Safari Club International v. Ryan Zinke

878 F.3d 316
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 22, 2017
Docket16-5358 Consolidated with 16-5362
StatusPublished
Cited by46 cases

This text of 878 F.3d 316 (Safari Club International v. Ryan Zinke) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Safari Club International v. Ryan Zinke, 878 F.3d 316 (D.C. Cir. 2017).

Opinion

EDWARDS, Senior Circuit Judge:

By regulation issued pursuant to the Endangered Species Act (“ESA”), sport-hunted African elephant trophies may only be imported into the United States if, among other things, the U.S. Fish and Wildlife Service (“Service”) makes “[a] determination ... that the killing of the trophy animal will enhance the survival of the species.” 50 C.F.R. § 17.40(e)(6)(i)(B) (“Special Rule”). On April 4, 2014, the Service issued a press release stating that the agency lacked sufficient information to support a positive enhancement determination with respect to elephant trophies hunted in Zimbabwe during the 2014 hunting season. The finding, which was subsequently published in the Federal Register, banned the importation of such trophies going forward from the date of the finding. The Service also made negative enhancement findings in July of 2014 and March of 2015, each time concluding that information concerning the size of the Zimbabwean elephant population and status of conservation efforts in Zimbabwe did not support a conclusion that killing the animal “will enhance the survival of the species.” Id.

Safari Club International (“Safari Club”) and the National Rifle Association (“NRA”) (collectively, “Appellants”) filed suit in District Court to challenge the 2014 and 2015 findings. Appellants claimed that the agency’s actions were arbitrary and capricious under the Administrative Procedure Act (“APA”) and violated the ESA because, inter alia, in its determinations to ban the elephant imports, the Service im-permissibly relied on standards that are more stringent than the statutory requirements in the ESA. The District Court denied Appellants’ motion for summary judgment on these claims dnd granted judgment for the Service. For the reasons explained below, we affirm judgment for the Service on these claims.

Appellants also contended that the Service erred in adopting the 2014 and 2015 enhancement findings without adhering to the notice-and-comment rule-making requirements of the APA. See 5 U.S.C. § 553. The District Court rejected this claim on the ground that the enhancement findings were the product of adjudications and, therefore, not covered by the APA’s rule-making requirements. The District Court erred on this point. Under the APA, a “rule” is “the whole or a part of an agency statement of general or particular applicability and future effect designed to implement, interpret, or prescribe law or policy.” Id. § 551(4). And as the Supreme Court has explained, rule-making procedures are “used in the formulation of a basically legislative-type judgment, for prospective application only, rather than in adjudicating a particular set of disputed facts.” United States v. Fl. E. Coast Ry. Co., 410 U.S. 224, 246, 93 S.Ct. 810, 35 L.Ed.2d 223 (1973). The enhancement findings in this case fit these definitions of “rule” to a tee. Therefore, the Service erred in adopting the findings without first following the notice-and-comment rule-making requirements of the APA. Accordingly, we reverse the District Court’s grant of summary judgment in favor of the Service on the § 553 claim. The case will be remanded to the District Court with instructions to remand to the Service so that it may initiate rule making to address enhancement findings for the time periods at issue in this case.

I. Background

A. Statutory and Regulatory Background

1. The CITES Treaty

The United States and Zimbabwe are parties to the Convention on International Trade in Endangered Species of Wild Fauna and Flora, Mar. 3, 1973, 27 U.S.T. 1087 (“CITES” or “Convention”). See 16 U.S.C. § 1538(c)(1) (incorporating the Convention into U.S. domestic law through the ESA). The Convention regulates the international trade of imperiled species that are listed in its appendices, which include African elephants, or Loxodonta africana, from Zimbabwe. See, e.g., id. §§ 1537a-1539; 50 C.F.R. § 17.11.

As relevant here, Appendix I lists species that are “threatened with extinction which are or may be affected by trade,” CITES art. 11(1), 27 U.S.T. at 1092, and Appendix II lists species that may become threatened with extinction unless their trade is regulated, id. art. 11(2), 27 U.S.T. at 1092. Parties to the Convention may not allow trade in species listed in the appendices except in accordance with the treaty’s provisions. Id. art. 11(4), 27 U.S.T. at 1092.

Appendix I species may be shipped internationally only if both the importing and exporting countries grant permits, which are subject to certain conditions. Id. art. Ill, 27 U.S.T. at 1093-95. Among the requirements for a permit to issue, both countries must make a “non-detriment” finding, certifying that the trade in threatened species “will not be detrimental to the survival of that species.” Id. art. III(2)(a), 27 U.S.T. at 1093; id. art. III(3)(a), 27 U.S.T. at 1093. Until 1994, the Convention also required an importing country to make an “enhancement finding,” a determination that “the killing of the animal ... would enhance the survival of the species.” Retention of Threatened Status for the Continental Population of the African Elephant, 57 Fed. Reg. 35,473, 35,485 (Aug. 10, 1992). The parties to the Convention removed the enhancement finding requirement from the treaty by resolution in 1994.

For Appendix II species, the Convention requires a permit from the exporting country only. CITES art. IV, 27 U.S.T. at 1095-97. While subject to the non-detriment finding requirement, permits for Appendix II species have never been conditioned on the exporting country making an enhancement finding. In 1997, over opposition from the United States, the parties to the Convention transferred African elephants in Zimbabwe from Appendix I to Appendix II. Changes in List of Species in Appendices to the [CITES], 62 Fed. Reg. 44,627, 44,628-29 (Aug. 22,1997).

It is undisputed that the proscriptions in the Convention are a floor, not a ceiling, for protection of Appendix II species. The treaty “in no way affect[s] the right of Parties to adopt ,.. stricter domestic measures regarding the conditions for trade, taking possession or transport of specimens of species included in Appendices I, II, and III, or the complete prohibition thereof.” CITES art. XIV(1), 27 U.S.T. at 1108,

2. The Endangered Species Act

Congress passed the Endangered Species Act (“ESA”), 16 U.S.C. §§ 1531-44 (2000), .to provide for the conservation of “endangered” and “threatened” -species, id. § 1531(b); see id. § 1532(6) (defining “endangered species” as “any species which is in danger of-extinction throughout all or a significant portion , of its range”); id.

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Bluebook (online)
878 F.3d 316, Counsel Stack Legal Research, https://law.counselstack.com/opinion/safari-club-international-v-ryan-zinke-cadc-2017.