Saviano v. Commissioner

80 T.C. No. 51, 80 T.C. 955, 1983 U.S. Tax Ct. LEXIS 79
CourtUnited States Tax Court
DecidedMay 18, 1983
DocketDocket No. 15926-81
StatusPublished
Cited by113 cases

This text of 80 T.C. No. 51 (Saviano v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Saviano v. Commissioner, 80 T.C. No. 51, 80 T.C. 955, 1983 U.S. Tax Ct. LEXIS 79 (tax 1983).

Opinion

OPINION

Shields, Judge-.

Each party has filed a motion for partial summary judgment with respect to the following issues:

(1) Whether or not a nonrecourse obligation undertaken by the petitioner in 1978 is too contingent to be treated as a bona fide indebtedness for tax purposes.

(2) Whether or not petitioner is at risk, under section 465,1 respecting an amount received in 1979 from the purported sale of an option.

(3) Whether or not the purported option granted in 1979 is to be treated as a true option for tax purposes.

The parties have filed under Rule 121,2 affidavits in support of their respective motions. For our consideration, they have also filed joint exhibits which contain not only the petitioners’ income tax returns for 1978 and 1979 but also the promotional materials leading to the transactions in dispute as well as the legal documents underlying such transactions.

In their motions and in oral argument, the parties have agreed that, for present purposes, we may assume the various steps of the transactions in dispute were consummated in the manner set out in the stipulated documents. Consequently, no material fact appears to be in dispute and the motions appear to be in order.

For 1978 and 1979, Ernest J. Saviano and Margaret Saviano, husband and wife, filed joint income tax returns using the cash basis of accounting. At the time their petition was filed they resided in Wisconsin. Margaret Saviano is a party solely because she filed joint returns with her husband. Consequently, as used hereinafter, the word "petitioner” shall refer only to Ernest J. Saviano.

During both years, the petitioner, an airline pilot, was furnished with promotional packages by International Monetary Exchange (hereinafter referred to as IME), a Panamanian corporation. The packages touted the tax advantages to be obtained by the petitioner and other high-bracket taxpayers through "investments”3 in a leveraged tax shelter known as "Gold For Tax Dollars.” Although a different shelter was promoted for each year, basically the two shelters were the same in the sense that both were designed to secure for the petitioner a tax deduction for an expense in the current year which was at least 4 times greater than the amount of his cash outlay. Technically, however, the shelters differed because the 1978 package contemplated the payment of a substantial portion of the deductible expense from the nontaxable proceeds of a nonrecourse loan, while in 1979, a substantial portion of the payment was to be made with the proceeds from the sale of an option which would be taxable in a subsequent year when the option was either exercised or was permitted to lapse.

The petitioner followed the instructions furnished by IME, made his "investment” in both years, claimed the suggested deductions on his tax returns, was subsequently advised by the respondent that the deductions were disallowed, and together with his wife, timely filed a petition with this Court.

The 1978 Transaction

At some point in 1978, the petitioner learned of a gold mining venture in Panama which was being promoted as a tax shelter throughout the United States by IME under the name of "Gold For Tax Dollars.”4 The promotional materials distributed by IME offered high-salaried taxpayers, such as the petitioner, a means of sheltering their otherwise taxable income from Federal income tax on a ratio of 4 to 1. In other words, the petitioner was told by IME that for each $1 of cash he invested in the shelter in 1978, he could deduct $4 from his gross income.5

The plan outlined in the promotional materials contemplated that a taxpayer would authorize IME as his agent to acquire a mineral lease or claim on certain gold-bearing land located in Panama. The taxpayer would then deposit with IME cash equal to one-fourth of the amount of the deduction he desired for 1978, and would borrow from IME the other three-fourths on a nonrecourse obligation which would bear interest at 10 percent but which would be payable from and secured only by the taxpayer’s mineral claim. As the taxpayer’s agent, IME would then, during 1978, pay over the entire sum (the one-fourth deposited by the taxpayer, plus the three-fourths represented by the nonrecourse obligation) to a mining contractor for preparing the claim for extraction of the gold. IME’s materials, including a tax-opinion letter,6 assured the taxpayer that by the adoption of the above procedure, he could become a miner in 1978. As such, he would be entitled to deduct under section 616(a) as mine development expense the entire sum paid to the mining contractor, i.e., both his deposit plus the proceeds of the nonrecourse loan.

The petitioner, following the instructions of IME, proceeded with respect to 1978 as follows:

(1) He deposited $10,000 with IME after determining that 4 times that amount or $40,000 was the amount of the deduction he needed in 1978.7

(2) He obtained through IME a mineral claim on 25,000 cubic meters of gold-bearing land. He determined the number of cubic meters to be included in the claim by following IME’s instructions to divide the desired deduction ($40,000) by the $1.60 per cubic meter to be paid the mining contractor.

(3) He and IME executed a document entitled "Mineral Loan Agreement” under which IME, as lender, agreed to advance to him, as miner, up to 75 percent of the estimated market value of the minerals located in his mineral lease. Any advances under the agreement were to bear interest at 10 percent per annum and were to be secured by a general lien in favor of IME upon all sales, accounts, or other proceeds resulting from his mineral claim or any minerals extracted therefrom. Under the agreement, IME was also entitled to a commission of 2 percent of the net amount of any sales made from the claim. The only security for the payment of any advance, interest, or commission due under the agreement was IME’s general lien.

(4) He received through IME an advance of $30,000 under the above agreement.

(5) By his agent, IME, he paid $40,000 (his $10,000 deposit plus the $30,000 represented by the above advance) to a mining contractor to "prepare the claim to extraction.”

(6) On his joint return for 1978, the petitioner claimed a deduction for the $40,000 as mine development expense. He also claimed a refund of $15,865 from the $17,478 in income taxes which had been withheld from his salary as an airline pilot.

Section 616(a) provides for the current deduction of mine development expenses incurred after the existence of minerals in commercially marketable quantities has been demonstrated. For purposes of this motion, the parties agree that such quantities of gold existed in petitioner’s mineral claim.8

The question we must decide is whether IME’s $30,000 loan to petitioner was too contingent by its terms to constitute a valid obligation for which petitioner might claim a deductible payment.

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Cite This Page — Counsel Stack

Bluebook (online)
80 T.C. No. 51, 80 T.C. 955, 1983 U.S. Tax Ct. LEXIS 79, Counsel Stack Legal Research, https://law.counselstack.com/opinion/saviano-v-commissioner-tax-1983.