Shipley v. Bureau of Prisons

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

) LLOYD D. SHIPLEY, ) ) Plaintiff, ) ) v. ) Civil Action No. 09-0485 (RJL) ) BUREAU OF PRISONS, et at., ) ) Defendants. ) ----------------------------)

MEMORANDUM OPINION

This matter is before the Court on defendants' motion to dismiss. For the reasons

discussed herein, the Court will deny the motion without prejudice, and transfer this action to the

United States District Court for the Eastern District of North Carolina.

1. BACKGROUND

Plaintiff is a federal prisoner who currently is incarcerated at a Federal Correctional

Institution in Butner, North Carolina ("FCI Butner"). He is legally blind, see Mem. ofP. & A. in

Supp. of Defs.' Mot. to Dismiss ("Defs.' Mem. "), Ex. B (Health Services Clinical Encounter

dated June 9, 2009) at 1, and has undergone transplants of both corneas, Compi. at 8 (page

number designated by the Court).!

Plaintiff represents that he "received cornea transplants at the Aspen Center, Dallas Texas, ... in the fall of 1988, and did not experience any sight difficulties until Februar[y] 1995, when he was incarcerated and medications were taken from him by the United States [M]arshal[]s." PI.' s Mot. and Argument in Opp 'n to Defs.' Mot. to Dismiss at 2. He alleges that the deprivation of medications and lack of proper treatment while incarcerated "resulted in the need for ... cornea transplant operation[s] in 2004 and 2005." !d. at 2.

1 In February 2007, plaintiff began to "experience[] extreme eye pain," Compi. at 8, which

he reported to medical staff at the Butner Federal Medical Center ("FMC Butner") on several

occasions, id. Both eyes had become infected, and plaintiff underwent a procedure at the Duke

Medical Center in May 2007 designed to stop the leakage of fluid from the eyes and to relieve

the pain. !d. Apparently the procedure was not effective, and plaintiff again experienced

extreme pain. Id. He complained of his condition to medical staff, and in June 2008 he was

returned to the Duke Medical Center for treatment. Id. Notwithstanding instructions to return

one month later, plaintiff was not sent back to Duke Medical Center until December 18, 2008.

!d. at 9. Plaintiff neither has received further treatment at FMC Butner staff nor has been

referred elsewhere for treatment. Id.

Plaintiff attributes the deterioration of his eyesight and eye pain to defendants' refusal to

provide adequate medical care for his eyes, see Compi. at 8-9, and defendants' alleged deliberate

indifference to his medical needs have "caused [him] to suffer and endure extreme harm and

physical damages, in addition to excru[ c]iating pain to the eyes." Id. at 10. These allegations are

the basis of his claim under the Eighth Amendment to the United States Constitution "to be free

from Cruel and Unusual Punishment[.]" Id. Because defendants allegedly have refused to

address grievances he has filed through the BOP's Administrative Remedy Program, he alleges

violations of his rights to due process and equal protection under the Fifth Amendment to the

United States Constitution. !d. at 10. In addition, plaintiff contends that the defendants

"conspired to and have also deprived [him] of his Civil and Constitutional Rights under the First,

Fifth, Sixth, Eighth, and Fourteenth Amendments." Id. at 11. He demands injunctive relief and

compensatory and punitive damages. Id. at 12.

2 Defendants Lappin, Ramsey, Libero, Blair, Bonner, Spiller, Hunter-Busky, and Autry are

sued both in their official capacities and in their individual capacities under Bivens v. Six

Unknown Named Agents a/Fed. Bureau a/Narcotics, 403 U.S. 388 (1971). See CompI. at 6-7.

Defendants Watts and Johns are sued in their official capacities only. See id. 2

In addition, plaintiff brings a negligence claim against the United States under the Federal

Tort Claims Act ("FTCA"), see 28 U.S.c. 1346(b), and demands damages of$1 million. 3 See

CompI. at 2-3; Defs.' Mem., Ex. J (Cox Decl.), Ex. C (Claim for Damage, Injury, or Death dated

October 9, 2008).

