitzpatrick’s and Guion’s favor. On September 24, 2007, more than 30 days before trial, appellants served their jury demand on Fitzpatrick and Guión. The jury demand was received and file-stamped by the clerk on September 25, 2007. Also on September 25, 2007, after the trial court entered judgment in favor of Fitzpatrick, it set a hearing on damages for October 3, 2007. Guión, on September 25, 2007, then served appellants with a notice of the October 3, 2007 damages hearing. 2

Appellants, on September 28, 2007, filed a verified motion for continuance, seeking to continue the October 3, 2007 damages hearing to November 5, 2007, the date the case had been previously set for trial. As *98 noted by appellants, this had been the “original setting” in place before the trial court unilaterally advanced the damages hearing date. Appellants noted that they had made a written demand for a jury trial, and they asserted that they needed a continuance so that their new counsel could consult with them and prepare for trial. In support of their motion, appellants attached an affidavit from their new counsel, Shea, in which Shea testified that he had been retained on September 17, 2007 and that another attorney who had been retained by appellants to appear on September 14, 2007 had failed to do so. Shea further testified that he had been able to conduct “a limited review” of the case file, the case file from prior counsel was in disarray, the case had a complex history, and he needed 90 days to adequately prepare.

On October 3, 2007, the trial court denied appellants’ motion for continuance, ruled that appellants’ jury demand was untimely, and conducted a bench trial on damages. On October 11, 2007, the trial court entered a “final judgment” and awarded as damages $425,000 to Guión and $888,000 to Fitzpatrick, plus interest.

Appellants, on November 9, 2007, filed a new trial motion, in which they argued that their timely jury demand had been denied, they had been denied due process, the trial court had granted excessive sanctions against them, the trial court had not complied with Texas Rule of Civil Procedure 10 in allowing their prior counsel to withdraw, and the trial court erred in denying their motion for continuance. Appellants set their new trial motion for hearing on December 21, 2007. Appellants attached to their new trial motion the affidavit of Campbell, in which he testified that the facts set forth in the motion were true and correct.

At a hearing on November 16, 2007, the trial court reset the new trial motion hearing to November 30, 2007. Appellants then filed a “verified motion for continuance,” seeking to again return the new trial motion hearing to December 21, 2007. Appellants attached the affidavits of Sims, Campbell, and Shea.

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Bluebook (online)
288 S.W.3d 93, 2009 WL 468983, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sims-v-fitzpatrick-texapp-2009.