Shila Morganroth v. Donald J. Quigg, Honorable, Commissioner of Patents and Trademarks

885 F.2d 843, 12 U.S.P.Q. 2d (BNA) 1125, 1989 U.S. App. LEXIS 13572, 1989 WL 102325
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 8, 1989
Docket89-1124
StatusPublished
Cited by22 cases

This text of 885 F.2d 843 (Shila Morganroth v. Donald J. Quigg, Honorable, Commissioner of Patents and Trademarks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shila Morganroth v. Donald J. Quigg, Honorable, Commissioner of Patents and Trademarks, 885 F.2d 843, 12 U.S.P.Q. 2d (BNA) 1125, 1989 U.S. App. LEXIS 13572, 1989 WL 102325 (Fed. Cir. 1989).

Opinion

FRIEDMAN, Circuit Judge.

The question in this case, here on appeal from the United States District Court for the District of Columbia, is whether the Commissioner of Patents and Trademarks correctly held that he had no jurisdiction under 35 U.S.C. § 41(a)(7) (1982) to revive as unintentionally abandoned a patent application. The alleged unintentional abandonment was the applicant's failure to appeal the district court’s earlier decision affirming a prior decision of the Patent and Trademark Office that refused to issue a patent because the claimed subject matter would have been obvious under 35 U.S.C. § 103. The district court sustained the Commissioner’s refusal to revive the application. We affirm.

I

The Board of Patent Appeals and Interferences affirmed the examiner’s rejection of the 37 claims in the appellant’s patent application as obvious under 35 U.S.C. § 103. On appeal under 35 U.S.C. § 145, the district court held that the claims “are not patentable under 35 U.S.C. § 103 and were rejected properly by the Patent and Trademark Office.” Morganroth v. Quigg, No. 85-3125, Order (D.D.C. April 30, 1986).

The appellant did not file an appeal from the district court’s judgment. She explains this inaction on the ground that “the court’s adverse decision was mailed by the clerk of the court to ... the local associate, who put it in his file and did absolutely nothing about it.” She further stated that after her lead counsel had received a copy of the district court’s decision, and upon “careful review of the application in the *845 light of Judge Green’s adverse decision, it was decided to accept the Court’s decision that the claims then in the application were unpatentable and to file a continuation application with new, patentable claims.”

Eight months after the entry of the district court’s judgment, the appellant filed with the Commissioner a petition to “revive this unintentionally abandoned application,” pursuant to 37 C.F.R. § 1.137(b), which states, in pertinent part:

An application unintentionally abandoned for failure to prosecute ... may be revived as a pending application if the delay was unintentional.

Together with the petition, Morganroth submitted the documents the regulation required: a statement that the application was unintentionally abandoned, “a continuation application” with significantly amended claims that was her proposed response to the examiner’s final rejection, and the requisite filing fees.

The Deputy Assistant Commissioner dismissed the petition to revive the application. He held that the application had been “terminated” rather than “abandoned,” and stated that “it is manifestly inappropriate for the PTO to consider the present petition to revive under 35 U.S.C. § 41(a)7.” In re Shila Morganroth, 6 USPQ2d 1802, 1804 (1987). The Deputy Assistant Commissioner ruled that “the PTO lacks authority to consider Morganroth’s petition to revive” her patent application because the application had not been “abandoned.” Id.

On motion for reconsideration, the Deputy Assistant Commissioner reiterated that neither the applicable regulations nor the governing statute (discussed below) gave the PTO “jurisdiction to revive,” since “relief from the effect of the court’s final judgment, if any is to be had, must be sought in the court, not in the PTO.” In re Shila Morganroth, 6 USPQ2d at 1804 (1988).

The appellant then filed in the district court a “Complaint for Review of Agency Action.” On cross-motions for summary judgment, the court granted that of the government and dismissed the complaint. The court found that “proceedings in Plaintiff’s patent application terminated when Plaintiff failed to file a notice of appeal from this Court’s previous decision,” and held that “[t]he Commissioner did not act contrary to the law in concluding that he had no authority under 35 U.S.C. § 41(a)(7) to revive the Plaintiff’s patent application after the proceedings terminated in this manner.” Morganroth v. Quigg, 8 USPQ 2d 1791, 1988 WL 104962 (D.D.C.1988).

II

Although neither side addressed any jurisdictional questions in their briefs, the court itself raised two jurisdictional issues and requested the parties to discuss them at oral argument. These questions are: (A) whether the order of the Deputy Assistant Commissioner denying the petition to revive the application is judicially reviewable, and (B) if it is reviewable, whether this court or the Court of Appeals for the District of Columbia Circuit has jurisdiction over the appeal from the district court’s judgment. The Commissioner submitted a lengthy letter discussing these issues, which concluded that the Deputy Assistant Commissioner’s order is reviewable and that this court has jurisdiction over the appeal. We agree.

A. Prior to the creation of this court in 1982, appeals from district court decisions reviewing actions of the Commissioner lay only to the Court of Appeals for the District of Columbia Circuit. At one time, that court held that the Commissioner’s refusal to revive a patent application “is not subject to judicial review.” Chessin v. Robertson, 63 F.2d 267 (D.C.Cir.1933). The theory apparently was that since 35 U.S.C. § 133 provided that patent applications that were deemed abandoned could be revived only if shown “to the satisfaction of the Commissioner” that a delay in response was unavoidable, the Commissioner’s decision whether to revive must be wholly discretionary and therefore not reviewable.

In Commissariat A L’Energie Atomique v. Watson, 274 F.2d 594, 596, 124 USPQ 126, 128 (D.C.Cir.1960), the court *846 stated that although “[t]he Commissioner doubtless possesses a large measure of discretion,” “the Commissioner’s discretion cannot remain wholly uncontrolled, if ... the Commissioner’s adverse determination lacked any basis in reason or common sense.” Thus, judicial review was available to determine whether the Commissioner’s action “was arbitrary, capricious, or an abuse of discretion.” Smith v. Mossinghoff, 671 F.2d 533

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885 F.2d 843, 12 U.S.P.Q. 2d (BNA) 1125, 1989 U.S. App. LEXIS 13572, 1989 WL 102325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shila-morganroth-v-donald-j-quigg-honorable-commissioner-of-patents-and-cafc-1989.