Siemens Aktiengesellschaft v. United States

26 Cl. Ct. 980, 1992 U.S. Claims LEXIS 368, 1992 WL 197377
United States Court of Claims·Decided August 14, 1992·No. No. 416-89C·Published·Cited by 2 cases

Opinion

OPINION

SMITH, Chief Judge.

This matter is before the court on plaintiffs motion for partial summary judgment. Plaintiff filed this action pursuant to 28 U.S.C. § 1498 (1988)1, to recover reasonable compensation for the government’s alleged use of the subject matter claimed in plaintiff’s patent. Defendant argues that plaintiff’s patent is invalid under 35 U.S.C. § 102 because the government’s contractor produced similar technology and made it available for sale more than one year before plaintiff filed its patent application. Upon full consideration of the parties’ briefs, oral arguments and supporting documentation, the court grants plaintiff’s motion for partial summary judgment on the defenses asserted by defendant under sections 102(b) and (g).

BACKGROUND

Plaintiff, Siemens Aktiengesellschaft (“Siemens”) is the owner by assignment from Dr. Richard Hechtel of United States Patent No. 3,859,552 (the “Hechtel patent”), which was applied for on February 12, 1973 and issued on January 7, 1975. The Hechtel patent concerns “electron beam generators for transit-time electron discharge tubes”, less cumbersomely known as “traveling wave tubes”. The primary purpose of these traveling wave tubes is in the operation of airborne radar, particularly in military aircraft. The tubes have an electron gun with a cathode for the emission of an electron beam, and a control grid through which the beam travels. Claim 1 of the Hechtel patent involves the use of an annular grid as a control grid; Claim 2 concerns the use of a control grid comprised of an annular grid within which is a circular grid.2

Hughes Aircraft Company (“Hughes”) is the owner by assignment from Messrs. James A. Noland and Ronald A. Forbess of United States Patent No. 3,903,450, which was applied for on February 21, 1973. The “Hughes patent” concerns an electron gun which can be used in traveling wave tubes with an annular control grid. Mr. Noland conceived of using an annular grid in an electron gun (“the Noland gun”) in August, 1969, and reduced this idea to practice in October, 1970. Hughes then submitted research and development proposals to the United States Navy and Air Force, and several private institutions.3 The proposals [984]*984Hughes submitted to the United States Department of the Navy were classified as “SECRET” and the other proposals were confidential.4 Based upon these proposals, the government awarded Navy Contract N00014-72-0-0205 (“the ’0205 contract”) to Hughes on January 15, 1972. Despite these proposals and the Navy contract, Messrs. Noland and Forbess filed a declaration, along with their patent application, that no sale or publication of the Noland gun occurred more than one year prior to their patent application.

On May 14,1986, plaintiff filed an administrative claim, based upon Siemens’ rights under the Hechtel patent, with the patent division of the United States Air Force, Office of the Judge Advocate General. According to plaintiff, the administrative proceedings failed due to Hughes’ refusal to acknowledge any duty to indemnify the government for infringement of the Hechtel patent. On August 1, 1989, plaintiff filed its complaint in this court. Siemens alleges that defendant has had Litton Systems, Inc. and Hughes manufacture transit-time electron discharge devices for the Aeronautical Systems Division of the Air Force, in violation of plaintiff’s patent. Defendant’s answer raises the affirmative defense of prior patent invalidity under 35 U.S.C. § 102.5 The government argues that Claim 1 of the Hechtel patent is invalid because the Noland gun was invented before the Hechtel device and was placed on sale more than one year prior to plaintiff’s patent application.6 Siemens moves for partial summary judgment on these section 102 defenses.

DISCUSSION

Summary judgment is appropriate when there is no genuine issue as to any material fact and the movant is entitled to judgment as a matter of law. RUSCC 56(c) (1991). In evaluating a motion for summary judgment, any doubt as to whether a genuine issue of material fact exists must be resolved in favor of the non-moving party. Adickes v. Kress & Co., 398 U.S. 144, 158-59, 90 S.Ct. 1598, 1608-09, 26 L.Ed.2d 142 (1970). “Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986). When the moving party has carried its burden, the non-movant must come forward with specific facts showing that a genuine issue for trial exists. Matsushita Electric Industri[985]*985al Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 1355, 89 L.Ed.2d 538 (1986) (“When the moving party has carried its burden under Rule 56(c), its opponent must do more than simply show that there is some metaphysical doubt as to the material facts.” (Footnote omitted)).

Plaintiffs motion for summary judgment is directed solely to the government’s defense of invalidity of Claim 1 of the Hechtel patent. Under 35 U.S.C. § 282, a patent is presumed valid and the contesting party has the burden of establishing invalidity of the patent by clear and convincing evidence. Uniroyal, Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044, 1050 (Fed.Cir.), cert. denied, 488 U.S. 825, 109 S.Ct. 75, 102 L.Ed.2d 51 (1988). Defendant makes two arguments under 35 U.S.C. § 102 to support its claim that plaintiff’s patent is invalid: First, that the Noland gun was conceived and reduced to practice before the Hechtel device and was not suppressed or concealed within the meaning of section 102(g). Second, defendant argues that the Noland gun was on sale within the meaning of section 102(b), more than one year before plaintiff’s patent application. Both of the government’s defenses under 35 U.S.C. § 102 are questions of law. See Brokaw v. Vogel, 429 F.2d 476, 480 (C.C.P.A.1970) (“whether there was suppression [or] concealment under the statute is an ultimate conclusion of law”); UMC Electronics Co. v. United States, 816 F.2d 647, 657 (Fed.Cir.1987),

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Siemens Aktiengesellschaft v. United States, 26 Cl. Ct. 980, 1992 U.S. Claims LEXIS 368, 1992 WL 197377 (cc 1992).

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