Saur v. Snappy Apple Farms, Inc.

203 F.R.D. 281, 2001 U.S. Dist. LEXIS 16530, 2001 WL 1217539
CourtDistrict Court, W.D. Michigan
DecidedOctober 10, 2001
DocketNo. 1:00-CV-596
StatusPublished
Cited by9 cases

This text of 203 F.R.D. 281 (Saur v. Snappy Apple Farms, Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. Michigan primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Saur v. Snappy Apple Farms, Inc., 203 F.R.D. 281, 2001 U.S. Dist. LEXIS 16530, 2001 WL 1217539 (W.D. Mich. 2001).

Opinion

OPINION

ENSLEN, District Judge.

This matter is before the Court on Plaintiffs John W. Saur and Marvin J. Hunter’s Motion for Class Certification pursuant to Federal Rule of Civil Procedure 23. Defendants Snappy Apple Farms, Inc. and Charles R. Saur have opposed the Motion. Plaintiffs have also replied in favor of the Motion. No party has requested oral argument on the Motion.

I. BACKGROUND

This lawsuit was filed on August 10, 2000. The parties to this action participated in a Rule 16 Conference on October 18, 2000. The Conference resulted in the entry of a Case Management Order, which established [284]*284the following deadlines in this lawsuit: (1) discovery was to be completed by April 22, 2001; (2) dispositive motions were to be filed by May 10, 2001; (3) the final pre-trial conference was to be heard on October 25, 2001; and (4) trial was to commence in the November 2001 trial term.

Plaintiffs’ Amended Complaint was filed on October 20, 2000 and asserts three counts: Count One under the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq. and the section codified at 29 U.S.C. § 216(b), for non-payment of overtime wages; Count Two under the Migrant and Seasonal Agricultural Worker Protection Act (“AWPA”), 29 U.S.C. § 1801 et seq. and particularly 29 U.S.C. § 1832, for non-payment of wages due them as agricultural workers (referring to the overtime wages allegedly due);1 and Count Three for retaliatory discharge of Marvin J. Hunter in alleged violation of 29 U.S.C. §§ 215(a)(3) and 216(b). Count One seeks both the overtime wages due and liquidated damages. Count Two seeks only statutory damages and equitable relief. The AWPA permits statutory damages per violation of an amount not more than $500,000 for class actions involving intentional violations. See 29 U.S.C. § 1854(c)(1).

On July 23, 2001, this Court decided Plaintiffs’ Motion for Partial Summary Judgment by Order of that date. The Court’s consideration of the Motion, which sought summary judgment as to Count One, showed that there were genuine issues of material fact as to non-payment of overtime wages to Plaintiffs, which related to the question of whether Defendants were entitled to an affirmative defense under 29 U.S.C. § 213(b)(12) in that the employees were engaged in “agriculture” and Defendants were exempt from paying overtime wages. More particularly, there were factual questions including whether the lease of Defendants’ storage facilities to others in parts of 1997-1999 was “temporary,” “isolated” or otherwise “incidental” to Defendants’ own farming operations (such that the “agricultural exemption” wTould be available to Defendants.) Liability as to Count Two appears to rise or fall on this issue.

On July 19, 2001, Plaintiffs filed the instant Motion for Class Certification. The Motion requests certification only as to Count Two. Plaintiffs assert that they meet the various requirements of Rule 23 for class certification and that certification should be granted notwithstanding a delay in seeking certification because the delay is not fatal and was prompted by delays in discovery. Defendants oppose this request on the grounds that the proposed class is not numerous and that the Motion is untimely. Defendants also note that as part of the FLSA statutory procedure2 for suing on behalf of “similarly situated persons” the Plaintiffs have already attempted to contact class members and that only five such class members have “opted in” as to the Count One claims. Defendants infer from this that the proposed class members are not interested in participating in the AWPA class action and have already been afforded sufficient opportunity to participate in this action. In reply, Plaintiffs argue that their request was timely given the facts of this case. Plaintiffs urge that the number of class members is sufficiently large to make joinder impracticable. They also urge that the seldom usage of the FLSA “opt in” procedure does not relate at all to whether the proposed class as to the AWPA cause of action should be certified, the latter question being governed by the requirements of Rule 23.

II. LEGAL STANDARDS

According to the United States Supreme Court, this Court must conduct a “rigorous analysis” into whether the prerequisites of Federal Rule of Civil Procedure 23 are met before certifying a class action. General Tel. Co. v. Falcon, 457 U.S. 147, 161, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). The trial court has broad discretion in deciding [285]*285whether to certify a class, but that discretion must be exercised within the framework of Rule 23. Gulf Oil Co. v. Bernard, 452 U.S. 89, 100, 101 S.Ct. 2193, 68 L.Ed.2d 693 (1981); In re American Medical Systems, Inc., 75 F.3d 1069, 1079 (6th Cir.1996). The “rigorous analysis requirement” means that a class is not maintainable merely because the complaint parrots the legal requirements of Rule 23. American Med. Systems, 75 F.3d at 1079. Although a hearing prior to the class determination is not always required, “it may be necessary for the court to probe behind the pleadings before coming to rest on the certification question.” Falcon, 457 U.S. at 160, 102 S.Ct. 2364; see also Weathers v. Peters Realty Corp., 499 F.2d 1197, 1200 (6th Cir.1974) (stating that in some cases it will be necessary to give the parties an opportunity to present evidence on the certification question). In this case, the extensive briefing filed by the parties, the Court’s past review of motions, and the documentary evidence and affidavits filed make the hearing of evidence unnecessary because the Court is able to probe behind the pleadings without additional evidence or argument.

Rule 23 places the burden of class certification on the Plaintiffs. In re American Medical Systems, 75 F.3d at 1079; Senter v. General Motors Corp., 532 F.2d 511, 522 (6th Cir.1976). Under the language of the Rule, the Plaintiff must prove four prerequisites under subsection (a) and one of the prerequisites under subsection (b) for the class to be certified. The Rule provides in pertinent part as follows:

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Bluebook (online)
203 F.R.D. 281, 2001 U.S. Dist. LEXIS 16530, 2001 WL 1217539, Counsel Stack Legal Research, https://law.counselstack.com/opinion/saur-v-snappy-apple-farms-inc-miwd-2001.