Salem Mills Co. v. Lord

69 P. 1033, 42 Or. 82, 1902 Ore. LEXIS 144
CourtOregon Supreme Court
DecidedAugust 25, 1902
StatusPublished
Cited by30 cases

This text of 69 P. 1033 (Salem Mills Co. v. Lord) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Salem Mills Co. v. Lord, 69 P. 1033, 42 Or. 82, 1902 Ore. LEXIS 144 (Or. 1902).

Opinion

Mr. Justice Wolverton,

after stating the facts., delivered the opinion of the court.

1. The question of most vital concern is whether the suit is in effect against the state, although it is not named as a party to the record. The point is conceded that a state is not suable without its consent. The principle is fundamental, and is invoked by the defendants as inimical to the court’s taking or assuming jurisdiction to determine the controversy herein or to grant the relief demanded. Mr. Justice Miller, in Cunningham v. Macon & Bruns. R. Co. 109 U. S. 446, 451 (3 Sup. [89]*89Ct. 292, 296), says: “This principle is conceded in all the cases, and whenever it can be clearly seen that the state is an indispensable party to enable the court, according to the rules which govern its procedure, to grant the relief sought, it will refuse to take jurisdiction.” Latterly, it has become the settled rule that the parties named upon the record will not be deemed as a controlling feature by which to determine whether the suit or action will lie, when the jurisdiction of the court is questioned on account of the relief demanded being in reality against the state. The court will look behind and through the nominal parties to the record, and ascertain if possible who are the real parties to the controversy, and will be governed accordingly; and if it appear that the state, and not the individuals named on the record, is to be affected, it will stay its hand, and in no event, if it appear that the state is an indispensable party, will the relief be granted unless it submits to the jurisdiction: Ex parte Ayers, 123 U. S. 443 (8 Sup. Ct. 164); Cunningham v. Macon & Bruns. R. Co. 109 U. S. 446, 451 (3 Sup. Ct. 292, 296); Poindexter v. Greenhow, 114 U. S. 270 (5 Sup. Ct. 903); Louisiana v. Jumel, 107 U. S. 711 (2 Sup. Ct. 128); Hagood v. Southern, 117 U. S. 52 (6 Sup. Ct. 608); Belknap v. Schild, 161 U. S. 10 (16 Sup. St. 443); Stanley v. Schwalby, 162 U. S. 255 (16 Sup. Ct. 754); Pennoyer v. McConnaughy, 140 U. S. 1 (11 Sup. Ct. 699).

There is another view of the matter, as affording a substantial reason for denying the relief, which is that the jurisdiction fails for want of suitable subject matter; that is to say, that the defendants, who are sued as functionaries of the state, have no real but only a nominal interest in the controversy, the state appearing to be the real defendant; hence they cannot be held accountable for what they did not do for themselves. But if it appear from the record that the relief sought is against persons or individuals in their official capacity as representatives of the state, and that it alone is to be or can be affected by the determination of the court, then is the suit directed in reality against the state, and, because it is not suable, the court is without jurisdiction. In the endeavor to lay down a rule by [90]*90which it might be determined by a consideration of the record whether the suit or action is one against individuals, and not in reality against the state, Mr. Justice Midler, in Cunningham v. Macon & Bruns. R. Co. 109 U. S. 446, 451 (3 Sup. Ct. 292, 296), observes of a class of cases wherein an individual is sued in tort for an act injurious to another in regard to person or property, to which the defense is made that he proceeded under directions from the government, that “in these cases he is not sued as, or because he is, the officer of the government, but as an individual, and the court is not ousted of jurisdiction because he asserts authority as such officer. To make out his defense, he must show that his authority was sufficient in law to protect him. ’ ’ This court has adopted the same principle. In his opinion in Dunn v. State University, 9 Or. 357, 362, Mr. Justice Watson says: “An agent of the state, whether incorporated or not, by virtue of his character simply, possesses no such immunity from being sued. He must show, in his defense to an action or suit for interfering with private rights, that he proceeded within the authority conferred by a valid law, or his defense must fail. ’ ’ And in Poindexter v. Greenhow, 114 U. S. 270 (5 Sup. Ct. 903), Mr. Justice Matthews gives the reasoning upon which this principle is founded, saying: ‘ ‘ The ratio decidendi in this class of cases is very plain. A defendant sued as a wrongdoer, who seeks to substitute the state in his place, or to justify by the authority of the state, or to defend on the ground that the state has adopted his act and exonerated him, cannot rest on the bare assertion of his defense. He is bound to establish it. The state, as a political corporate body, can act only through agents, and can command only by laws. It is necessaryj therefore, for such a defendant, in order to complete his defense, to produce a law of the state which constitutes his commission as its agent, and a warrant for his act. ’ ’

Belonging to this class of cases is trespass upon realty, giving rise to the action of trespass or ejectment involving the title. The leading case upon this phase of the inquiry is that of United States v. Lee, 106 U. S. 196 (1 Sup. Ct. 240). It was [91]*91instituted in the state court of Virginia by Lee against Kaufman and Strong, who were in charge under orders from the Secretary of War, to recover a tract of land purchased by the general government at a tax sale, and long held and used, a part of it as a military station, and the rest as a national cemetery. The case was subsequently removed into the federal court, and from there went to the Supreme Court of the United States-The Attorney General of the United States, without submitting the government to the jurisdiction of the court, suggested that the property in dispute was held, occupied, and possessed by the United States for governmental purposes, through its officers and agents, having actual possession for and in behalf of the government, and without any personal interest in it, and therefore that the court had no jurisdiction of the subject of the controversy. The result of the trial upon the evidence adduced was to show that the plaintiff had a valid title and the United States was without any; but, notwithstanding, it was contended that the court could render no judgment against the defendants. The contention was declared to be unsound, and a judgment was given against the defendants as individuals. Subsequent cases by the same court, however, declare that such a judgment is not binding on the general government, so that in reality the action was not against the government, but against individuals, by whose acts, being tortious, and for which they could show no justification, it was not bound.

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Cite This Page — Counsel Stack

Bluebook (online)
69 P. 1033, 42 Or. 82, 1902 Ore. LEXIS 144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/salem-mills-co-v-lord-or-1902.