SEPTA v. City of Philadelphia, Aplts.

CourtSupreme Court of Pennsylvania
DecidedApril 26, 2017
DocketSEPTA v. City of Philadelphia, Aplts. - No. 10 EAP 2016
StatusPublished

This text of SEPTA v. City of Philadelphia, Aplts. (SEPTA v. City of Philadelphia, Aplts.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
SEPTA v. City of Philadelphia, Aplts., (Pa. 2017).

Opinion

[J-87-2016] [OAJC: Mundy, J.] IN THE SUPREME COURT OF PENNSYLVANIA EASTERN DISTRICT

SOUTHEASTERN PENNSYLVANIA : No. 10 EAP 2016 TRANSPORTATION AUTHORITY, : : Appeal from the Order of the Appellee : Commonwealth Court at No. 2445 CD : 2009 filed 8/7/2015 reversing and : remanding the Order, dated 11/10/2009 v. : in the Court of Common Pleas, : Philadelphia County, Civil Division at : No. 03055, July Term, 2009. CITY OF PHILADELPHIA AND : PHILADELPHIA COMMISSION ON : ARGUED: September 13, 2016 HUMAN RELATIONS, : : Appellants :

CONCURRING OPINION

JUSTICE WECHT DECIDED: April 26, 2017 I concur in the result reached by the learned opinion announcing the judgment of

the Court (“OAJC”). I write separately to endorse an alternative application of the

Ogontz test. See Commonwealth, Dep’t of Gen. Servs. v. Ogontz Area Neighbors

Ass’n, 483 A.2d 448 (Pa. 1984) (“Ogontz”).

In SEPTA v. City of Philadelphia, 101 A.3d 79, 88 (Pa. 2014) (“SEPTA III”), this

Court recognized that, where a Commonwealth agency challenges a municipality‟s

exercise of authority, the Ogontz test applies to resolve the conflict between the two

instrumentalities of the state. See Ogontz, 483 A.2d at 452 (holding that conflict

between Commonwealth agency and municipality is “not a contest between superior

and inferior government entities, but instead a contest between two instrumentalities of

the state.”). We have explained the test as follows: The first step requires the reviewing court to determine, through examination of the statutes, which governmental entity, if any, the General Assembly expressly intended to be preeminent . . . . In the event there is no such express legislative mandate, the second step requires the court “to determine legislative intent as to which agency is to prevail . . . turn[ing] to the statutory construction rule that legislative intent may be determined by a consideration, inter alia, of the consequences of a particular interpretation.” Hazleton Area Sch. Dist. v. Zoning Hearing Bd., 778 A.2d 1205, 1210 (Pa. 2001)

(quoting Ogontz, 483 A.2d at 455) (citations omitted). This two-part test embraces the

process of statutory construction, with which this Court is deeply familiar. We look first

to the legislation‟s plain language. If that language is ambiguous, we apply other

principles embodied in our rules of statutory construction, which include a consideration

of “[t]he consequences of a particular interpretation.” 1 Pa.C.S. § 1921.

In my view, the first prong of the Ogontz test requires the Court to look to the

language of the enabling statutes of both SEPTA and the City of Philadelphia in order to

determine only whether the General Assembly included in either statute an express

statement that one entity or the other has priority in the event of a conflict. In this case,

we would review the Metropolitan Transportation Authorities Act (“MTAA”), 74 Pa.C.S.

§§ 1701-85, and the First Class City Home Rule Act (“Home Rule Act”), 53 P.S.

§§ 13101-157, for a statement such as “SEPTA is exempt from local regulations,” or

“Philadelphia may exercise jurisdiction over entities created by an act of the

Commonwealth.” Because the statutes offer no such language, the first prong of the

Ogontz test is inconclusive.

I respectfully disagree with the OAJC‟s conclusion that the sovereign immunity

provision contained in the MTAA, 74 Pa.C.S. § 1711(c)(3), represents an explicit

statement that SEPTA has priority over Philadelphia in the area of anti-discrimination

legislation under the first prong of Ogontz. The OAJC agrees that “neither enabling

statute contain[s] an explicit provision directly addressing the issue,” but concludes that

[J-87-2016] [OAJC: Mundy, J.] - 2 the lack of an express directive, “[does] not preclude the possibility that an examination

of the statutes as a whole [can] reveal such a clear intent.” Maj. Op. at 14. 1 I believe

that the comparative assessment of the statutory scheme “as a whole” should occur at

the second stage of the analysis. Otherwise, the inclusion of a sovereign immunity

provision in an entity‟s enabling statute would always give the entity priority over a local

authority as to any type of local regulation, an outcome this Court expressly rejected in

SEPTA III. 101 A.3d at 89 n.13 (“[W]hen presented with two competing absolutes—

here sovereign immunity and the authority of Philadelphia to enforce its ordinance, we

employ the tools of statutory construction and interpretation to resolve the conflict.”). As

explained in greater detail below, I believe that SEPTA‟s priority in this particular

scenario stems from the fact that the local regulation in question, the Philadelphia Fair

Practices Ordinance (“FPO”), directly undermines the General Assembly‟s intention to

shield SEPTA from the hazards of litigation.

The second Ogontz prong requires the Court to assess the consequences of

each party‟s proffered interpretation of the statutes. Although particular circumstances

may require the development of a factual record in order to apply the second prong, this

is not necessary in every case. For instance, in Ogontz itself, this Court considered the

consequences of allowing the Commonwealth to build a mental health facility on

Commonwealth property in contravention of a local zoning ordinance. The Court

concluded as a matter of law that allowing the facility to be built in the proposed

location, a residential zone, would frustrate the purpose of the local law, while upholding

1 The OAJC explains that the first step in the Ogontz analysis “requires an examination of the overall language of the legislation to discern if the General Assembly expressly intended one [entity] or the other to be preeminent.” Maj. Op. at 14. The OAJC‟s review of the legislation‟s “overall language” under the first prong of Ogontz could be interpreted as an attempt to ascertain the implied intent of the General Assembly rather than its expressed intent, as the first step of Ogontz requires.

[J-87-2016] [OAJC: Mundy, J.] - 3 the zoning ordinance would not prohibit the Commonwealth from constructing the facility

elsewhere. The Court did not need a developed factual record to assess these

consequences and to reach the conclusion that enforcing the zoning ordinance caused

less disruption to each statutory scheme.

Likewise, in the present case, we can apply the second prong of Ogontz without

remanding the case for fact-finding. We can evaluate the purely legal consequences of

each party‟s suggested interpretation of the MTAA and the Home Rule Act, which

includes an appraisal of their overall statutory schemes. With regard to Philadelphia‟s

argument that SEPTA‟s core transportation function will not be upset by requiring it to

comply with the FPO, we need not consider how much it will cost SEPTA to comply with

the ordinance and to defend itself from claims of discrimination. Rather, we can look to

the MTAA‟s provisions and ascertain the extent to which those provisions would be

upset by subjecting SEPTA to the FPO. Similarly, we can consider the effect that

exempting SEPTA from the FPO will have on Philadelphia‟s Home Rule authority and

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