Simmons v. Fabian

743 N.W.2d 281, 2007 Minn. App. LEXIS 171, 2007 WL 4563962
CourtCourt of Appeals of Minnesota
DecidedDecember 31, 2007
DocketA06-2308
StatusPublished
Cited by5 cases

This text of 743 N.W.2d 281 (Simmons v. Fabian) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simmons v. Fabian, 743 N.W.2d 281, 2007 Minn. App. LEXIS 171, 2007 WL 4563962 (Mich. Ct. App. 2007).

Opinion

OPINION

WRIGHT, Judge.

Appellant challenges an order dismissing her complaint, arguing that the district court erred by ruling that respondent was entitled to absolute quasi-judicial immunity from her 42 U.S.C. § 1983 claim seeking injunctive relief. We reverse and remand.

*284 FACTS

Appellant Lillian Simmons is currently serving an indeterminate life sentence based on a 1989 conviction of first-degree felony murder, a violation of Minn.Stat. § 609.185(3) (1988). 1 Under the law in effect when she was convicted, Simmons was eligible for parole after serving 17 years of her sentence. See Minn.Stat. § 244.05, subd. 4 (1988). Respondent Joan Fabian is the Minnesota Commissioner of Corrections, the executive-branch official ultimately responsible for parole decisions in the state.

In March 2003, the commissioner met with an advisory panel to review Simmons’s file and establish a projected release date. Although Simmons was eligible for parole in October 2006, the commissioner continued review of her file until 2010. She explained her decision in a letter to Simmons:

As you may know, no life-sentenced inmate now gets out at their minimum parole eligibility date, since the purposeful taking-of-a-life requires more than minimum accountability time. Even if an inmate’s prison discipline record is perfectly clean, which yours is not, and they have done everything they can to prepare themselves for release, which you have been striving to do, there will still be [a] number of years beyond their minimum to serve before release is considered.

Simmons brought an action against the commissioner in both her official and individual capacities under 42 U.S.C. § 1983, alleging that this decision effectively denied Simmons a formal parole hearing in violation of the Due Process Clause of the Fourteenth Amendment because it was based on an indiscriminate, blanket policy rather than a complete review of her file. 2 Simmons sought injunctive relief compelling the commissioner to hold a new hearing in which the commissioner would be required to “[ejxercise her discretion in a fair manner ... including reviewing] and considering] [Simmons’s] entire case file and all expert reports contained therein.” Simmons also sought a declaratory judgment that the commissioner violated Simmons’s constitutional rights, along with attorney fees and costs under 42 U.S.C. § 1988.

The commissioner moved to dismiss the complaint, arguing that, as the commissioner of corrections, she is entitled to absolute quasi-judicial immunity in her parole decision-making capacity. The district court granted the commissioner’s motion, and this appeal followed.

ISSUE

Is the commissioner of corrections entitled to absolute quasi-judicial immunity from lawsuits for injunctive relief under 42 U.S.C. § 1983, as amended by the Federal Courts Improvement Act of 1996, based on allegedly unconstitutional decision-making in that capacity?

ANALYSIS

Title 42 U.S.C. § 1983 provides a cause of action against a state official who, *285 acting under color of law, deprives a person of a federal constitutional or statutory right. Wyatt v. Cole, 504 U.S. 158, 163-64, 112 S.Ct. 1827, 1831-32, 118 L.Ed.2d 504 (1992). We note at the outset that whether an official is entitled to immunity in a state court proceeding alleging a violation of section 1983 is governed by federal, not state, immunity doctrine. Finch v. Wemlinger, 310 N.W.2d 66, 70 (Minn.1981). And whether a public official is entitled to absolute immunity under federal law presents a question of law, which we review de novo. Johnson v. State, 553 N.W.2d 40, 45 (Minn.1996); Elwood v. Rice County, 423 N.W.2d 671, 675 (Minn.1988). In doing so, we analyze this question independent of the merits of the underlying action. Johnson, 553 N.W.2d at 45; Elwood, 423 N.W.2d at 675. An official claiming immunity bears the burden of establishing entitlement to it. Finch, 310 N.W.2d at 70.

The commissioner asserts that she is entitled to absolute quasi-judicial immunity because her official decision-making functions in the parole process are essentially adjudicatory in nature and are integral to the judicial sentencing function. Had this lawsuit been an action for damages, we would agree. See Figg v. Russell, 433 F.3d 593, 598 (8th Cir.2006) (holding that parole-board members are absolutely immune from damages based on quasi-judicial function). But Simmons is seeking an injunction, and “immunity from damages does not ordinarily bar equitable relief as well.” Wood v. Strickland, 420 U.S. 308, 314 n. 6, 95 S.Ct. 992, 997 n. 6, 43 L.Ed.2d 214 (1975).

Whether the commissioner of corrections is entitled to quasi-judicial immunity in an action for injunctive relief under 42 U.S.C. § 1983, as amended by the Federal Courts Improvement Act of 1996 (FCIA) is an issue of first impression in Minnesota. Before 1996, it was clear that even sitting judges were not immune from lawsuits for injunctive relief under section 1983. See Pulliam v. Allen, 466 U.S. 522, 540, 104 S.Ct. 1970, 1980, 80 L.Ed.2d 565 (1984) (holding that judicial immunity from damages did not extend to equitable relief). The FCIA, however, substantially restricted the availability of injunctive relief against a “judicial officer for an act or omission taken in such officer’s judicial capacity.” Federal Courts Improvement Act of 1996, Pub.L. No. 104-317, § 309(c), 110 Stat. 3847 (1996) (codified as amended in 42 U.S.C. § 1983 (2000)). Because section 1983 does not define the term “judicial officer,” it is disputable whether this “new restriction on the granting of injunctive relief against ‘judicial officers’ was meant to extend to other officials whose entitlement to absolute immunity from damages had been recognized in light of their roles in judicial proceedings.” Hili v. Sciarrotta, 140 F.3d 210, 215 (2d Cir.1998). In light of the plain language, legislative history, and purpose of section 1983, including the FCIA, we conclude that section 1983 does not protect the commissioner from lawsuits seeking injunctive relief.

I.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Brown v. Rhode Island
511 F. App'x 4 (First Circuit, 2013)
Churchill v. University of Colorado at Boulder
2012 CO 54 (Supreme Court of Colorado, 2012)
Gilmore v. Bostic
636 F. Supp. 2d 496 (S.D. West Virginia, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
743 N.W.2d 281, 2007 Minn. App. LEXIS 171, 2007 WL 4563962, Counsel Stack Legal Research, https://law.counselstack.com/opinion/simmons-v-fabian-minnctapp-2007.