S.H. ex rel. Holt v. United States

32 F. Supp. 3d 1111
CourtDistrict Court, E.D. California
DecidedJuly 8, 2014
DocketNo. CIV. S-11-1963 LKK DAD
StatusPublished

This text of 32 F. Supp. 3d 1111 (S.H. ex rel. Holt v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
S.H. ex rel. Holt v. United States, 32 F. Supp. 3d 1111 (E.D. Cal. 2014).

Opinion

AMENDED ORDER

LAWRENCE K. KARLTON, Senior District Judge.

The following is the court’s opinion and order after trial.

In this case the plaintiffs allege medical malpractice on the part of United States [1115]*1115Air Force medical personnel. (Amended) Pretrial Conference Order (Final), Undisputed Facts (“Facts”) (ECF No. 82) ¶ 1. Jurisdiction is predicated upon the Federal Tort Claims Act (“FTCA”), 28 U.S.C. § 1346.

Plaintiff SH is a minor child who suffers from cerebral palsy. Facts ¶¶ 33-35. Plaintiffs’ claim is that United States Air Force medical personnel committed malpractice during their treatment of plaintiff Chantal Holt — SH’s mother — at Edwards Air Force Base in California (U.S.A.).

Specifically, plaintiffs assert that even though Air Force medical personnel provided care for, or were aware of Chantal’s two premature deliveries, and one miscarriage, they (1) failed to warn Chantal about the added dangers she faced during her then-current pregnancy with SH, (2) failed to prepare her for those dangers, and (3) failed to caution her against traveling overseas to a facility that was not equipped to handle those dangers. Plaintiffs further assert that this malpractice was the proximate cause of SH’s premature birth and resulting cerebral palsy.

The government’s principal defense is that even if plaintiffs were the victims of malpractice by Air Force medical personnel in the U.S., their injury occurred in Spain — where SH was born — and therefore the case falls within the “foreign claim” exception to the FTCA, 28 U.S.C. § 2680(k), depriving this court of jurisdiction. Alternatively, the government argues that Mr. Holt’s claim for emotional distress is barred by the Feres doctrine (Feres v. U.S., 340 U.S. 135, 146, 71 S.Ct. 153, 95 L.Ed. 152 (1950)). The government also asserts that its medical personnel did not commit malpractice against plaintiffs, and that there was no causation or damages for which it is liable.

For the reasons set forth below, the court finds that the foreign claim exception does not apply here, and that plaintiffs have proven their case on the merits. Accordingly, judgment will be entered in plaintiffs’ favor.

I. JURISDICTION — THE FEDERAL TORT CLAIMS ACT

A. The Law

Because the government’s principal defense is jurisdictional, the court addresses it first. The Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346 & 2671-80, inter alia, grants exclusive jurisdiction to the federal district courts, for civil actions asserting:

claims against the United States, for money damages ... for ... personal injury ... caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.

28 U.S.C. § 1346(b)(1). By its terms the FTCA also makes a sweeping waiver of the government’s sovereign immunity in such cases. 28 U.S.C. § 2674 (“The United States shall be liable, respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances”); U.S. v. Yellow Cab Co., 340 U.S. 543, 547, 71 S.Ct. 399, 95 L.Ed. 523 (1951) (the FTCA “waives the Government’s immunity from suit in sweeping language”); Millbrook v. U.S., 569 U.S. -, 133 S.Ct. 1441, 1442, 185 L.Ed.2d 531 (2013) (FTCA “waives the Government’s sovereign immunity from tort suits”).

However, the waiver of sovereign immunity is not all-encompassing. The FTCA’s waiver does not apply to “[a]ny [1116]*1116claim arising in a foreign country.” 28 U.S.C.A.. § 2680(k); U.S. v. Spelar, 338 U.S. 217, 218, 70 S.Ct. 10, 94 L.Ed. 3 (1949) (“The Federal Tort Claims Act is inapplicable by its terms to ‘any claim arising in a foreign country’ ”).

The purpose of this exemption is to ensure that the United States would not be subject to tort liability as determined by the law of a foreign country:

[TJhough Congress was ready to lay aside a great portion of the sovereign’s ancient and unquestioned immunity from suit, it was unwilling to subject the United States to liabilities depending upon the laws of a foreign power.

Spelar, 338 U.S. at 221, 70 S.Ct. 10; Nurse v. U.S., 226 F.3d 996, 1003 (9th Cir.2000) (“[t]he purpose of the exception is to ensure that the United States is not exposed to excessive liability under the laws of a foreign country over which it has no control”).

In this Circuit, and even in the Supreme Court, the “foreign law” problem was avoided simply by applying the FTCA as it was written. Specifically, liability was determined by the law of the place where the negligent act or omission occurred. See 28 U.S.C. § 1346(b)(1) (granting federal jurisdiction in cases where the United States shall be liable “under circumstances where ... a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred ”) (emphasis added);1 Richards v. U.S., 369 U.S. 1, 9, 82 S.Ct. 686, 7 L.Ed.2d 492 (1962) (“[i]n the Tort Claims Act Congress has expressly stated that the Government’s liability is - to be determined by the application of a particular law, the law of the place where the act or omission occurred”).

Under this simple rule, an FTCA claim “arises” in the place where the negligent act or omission occurs — not necessarily in the place where the injury or damage occurs — and that is also the place whose law governs. See Cominotto v. U.S., 802 F.2d 1127, 1129-30 (9th Cir.1986) (“[u]nder section 2680(k), a tort claim arises in the place where the negligent act or omission occurs, not necessarily at the site of the injury or the place where the negligence has its ‘operative effect’ ”);2 accord, Richards, 369 U.S. at 10, 82 S.Ct. 585 (expressly rejecting the argument that “that Congress intended the words ‘act or omission’ to refer to the place where the negligence had its operative effect,” and that therefore the law of that place should determine liability).

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Related

United States v. Spelar
338 U.S. 217 (Supreme Court, 1949)
Feres v. United States
340 U.S. 135 (Supreme Court, 1950)
United States v. Yellow Cab Co.
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Richards v. United States
369 U.S. 1 (Supreme Court, 1962)
Sosa v. Alvarez-Machain
542 U.S. 692 (Supreme Court, 2004)
Wallace v. Kato
127 S. Ct. 1091 (Supreme Court, 2007)
John Cominotto v. United States
802 F.2d 1127 (Ninth Circuit, 1986)
McGLINCHY v. SHELL CHEMICAL CO.
845 F.2d 802 (Ninth Circuit, 1988)
Mildred Jerves v. United States
966 F.2d 517 (Ninth Circuit, 1992)
Anthony Alexander Campbell v. Bert Rice
408 F.3d 1166 (Ninth Circuit, 2005)
Millbrook v. United States
133 S. Ct. 1441 (Supreme Court, 2013)
Biakanja v. Irving
320 P.2d 16 (California Supreme Court, 1958)
Budd v. Nixen
491 P.2d 433 (California Supreme Court, 1971)
Rowland v. Christian
443 P.2d 561 (California Supreme Court, 1968)
Keene v. Wiggins
69 Cal. App. 3d 308 (California Court of Appeal, 1977)
Felton v. Schaeffer
229 Cal. App. 3d 229 (California Court of Appeal, 1991)

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Bluebook (online)
32 F. Supp. 3d 1111, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sh-ex-rel-holt-v-united-states-caed-2014.