II. DISCUSSION

Defendants move to dismiss on the grounds that the Court lacks subject matter

jurisdiction and personal jurisdiction, improper venue, insufficient service of process, and for

failure to state a claim upon which relief can be granted. Although certain of defendants'

arguments are meritorious, the Court focuses on one: improper venue. See Defs.' Mem. at 16-17.

"Courts in this [jurisdiction] must examine challenges to ... venue carefully to guard against the

2 Defendant Presbyla has been dismissed. See September 29,2009 Minute Order.

In his FTCA claim, plaintiff alleged that his "sight began to get worser [sic]" after cornea transplants in 2004 and 2005. Defs.' Mem., Ex. J (Cox Decl.), Ex. C (FTCA claim dated October 9,2008). The BOP denied the claim on October 27,2008. Id., Ex. D (October 27,2008 letter from M.T. Finseyamore, Regional Counsel, Mid-Atlantic Region, BOP, regarding Administrative Tort Claim Number TRT-MXR-2007-00417). Plaintiff described his injury as follows:

Irreversable [sic] damages and injury to eyes do [sic] to medical staff s refusal to act immediately to treat the first injury and allowing me not to get the medical attention at right time.

Id., Ex. C.

3 danger that a plaintiff might manufacture venue in the District of Columbia." Cameron v.

Thornburgh, 983 F. 2d 253,256 (D.C. Cir. 1993).

Plaintiff asserts that the District of Columbia "is ... the most convenient forum" because

"two of the defendants, including Harley G. Lappin, Director of the [BOP], is located in

Washington, D.C." CompI. at 3. Defendants argue that, "[t]o the extent [the] complaint can

be construed as making claims against the [i]ndividual [d]efendants personally," the complaint

must be dismissed for improper venue. Defs.' Mem. at 16.

In a civil action where the Court's jurisdiction is not based solely on diversity of

citizenship, such as this case, venue is proper in "(1) a judicial district where any defendant

resides, if all defendants reside in the same State, (2) a judicial district in which a substantial part

of the events or omissions giving rise to the claim occurred ... or (3) ajudicial district in which

any defendant may be found, if there is no district in which the action may otherwise be

brought." 28 U.S.C. § 1391(b). Insofar as the BOP is headquartered in the District of Columbia

and its Director and Administrator of National Appeals are named defendants in their official

capacities, venue in this district is not improper. See Nestor v. Hershey, 425 F.2d 504,521 n.22

(D.C. Cir. 1969) ("Where a public official is a party to an action in his official capacity he resides

in the judicial district where he maintains his official residence, that is where he performs his

official duties." (internal quotation marks and citations omitted)). However, all the individual

defendants, seven of whom are BOP employees at FCI Butner, are sued in both their official and

individual capacities. Venue is not proper in this district under any of the provisions of28

U.S.C. § 1391(b) with respect to these defendants in their individual capacities: all of the

defendants do not all reside in the District of Columbia, no substantial part of the events giving

4 rise to plaintiff's claim took place here, and this is not a case in which no other district is

available. Rather, a substantial part of the events giving rise to plaintiff's claims occurred in

North Carolina while plaintiff has been incarcerated at FCI Butner, and the individuals most

closely involved with the provision or deprivation of medical care are assigned to that facility.

An action brought under the FTC A "may be prosecuted only in the judicial district where

the plaintiff resides or wherein the act or omission complained of occurred." 28 U.S.C. §

1402(b ).4 "Under the prevailing interpretation of section 1402(b), venue is proper in the District

of Columbia if sufficient activities giving rise to plaintiff's cause of action took place here."

Franz v. United States, 591 F. Supp. 374, 378 (D.D.C. 1984). The events giving rise to

plaintiff's FTCA claim occurred principally in North Carolina, where plaintiff currently is

incarcerated.

