Sampson v. United States

724 F.3d 150, 2013 WL 3828663
CourtCourt of Appeals for the First Circuit
DecidedJuly 25, 2013
Docket12-1643, 12-8019
StatusPublished
Cited by36 cases

This text of 724 F.3d 150 (Sampson v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sampson v. United States, 724 F.3d 150, 2013 WL 3828663 (1st Cir. 2013).

Opinion

SELYA, Circuit Judge.

New accouterments of our criminal justice system are either more fundamental or more precious than the accused’s right to an impartial jury. That right is threatened when — as in this case — juror dishonesty occurs during the voir dire process yet is not discovered until well after final judgment has entered on the jury’s verdict. But finality is also valuable, and not every instance of juror dishonesty requires setting aside a previously rendered verdict.

In its present posture, this case poses important questions about when and under what circumstances the belated discovery of juror dishonesty during the voir dire process demands vacatur of a jury verdict. The stakes are high — the jury here recommended a death sentence — and the cases that populate this arcane corner of the law are muddled.

The architecture of these appeals is easily described. Gary Lee Sampson, the defendant in the underlying criminal case, is on death row following his conviction on two counts of carjacking (death resulting), a penalty-phase hearing in which the jury voted to recommend capital punishment, and an unsuccessful direct appeal. See United States v. Sampson (Sampson I), 486 F.3d 13 (1st Cir.2007), cert. denied, 553 U.S. 1035, 128 S.Ct. 2424, 171 L.Ed.2d 234 (2008). In an effort to undo his sentence, the defendant brought a habeas petition, see 28 U.S.C. § 2255, and confronted the district court with a claim that juror dishonesty during the voir dire process antecedent to the penalty-phase hearing deprived him of an impartial jury. Following an evidentiary hearing, the district court agreed; it vacated the death sentence and ordered a new penalty-phase hearing. United States v. Sampson (Sampson IV), No. 01-10384, 2012 WL 1633296, at *15 (D.Mass. May 10, 2012); United States v. Sampson (Sampson II), 820 F.Supp.2d 151, 202 (D.Mass.2011). The government seeks immediate review of this decision.

We first address nuanced questions that cast doubt upon our appellate jurisdiction. Concluding, as we do, that we can proceed to the merits of the juror dishonesty claim, we adopt the district court’s findings of fact, articulate the proper legal framework, array the district court’s findings of fact against that framework, and hold that the defendant’s sentence must be set aside and a new penalty-phase hearing conducted.

I. BACKGROUND

We rehearse here only those facts that are needed to tee up this proceeding. The reader who hungers for more details should consult the litany of earlier opinions in this case. See, e.g., Sampson I, 486 F.3d 13; Sampson II, 820 F.Supp.2d 151; United States v. Sampson (Sampson III), 820 F.Supp.2d 202 (D.Mass.2011); see also McCloskey v. Mueller, 446 F.3d 262 (1st Cir.2006).

In 2001, the defendant engaged in a crime spree that took him up the eastern seaboard. The spree included a series of bank robberies in North Carolina and a botched attempt to surrender to the Federal Bureau of Investigation. See McCloskey, 446 F.3d at 264. The defendant then perpetrated two Massachusetts carjackings that led to the slaying of the carjacked drivers (Phillip McCloskey and Jonathan Rizzo). In each instance, the defendant hitched a ride with the victim, forced the victim at knifepoint to drive to a secluded area, and committed murder.

*155 Following these gruesome incidents, the defendant fled to New Hampshire in Rizzo’s vehicle, forcibly entered a house, and strangled the caretaker (Robert Whitney). He then drove Whitney’s vehicle to Vermont, abandoned it, and resumed hitchhiking. Another Good Samaritan, William Gregory, gave him a lift. To repay his kindness, the defendant attempted to force Gregory at knifepoint to drive to a secluded spot. This time, however, the intended victim escaped. The defendant later called 911, surrendered to the authorities, and confessed.

On October 24, 2001, a federal grand jury sitting in the District of Massachusetts charged the defendant with two counts of carjacking, death resulting. 1 See 18 U.S.C. § 2119(3). A superseding indictment, deemed necessary to comply with Ring v. Arizona, 536 U.S. 584, 609, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), reiterated these charges; and the government served a notice of intent to seek the death penalty under the Federal Death Penalty Act (FDPA), 18 U.S.C. § 3593(a).

In due course, the defendant admitted guilt with respect to both counts. The district court empaneled a death-qualified jury to consider the punishment to be imposed. See id. § 3593(b)(2)(A); see also United States v. Green, 407 F.3d 434, 436-37 (1st Cir.2005). (discussing “death-qualified jury” requirements).

The voir dire lasted seventeen days and involved an extensive effort to ensure that each juror could — and would — decide the defendant’s fate solely on the evidence. As a preliminary matter, hundreds of potential jurors were required to answer under oath seventy-seven written questions, carefully designed to elicit information concerning possible bias and life experienees that might have subconsciously affected an individual’s ability to consider the defendant’s sentence objectively. Many venirepersons were excused based on their written responses. Those who passed muster were interrogated by the court and the parties.

Prospective jurors were repeatedly directed to answer all questions accurately and honestly. All were advised that, upon request, responses concerning sensitive subjects (whether written or oral) would be kept out of the public record.

After individual questioning, the district court excused potential jurors for cause for a wide variety of reasons, including .pretrial exposure to information about the case, attitudes that raised questions about impartiality, emotional life experiences comparable to matters that would be aired at trial, and responses that lacked candor. Eventually, the court seated a jury of twelve, along with six alternates. During the six-week penalty-phase hearing, the court learned that two jurors had answered voir dire questions inaccurately and replaced them with alternates.

The penalty-phase hearing turned in large measure on the existence vel non of statutory and non-statutory aggravating factors and mitigating factors. See 18 U.S.C. §§ 3592(a), (c), 3593(c). In the end, the jury unanimously recommended that the defendant be sentenced to death on both counts. The district court followed this recommendation and imposed a sentence of death. See id. §§ 3553, 3594; United States v. Sampson, 300 F.Supp.2d 275, 278 (D.Mass.2004). The court also denied a flurry of post-trial motions. United States v. Sampson,

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Bluebook (online)
724 F.3d 150, 2013 WL 3828663, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sampson-v-united-states-ca1-2013.