Security National Bank v. Abbott Laboratories

299 F.R.D. 595, 89 Fed. R. Serv. 3d 468, 2014 WL 3704277, 2014 U.S. Dist. LEXIS 102228
CourtDistrict Court, N.D. Iowa
DecidedJuly 28, 2014
DocketNo. C 11-4017-MWB
StatusPublished
Cited by9 cases

This text of 299 F.R.D. 595 (Security National Bank v. Abbott Laboratories) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Security National Bank v. Abbott Laboratories, 299 F.R.D. 595, 89 Fed. R. Serv. 3d 468, 2014 WL 3704277, 2014 U.S. Dist. LEXIS 102228 (N.D. Iowa 2014).

Opinion

MEMORANDUM OPINION AND ORDER REGARDING SANCTIONS

MARK W. BENNETT, District Judge.

TABLE OF CONTENTS

I. PROCEDURAL HISTORY 598

II. ANALYSIS..............................................................598

A. Standards for Deposition Sanctions...................................598

B. Deposition Conduct..................................................600

1. “Form” Objections...............................................600

2. Witness Coaching................................................604

3. Excessive Interruptions..........................................609

C. Appropriate Sanction................................................609

III. CONCLUSION................... ......................................611

Something is rotten, but contrary to Marcellus’s suggestion to Horatio, it’s not in Denmark.1 Rather, it’s in discovery in modern federal civil litigation right here in the United States. Over two decades ago, Griffin Bell — a former United States Attorney General, United States appeals court judge, and private practitioner — -observed: “The criticism of the civil justice system has reached a crescendo in recent years. Because much of the cost of litigation is incurred in discovery, the discovery process has been the focal point of considerable criticism.”2 How little things have changed.

Discovery — a process intended to facilitate the free flow of information between parties — is now too often mired in obstructionism. Today’s “litigators” are quick to dispute discovery requests, slow to produce information, and all-too-eager to object at every stage of the process. They often object using boilerplate language containing every objection imaginable, despite the fact that courts have resoundingly disapproved of such boilerplate objections.3 Some litigators do this to grandstand for their client, to intentionally obstruct the flow of clearly discoverable information, to try and win a war of attrition, or to intimidate and harass the opposing party. Others do it simply because it’s how they were taught. As my distinguished colleague and renowned expert on civil procedure Judge Paul Grimm of the District of Maryland has written: “It would appear that there is something in the DNA of the American civil justice system that resists cooperation during discovery.”4

[597]*597Whatever the reason, obstructionist discovery conduct is born of a warped view of zealous advocacy, often formed by insecurities and fear of the truth. This conduct fuels the astronomically costly litigation industry at the expense of “the just, speedy, and inexpensive determination of every action and proceeding.” Fed.R.Civ.P. 1. It persists because most litigators and a few real trial lawyers — even very good ones, like the lawyers in this case — have come to accept it as part of the routine chicanery of federal discovery practice.5

But the litigators and trial lawyers do not deserve all the blame for obstructionist discovery conduct because judges so often ignore this conduct,6 and by doing so we reinforce — even incentivize■ — obstructionist tactics.7 Most litigators, while often inept in jury trials (only because they so seldom experience them), are both smart and savvy and will continue to do what has worked for them in the past. Obstructionist litigators, like Ivan Pavlov’s dogs, salivate when they see discovery requests and are conditioned to unleash their treasure chest of obstructive weaponry. Unlike Pavlov’s dogs, their rewards are not food but successfully blocking or impeding the flow of discoverable information. Unless judges impose serious adverse consequences, like court-imposed sanctions, litigators’ conditional reflexes will persist. The point of court-imposed sanctions is to stop reinforcing winning through obstruction.

While obstructionist tactics pervade all aspects of pretrial discovery, this case involves discovery abuse perpetrated during depositions. Earlier this year, in preparation for a hard-fought product liability jury trial, I was called upon by the parties to rule on numerous objections to deposition transcripts that the parties intended to use at trial. I noticed that the deposition transcripts were littered with what I perceived to be meritless objections made by one of the defendant’s lawyers, whom I refer to here as “Counsel.” I was shocked by what I read. Thus, for the reasons discussed below, I find that Counsel’s deposition conduct warrants sanctions.

I do not come to this decision lightly. Counsel’s partner, who advocated for Counsel during the sanctions hearing related to this case (and who is one of the best trial lawyers I have ever encountered), urged that sanctions by a federal judge, especially on a lawyer with an outstanding career, like Counsel, should be imposed, if at all, with great hesitation and a full appreciation for how a serious sanction could affect that lawyer’s career. I wholeheartedly agree. I am still able to count each of the sanctions I have imposed on lawyers in my twenty years as a district court judge on less than all the fingers of one hand. Virtually all of those [598]*598sanctions have been imposed on (or threatened to be imposed on) lawyers from out-of-state law firms.8

I. PROCEDURAL HISTORY

This matter arises out of a product liability case tried to a jury in January of 2014. Plaintiff Security National Bank (SNB), acting as conservator for a minor child, J.M.K., sued Defendant Abbott Laboratories (Abbott), claiming that J.M.K. suffered permanent brain damage after consuming baby formula, produced by Abbott, that allegedly contained a dangerous bacteria called enterobacter sakazakii. SNB went to trial against Abbott on design defect, manufacturing defect, and warning defect claims. On January 17, 2014, a jury found in favor of Abbott on SNB’s product liability claims. The Clerk entered judgment in favor of Abbott on January 21, 2014.

During the trial, I addressed Counsel’s conduct in defending depositions related to this ease. Specifically, I filed a sua sponte order to show cause as to why I should not sanction Counsel for the “serious pattern of obstructive conduct” that Counsel exhibited during depositions by making hundreds of “form” objections that ostensibly lacked a valid basis. Because I did not want to burden Counsel with the distraction of a sanctions hearing during trial, I suggested we table any discussion of sanctions until after the trial was over. Thus, the same day the judgment was filed, I entered a supplemental order to show cause, ordering Counsel to address three issues that potentially warrant sanctions: (1) Counsel’s excessive use of “form” objections; (2) Counsel’s numerous attempts to coach witnesses; and (3) Counsel’s ubiquitous interruptions and attempts to clarify questions posed by opposing counsel.

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Cite This Page — Counsel Stack

Bluebook (online)
299 F.R.D. 595, 89 Fed. R. Serv. 3d 468, 2014 WL 3704277, 2014 U.S. Dist. LEXIS 102228, Counsel Stack Legal Research, https://law.counselstack.com/opinion/security-national-bank-v-abbott-laboratories-iand-2014.