Shafer v. South Carolina

532 U.S. 36, 121 S. Ct. 1263, 149 L. Ed. 2d 178, 2001 U.S. LEXIS 2456
CourtSupreme Court of the United States
DecidedMarch 20, 2001
Docket00-5250
StatusPublished
Cited by173 cases

This text of 532 U.S. 36 (Shafer v. South Carolina) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shafer v. South Carolina, 532 U.S. 36, 121 S. Ct. 1263, 149 L. Ed. 2d 178, 2001 U.S. LEXIS 2456 (2001).

Opinions

Justice Ginsburg

delivered the opinion of the Court.

This case concerns the right of a defendant in a capital case to inform the jury that, under the governing state law, he would not be eligible for parole in the event that the jury sentences him to life imprisonment. In Simmons v. South Carolina, 512 U. S. 154 (1994), this Court held that where a capital defendant’s future dangerousness is at issue, and the only sentencing alternative to death available to the jury is life imprisonment without possibility of parole, due process entitles the defendant “to inform the jury of [his] parole ineligibility, either by a jury instruction or in arguments by counsel.” Ramdass v. Angelone, 530 U. S. 156, 165 (2000) (plurality opinion) (describing Simmons’ premise and plurality opinion). The case we now confront involves a death sentence returned by a jury instructed both that “life imprison[40]*40ment means until death of the offender,” and that “[p]arole eligibility or ineligibility is not for your consideration.” 340 S. C. 291, 297, 531 S. E. 2d 524, 527 (2000). It presents the question whether the South Carolina Supreme Court misread our precedent when it declared Simmons inapplicable to South Carolina’s current sentencing scheme. We hold that South Carolina’s Supreme Court incorrectly limited Simmons and therefore reverse that court’s judgment.

I

In April 1997, in the course of an attempted robbery in Union County, South Carolina, then-18-year-old Wesley Aaron Shafer, Jr., shot and killed a convenience store cashier. A grand jury indicted Shafer on charges of murder, attempted armed robbery, and criminal conspiracy. App. 2-4. Prior to trial, the prosecutor notified Shafer that the State would seek the death penalty for the murder. App. 4-5. In that pursuit, the prosecutor further informed Shafer, the State would present evidence of Shafer’s “prior bad acts,” as well as his “propensity for [future] violence and unlawful conduct.” App. 6, 8.

Under South Carolina law, juries in capital cases consider guilt and sentencing in separate proceedings. S. C. Code Ann. §§ 16-3-20(A), (B) (2000 Cum. Supp.). In the initial (guilt phase) proceeding, the jury found Shafer guilty on all three charges. Governing the sentencing proceeding, South Carolina law instructs: “[T]he jury ... shall hear additional evidence in extenuation, mitigation, or aggravation of the punishment. . . . The State, the defendant, and his counsel are permitted to present arguments for or against the sentence to be imposed.” § 16-3-20(B).

Under amendments effective January 1,1996, South Carolina capital jurors face two questions at sentencing. They decide first whether the State has proved beyond a reasonable doubt the existence of any statutory aggravating circumstance. If the jury fails to agree unanimously on [41]*41the presence of a statutory aggravator, “it shall not make a sentencing recommendation.” § 16-3-20(C). “|T]he trial judge,” in that event, “shall sentence the defendant to either life imprisonment or a mandatory minimum term of imprisonment for thirty years.” Ibid.; see § 16-3-20(B). If, on the other hand, the jury unanimously finds a statutory aggra-vator, it then recommends one of two potential sentences— death or life imprisonment without the possibility of parole. §§ 16-3-20(A), (B). No sentencing option other than death or life without parole is available to the jury.

During the sentencing proceeding in Shafer’s ease, the State introduced evidence of his criminal record, past aggressive conduct, probation violations, and misbehavior in prison. The State urged the statutory aggravating circumstance that Shafer had committed the murder in the course of an attempted robbery while armed with a deadly weapon. See § 16-3-20(C)(a)(l)(d). The defense presented evidence of Shafer’s abusive childhood and mental problems.

Near the completion of the parties’ sentencing presentations, the trial judge conducted an in camera hearing on jury instructions. Shafer’s counsel maintained that due process, and our decision in Simmons v. South Carolina, 512 U. S. 154 (1994), required the judge to instruct that under South Carolina law a life sentence carries no possibility of parole. The prosecutor, in opposition, urged that Shafer was not entitled to a Simmons instruction because “the State has not argued at any point . . . that he would be a danger to anybody in the future, nor will we argue [that] in our closing argument....” App. 161. Shafer’s counsel replied: “The State cannot introduce evidence of future dangerousness, and then say we are not going to argue it and [thereby avoid] a charge on the law.. .. They have introduced [evidence of a] post arrest assault, [and] post arrest violations of the rules of the jail.... If you put a jailer on to say that [Shafer] is charged with assault... on [the jailer], that is future dangerousness.” App. 162. Ruling that “the matter of parole [42]*42ineligibility will not be charged,” the trial judge stated: “I find that future dangerousness [was] not arguedfc] if it’s argued [in the prosecutor’s closing], it may become different.” App. 164.

Unsuccessful in his effort to gain a court instruction on parole ineligibility, Shafer’s counsel sought permission to impart the information to the jury himself. He sought leave to read in his closing argument lines from the controlling statute, § 16-3-20(A), stating plainly that a life sentence in South Carolina carries no possibility of parole. App. 164-165.1 In accord with the State’s motion “to prevent the defense from arguing in their closing argument anything to the effect that [Shafer] will never get out of prison,” App. 161, the judge denied the defense permission to read the statute’s text to the jury. App. 165.

[43]*43After the prosecution’s closing argument, and out of the presence of the jury, Shafer’s counsel renewed his plea for “a life without parole charge.” App. 188. He referred to his earlier submissions and urged, in addition, that the State had placed future dangerousness at issue during closing argument by repeating the-words of an alarmed witness at the crime scene: "[TJhey [Shafer and his two accomplices] might come back, they might come back.” App. 188. The trial judge denied the request. The judge "admit[ted he] had some concern [as to whether the State’s] argument.. . had crossed the line,” but in the end he found “that it comes close, but did not.” App. 191-192.

Instructing the jury, the judge explained:

“If you do not unanimously find the existence of the aggravating circumstance as set forth on the form [murder during the commission of an attempted armed robbery], you do not need to go any further.
"If you find unanimously the existence of a statutory aggravating circumstance . . . you will go further and continue your deliberations.
“Once you have unanimously found and signed as to the presence of an aggravated circumstance, you then further deliberate, and determine whether or not Wesley Aaron Shafer should be sentenced] to life imprisonment or death.” App. 202.

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Bluebook (online)
532 U.S. 36, 121 S. Ct. 1263, 149 L. Ed. 2d 178, 2001 U.S. LEXIS 2456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shafer-v-south-carolina-scotus-2001.