In a case filed in a jurisdiction in which venue is improper, the Court shall either dismiss

or, in the interest of justice, transfer the action to any other district where it could have been

brought. 28 U.S.c. § 1406(a). The decision to transfer an action on this ground is left to the

discretion of the Court. See Novak-Canzeri v. Saud, 864 F. Supp. 203, 207 (D.D.C. 1993). The

Court may transfer an action even though it lacks personal jurisdiction over the defendants.

Naartex Consulting Corp. v. Watt, 722 F.2d 779,789 (D.C. Cir. 1983), cert. denied, 467 U.S.

1210 (1984). Transfer is appropriate under § 1406(a) "when procedural obstacles 'impede an

4 Only the United States is a proper defendant to a claim under the FTCA. 28 U.S.C. §§ 1346(b)(1), 2679(a); Cox v. Sec'y of Labor, 739 F. Supp. 28,29 (D.D.C. 1990). Plaintiff is proceeding pro se, and the Court construes his complaint liberally. See Haines v. Kerner, 404 U.S. 519, 520 (1972). His intention to bring the FTCA claim against the United States is apparent, and a pleading defect of this nature may be remedied by amending the complaint. See Moore v. Agency for Int 'I Devel., 994 F.2d 874,877 (D.C. Cir. 1993) (commenting that "leave to amend is particularly appropriate when a plaintiff proceeds pro se").

5 expeditious and orderly adjudication ... on the merits.'" Sinclair v. Kleindienst, 711 F.2d 291,

293-94 (D.C. Cir. 1983) (citing Goldlawr, Inc. v. Heiman, 369 U.S. 463, 466-67 (1962»;

Crenshaw v. Antokol, 287 F. Supp. 2d 37, 45 (D.D.C. 2003) (stating that the "lack of venue

should not bar resolution of the plaintiffs claims on the merits," and transferring the case to the

district where "venue would be proper and the defendants would be subject to personal

jurisdiction"). Such procedural obstacles include "lack of personal jurisdiction, improper venue,

and statute oflimitation bars." Sinclair v. Kleindienst, 711 F.2d at 294. "The interest of justice .

. . generally requires transferring such cases to the appropriate judicial district rather than

dismissing them." Davis v. Am. Soc't ofCiv. Eng'rs, 290 F. Supp. 2d 116, 120 (D.D.C. 2003)

(citations omitted).

Plaintiff remains incarcerated at FCI Butner, and most of the individual defendants

apparently reside in North Carolina and work at FCI Butner. It appears that the Eastern District

of North Carolina has personal jurisdiction over most of the individual defendants, and any

deficiencies with respect to the service of process can be corrected. It is likely that witnesses,

medical records and other evidence are located in North Carolina.

Assuming without deciding that the claims set forth in the complaint are meritorious, they

are better addressed in the United States District Court for the Eastern District of North Carolina.

The Court will transfer this action. See, e.g., Galindo v. Gonzales, 550 F. Supp. 2d 115, 117

(D.D.C. 2008) (transferring civil action filed by federal prisoner to the district in which he was

incarcerated); Armstrong v. Lappin, 630 F. Supp. 2d 73, 77 (D.D.C. 2009) (transferring pro se

prisoner's FTCA action alleging an attack while confined at the Metropolitan Correctional

Center in New York City to the Southern District of New York); Autry v. United States, No. 08-

6 0605,2008 U.S. Dist. LEXIS 67161, at *2 (D.D.C. Sept. 3,2008) (transferring pro se prisoner's

action brought under the FTCA and Bivens to the district in which he was incarcerated); Simpson

v. Fed. Bureau o/Prisons, 496 F. Supp. 2d 187,194 (D.D.C. 2007) (transferring prisoner's civil

action brought under the FTCA and Bivens to the district having "personal jurisdiction over the

two defendants most involved in the underlying disciplinary proceedings and [where] venue" is

proper). Defendants' motion to dismiss will be denied without prejudice.

An Order accompanies this Memorandum Opinion.

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