Simms v. National Highway Traffic Safety Administration

45 F.3d 999
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 19, 1995
DocketNos. 93-3239, 93-4087
StatusPublished
Cited by1 cases

This text of 45 F.3d 999 (Simms v. National Highway Traffic Safety Administration) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simms v. National Highway Traffic Safety Administration, 45 F.3d 999 (6th Cir. 1995).

Opinion

LIVELY, Circuit Judge.

This petition for review of final action by the National Highway Traffic Safety Administration (NHTSA) of the Department of Transportation arises under the National Traffic and Motor Vehicle Safety Act of 1966, as amended (the Safety Act), 15 U.S.C. §§ 1381-1431 (1988). The ease concerns standards for the safe transportation on school buses of students in wheelchairs. The petitioners contend that the final rule relating to wheelchairs on school buses violates the Safety Act in two respects and, thus, constitutes arbitrary and capricious agency action.

First, the petitioners maintain that NHTSA acted unlawfully in promulgating standards for the seeurement of wheelchairs on school buses based only on “static” rather than “dynamic” testing. Static testing tests the strength of the individual components of a seeurement device. Dynamic testing tests the entire seeurement and restraint system using a test dummy under conditions emulating an actual crash. Second, they argue that the agency should have prescribed “crash-worthiness” standards for wheelchairs carried on school buses.

NHTSA announced the final rule on September 3, 1993, 58 Fed.Reg. 46873, after engaging in informal rulemaking procedures pursuant to section 553 of the Administrative Procedure Act (APA), 5 U.S.C. § 553 (1988).

The Safety Act authorizes judicial review under section 706 of the APA. See 15 U.S.C. § 1392(b); 1394(a)(1). The issues were well briefed and the court heard oral arguments before taking the matter under submission.

I.

The purpose of the Safety Act is to “reduce traffic accidents and deaths and injuries to persons resulting from traffic accidents.” 15 U.S.C. § 1381. To achieve this goal Congress required the Secretary of Transportation to establish appropriate safety standards for motor vehicles, which “shall be practicable, shall meet the need for motor vehicle safety, and shall be stated in objective terms.” 15 U.S.C. § 1392(a). The Safety Act, as originally adopted, did not refer specifically to school buses.

In 1974 Congress amended the Safety Act to require the promulgation of safety standards for school buses. Following this directive, NHTSA in 1976 promulgated Federal Motor Vehicle Safety Standard No. 222 (Standard 222) — School Bus Passenger Seating and Crash Protection, 49 C.F.R. § 571.222. Standard 222, however, established no safety standards for special seating used by handicapped passengers on school buses.

A.

On July 7, 1989, the petitioners filed a complaint against the Department of Transportation in the form of a letter, alleging that the Department’s exclusion of provisions for handicapped students from Standard 222 violated section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794 (1988). Section 504 prohibits discrimination against handicapped [1002]*1002individuals under any program receiving federal financial assistance or any program or activity conducted by an Executive agency. At the time of this complaint, the Department of Transportation did not have a section 504 complaint procedure, so the Department referred the complaint to NHTSA. On February 14, 1990, NHTSA advised the petitioners that their complaint would be treated as a petition for rulemaking to amend Standard 222, and it published a notice of the granting of the petition on March 1, 1990. 55 Fed.Reg. 7346. The notice established rulemaking docket No. 90-05.

In the notice, NHTSA stated that a recent task force had reviewed the safety of school bus passengers confined to wheelchairs and, as a result, a “state-of-the-art” study of wheelchair securement and protection systems on school buses had been initiated in 1989 to support possible future rulemaking. Id. NHTSA also indicated in the notice that it had been examining efforts by various standards organizations and international agencies regarding safety standards for the transportation of persons in wheelchairs. Several of these standards were listed in the notice and later made available for the rule-making docket. Id.

In its second notice published May 30, 1990, NHTSA announced the completion of its state-of-the-art study and the study’s final report titled ‘Wheelchair and Occupant Restraint on School Buses.” 55 Fed.Reg. 21891. The significant conclusions of this report were that persons in wheelchairs should be transported in a forward-facing position, that the wheelchair and its occupant should be independently secured to the vehicle, that a combination torso and lap belt is one effective means of occupant restraint, and that a tiedown system attaching the frame of the wheelchair to the vehicle floor with four points is an effective securement system. The notice requested comments by July 30, 1990, on the report and other aspects of the pending rulemaking to establish requirements for school bus seating for handicapped students. Id.

B.

On September 24,1991, NHTSA published a Notice of Proposed Rulemaking (NPRM) proposing to amend Standard 222 to include certain requirements for wheelchair securement devices and occupant restraint systems on school buses. 56 Fed.Reg. 48140. The notice chscussed several aspects of the proposal including the agency’s tentative decisions: (1) to base the performance criteria for the required devices on static testing rather than on dynamic testing, and (2) not to establish crashworthiness standards for wheelchairs. Id. at 48141, 48144.

The agency acknowledged in the NPRM that dynamic testing is the “preferred” approach and that many parties active in the national and international efforts to establish standards for wheelchair securement and occupant restraint were working on standards based on dynamic tests. The agency concluded, however, that dynamic testing was not practicable because of numerous technical problems. NHTSA determined that these problems could not be resolved without unreasonable delay. Id. at 48141. In response to a comment to its May 30 notice, in which a commenter questioned the ability of some wheelchair designs to withstand crash forces, NHTSA rejected the suggestion that it establish standards for wheelchair crash-worthiness, reasoning that the development of objective tests would take “an extremely long time.” Id. at 48144. In the NPRM, NHTSA also requested comments on its proposed amendments to Standard 222 and comments on 17 specific questions. Id. at 48145-46. The deadline for comments was November 25, 1991. Id. at 48140.

In April 1992 the petitioners and their counsel met with a group of NHTSA officials in Washington to discuss the status of the pending rulemaking to amend Standard 222. The administrative record contains the minutes of this meeting.

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