Pennoyer v. McConnaughy

140 U.S. 1, 11 S. Ct. 699, 35 L. Ed. 363, 1891 U.S. LEXIS 2425
CourtSupreme Court of the United States
DecidedApril 20, 1891
Docket1280
StatusPublished
Cited by273 cases

This text of 140 U.S. 1 (Pennoyer v. McConnaughy) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pennoyer v. McConnaughy, 140 U.S. 1, 11 S. Ct. 699, 35 L. Ed. 363, 1891 U.S. LEXIS 2425 (1891).

Opinion

Mr. Justice Lamar,

aftér making the foregoing statement, delivered the opinion of the court.

• The contention of the complainant below was, that the act of 1887, under which the defendants below assumed to act, in 'the matter of the cancellation of his certificates of sale, was ■ ‘in violation of section 10, article I, of the Constitution of the • ¡United States, in that it impaired the obligation of the contract made between Owen and the State for the sale of the lands; that the defendants were, therefore, acting in the premises without authority of. law; and that, for those reasons, it :could not be asserted that the suit was' against the State. ‘The defendants, on the other hand, insisted that the aforesaid •legislation was valid and constitutional;' that the suit was, in effect, against the State; and that, therefore, the Circuit Court Avas forbidden to exercise jurisdiction in. the matter'by the •'Eleventh Amendment to the Constitution.

This appeal, therefore, involves the construction and appli *9 cation of two distinct provisions of the Constitution which are set up, one against the other-, by the parties to the controversy, in support of their respective contentions. The complainant, below bases his claim for the- relief prayed for upon that clause of section 10, article I, which provides that “ no State shall pass any- law impairing the obligation of contracts; ”■ whilst the defendants below,- the appellees, rely upon the Eleventh Amendment to the Constitution, which declares that “the judicial power of the United States shall not be construed to extend to any suit in law of equity commenced, or prosecuted ■against any of the United States by-citizens of another. State, or by citizens or subjects of a foreign State.-'”.

The question, then, of jurisdiction is first-presented for determination. Is this suit, in -légál- effect, one against a State, within the meaning of the Eleventfi Amendinent to the Constitution? A very large number of cases-involving a variety of questions arising under this amendment have- been: before this court for adjudication; and, as might naturally'.be expected, in view of the important interests and the wide-reaching political.-relations involved, the dissenting Opinions have been numerous. Still the- general principles enunciated by these adjudications will, upon a review of the whole, be- found to be such as the majority of the court and the dissentients are substantially agreed upon.

■ ■ It is well settled that no action can be maintained in any. Federal court by the citizens of one of the States against a State, without its oonsent, even though the sole object of such ' suit be to bring the State within the operation of the constitutional provision which provides that “no State shall.pass any law impairing the obligation of contracts.?’ This immunity of a State from suit is absolute and unqualified, and the constitutional provision securing it is not to be so construed as to place the State within the reach of the process of the court. ■Accordingly, it is equally well settled that a suit against the officers of á State, to compel them to do the acts which constitute a performance by it of its contracts, is, in effect, a suit against the State itself.'

In the application of this latter principle two classes of *10 cases have appeared in the decisions of this court, and it is in determining to which class a particular case belongs that differing views have been presented.

The first class is where the suit is brought against the officers of the State, as representing the State’s action and liability, thus making it, though not a party to the record, the real party against which the judgment will so operate as to compel it to specifically perform its contracts. In re Ayers, 123 U. S. 443; Louisiana v. Jumel, 107 U. S. 711; Antoni v. Greenhow, 107 U. S. 769; Cunningham v. Macon & Brunswick Railroad, 109 U. S. 446; Hagood v. Southern 117 U. S. 52.

The other class is where a suit is Drought against defendants who, claiming to act as officers of the State, and under the color of an unconstitutional statute, commit acts of wrong and injury to the rights and property of the plaintiff acquired under a contract with the State. Such suit, whether brought to recover money or property in the hands of such defendants, unlawfully taken by them in behalf of the State, or for compensation in damages, or, in a proper case where the remedy at law is inadequate, for an injunction to prevent such wrong and injury, or for a mandamus, in a like case, to enforce upon the defendant the performance of a plain, legal duty, purely ministerial — is not, within the meaning of the Eleventh Amendment; an action against the State. Osborn v. Bank of the United States, 9 Wheat. 738; Davis v. Gray, 16 Wall. 203; Tomlinson v. Branch, 15 Wall. 460; Litchfield v. Webster County, 101 U. S. 773; Allen v. Baltimore & Ohio Railroad, 411, U. S. 311; Board of Liquidation v. McComb, 92 U. S. 531; Poindexter v. Greenhow, 114 U. S. 270.

It is not our purpose to attempt a review of all, or even many, of these decisions, as to do so intelligently would unnecessarily protract this opinion, and in this connection, would subserve no useful purpose. It will, be sufficient, perhaps, to refer to some of those which this case most nearly resembles.

It is believed that the case before us is within the principles of the great and leading case of. Osborn v. Bank of the United States, 9 Wheat. 738, the opinion in which was delivered by Chief Justice Marshall. That was a suit in equity, brought *11 in the Circuit Court of the United States for the District-of Ohio, by the president, directors and company of the Bank of the United States, to restrain Ealph Osborn, auditor of the State of Ohio, from executing a law of that State which was in violation of, and destructive to, the rights and privileges conferred upon the complainants by the charter of the bank and by the Constitution of the United States. One of the leading inquiries in the case was, whether an injunction could be issued to restrain a person, who was a State officer, from performing an official act enjoined by the statute of the State.

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Cite This Page — Counsel Stack

Bluebook (online)
140 U.S. 1, 11 S. Ct. 699, 35 L. Ed. 363, 1891 U.S. LEXIS 2425, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pennoyer-v-mcconnaughy-scotus-1891.