Shanks v. Alliedsignal, Inc.

169 F.3d 988, 1999 U.S. App. LEXIS 5704, 1999 WL 137326
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 30, 1999
Docket97-20683
StatusPublished
Cited by87 cases

This text of 169 F.3d 988 (Shanks v. Alliedsignal, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shanks v. Alliedsignal, Inc., 169 F.3d 988, 1999 U.S. App. LEXIS 5704, 1999 WL 137326 (5th Cir. 1999).

Opinion

EMILIO M. GARZA, Circuit Judge:

This case begins with the crash of an agricultural aircraft in rural Louisiana. The aircraft had been manufactured by Defendants AlliedSignal, Inc., Peter Baker, and Sandy Meour (collectively “Allied”). It had been maintained by Plaintiffs Eugene Shanks, Farm and Ranch Aerial Applicator Services, and Gulf Coast AG, Inc. (collectively “Shanks”). Pursuant to 49 U.S.C. § 1132, the National Transportation Safety Board (“NTSB”) conducted an official investigation to determine the probable cause of the crash. The NTSB designated Allied as a party to the investigation under 49 C.F.R. § 831.11. As a party, Allied participated in the NTSB investigation, which included a tear-down of the aircraft’s engine at Allied’s facility in Houston, Texas.

Following its investigation, the NTSB issued a “Brief of Accident,” as required by federal law. 1 Although the report did not mention Shanks explicitly, it concluded that the probable cause of the accident was the fact that “[t]he airplane was improperly maintained.” 2 Shanks alleges that Allied conspired to manipulate the NTSB investigation and contributed to an accident report that was false and misleading. 3 He also claims that Allied owed him a duty to rectify errors in the NTSB’s report. 4 According to Shanks, the NTSB’s false accident report led to his indictment on eight federal felony counts. Shanks also claims that the Federal *991 Aviation Administration, prompted by the NTSB report, forced him to agree not to reapply for an airman mechanic’s license for one year.

Shanks asserts numerous state law causes of action arising from Allied’s conduct. His complaint alleges “defamation, tortious interference with business relations, intentional infliction of mental distress, common law negligence, unfair trade practices, negligent infliction of mental distress, intentional infliction of emotional distress, fraud and civil conspiracy.” Allied filed a motion for summary judgment on the ground that it was immune from suit for statements made during the NTSB investigation. It argued that Texas law provides absolute immunity for any communications made in connection with judicial, quasi-judicial, or legislative proceedings. ' The district court denied Allied’s motion, finding that the NTSB investigation was not a judicial, quasi-judicial,' or legislative proceeding, nor were statements made during the investigation sufficiently connected to any other judicial, quasi-judicial, or legislative proceedings. Allied now appeals the district court’s order denying its motion for summary judgment. We vacate that order and remand for further proceedings.

I

Shanks argues that we lack jurisdiction over this appeal because the order from which Allied appeals is not a final decision. Under 28 U.S.C. § 1291, we have jurisdiction to hear “appeals from all final decisions of the district courts of the United States.” We read this language to encompass interlocutory appeals “from a small category of decisions that, although they do not end the litigation, must nonetheless be considered ‘final.’ ” Swint v. Chambers County Comm’n, 514 U.S. 35, 42, 115 S.Ct. 1203, 1208, 131 L.Ed.2d 60 (1995). This doctrine, known as the collateral order doctrine, applies only to those decisions “that are conclusive, that resolve important questions separate from the merits, and that are effectively unreviewable on appeal from the final judgment in the underlying action.” Id.

In Quirk v. Mustang Engineering, Inc., 143 F.3d 973 (5th Cir.1998), we asserted jurisdiction over an immunity claim almost identical to the one before us today. The defendant in Quirk moved for summary judgment on the ground that he was absolutely immune from suit for statements made during a quasi-judicial proceeding. The district court denied his motion, and the defendant appealed. We heard the appeal, finding that “[w]e have jurisdiction over interlocutory appeals denying summary judgment based on absolute immunity,” Id. at 975.

The Quirk panel did not, however, specifically address whether an order, denying such an immunity is properly deemed “final” under § 1291 and the collateral order doctrine. Nonetheless, an independent application of our precedent in that area compels the same result. “[Ojrders denying certain immunities are strong candidates for prompt appeal under § 1291.” Digital Equipment Corp. v. Desktop Direct, Inc., 511 U.S. 863, 871, 114 S.Ct. 1992, 1998, 128 L.Ed.2d 842 (1994). An immunity from suit is not only a means of prevailing on the merits, but an “entitlement not to stand trial or face the other burdens of litigation.” Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985). This entitlement is “effectively lost if a case is erroneously permitted to go to trial.” Swint, 514 U.S. at 42, 115 S.Ct. at 1208 (emphasis omitted). In the parlance of the collateral order doctrine, a claim of immunity from suit is “effectively unreviewable” once the defendant is forced to go to trial, because he or she is permanently deprived of the right to avoid the burdens of litigation. Id. For this reason, we have heard appeals from interlocutory orders denying a defendant’s assertion of immunity from suit. See, e.g., Cantu v. Rocha, 77 F.3d 795, 804 (5th Cir.1996); Sorey v. Kellett, 849 F.2d 960, 962 (5th Cir.1988); Williams v. Collins, 728 F.2d 721, 726 (5th Cir.1984).

We must, however, “view claims of a ‘right not to be tried’ with skepticism, if not a jaundiced eye.” Digital Equipment, 511 U.S. at 873, 114 S.Ct. at 1999. As the Supreme Court has acknowledged, “virtually every right that could be enforced appropriately by pretrial dismissal might loosely be described as conferring a ‘right not to stand trial.’ ” Id. at 873,114 S.Ct. at 1998. Consequently, when we assess whether interlocu *992 tory review is appropriate, “[t]he critical question ... is whether ‘the essence’ of the claimed right is a right not to stand trial,” Van Cauwenberghe v. Biard, 486 U.S. 617, 524, 108 S.Ct. 1945, 1950, 100 L.Ed.2d 517 (1988).

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Bluebook (online)
169 F.3d 988, 1999 U.S. App. LEXIS 5704, 1999 WL 137326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shanks-v-alliedsignal-inc-ca5-1999.