Rutgers v. United States

42 Cont. Cas. Fed. 77,377, 41 Fed. Cl. 764, 51 U.S.P.Q. 2d (BNA) 1642, 1998 U.S. Claims LEXIS 226, 1998 WL 648727
CourtUnited States Court of Federal Claims
DecidedSeptember 16, 1998
DocketNo. 96-399C
StatusPublished
Cited by5 cases

This text of 42 Cont. Cas. Fed. 77,377 (Rutgers v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rutgers v. United States, 42 Cont. Cas. Fed. 77,377, 41 Fed. Cl. 764, 51 U.S.P.Q. 2d (BNA) 1642, 1998 U.S. Claims LEXIS 226, 1998 WL 648727 (uscfc 1998).

Opinion

ORDER

MOODY R. TIDWELL, III, Senior Judge.

On July 3, 1996, Rutgers, The State University of New Jersey (plaintiff or Rutgers) filed a Complaint against defendant, the United States of America (United States or government), praying for a declaration that defendant had no contractual rights in the invention of an electrostrictive driving device and process for sonic wave projection (invention ’9791) governed by United States Patent No. 5,229,979 (patent ’979). On January 23, 1998, the United States of America filed Defendant’s Motion for Summary Judgment or in the Alternative Partial Summary Judgment (motion for summary judgment or Mot. for Summ. J.). For the reasons which follow, the court denies the government’s motion.

BACKGROUND

Dr. Jerry I. Scheinbeim has been a faculty member at Rutgers since 1977. App. to Def.’s Mot. for Summ. J. or in the Alterna[766]*766tive Partial Summ. J. (Def.’s App.) at 107. Dr. Brian A. Newman has been a member of Rutgers’ faculty since 1974. Id. at 128. Between 1979 and 1990, Drs. Scheinbeim and Newman had submitted at least fourteen research proposals which were funded by the Office of Naval Research (ONR) or the Defense Advanced Research Projects Agency (DARPA). Defendant’s Proposed Findings of Uncontroverted Fact (Def.’s Proposed Findings) at It 16 (January 23, 1998) (uncontested by Pl.’s Statement of Genuine Issues (April 1, 1998)). In 1980, Rutgers and the government entered into contract N00014-80-C-0795 (contract ’795) with ONR. Def.’s App. at 166. Contract ’795 was entitled “Piezoelectricity, Pyroelectricity and Related Electrical Properties in Polyamide and Other Electret Films.” Id. The government has asserted that contract ’795 involved “the general technological area [of] ‘piezoelectricity2 and related properties such as pyroelectricity, eleetrostriction3 and ferroelectricity....’ ” Id. Plaintiff denied the government’s characterization of the work performed. Id.

In August 1987, Drs. Scheinbeim and Newman submitted to ONR a proposal to extend contract ’795 (August 1987 proposal). Id. at 200. The proposal described newly developed processes for making polarized polymer films using “a radically different electro-processing approach: the solidification of polar polymers from solution in the presence of a high electric field” which made the films more stable and made it conceivable that “greatly increased bulk polarization exists” which could affect piezoelectric and pyroelectric responses. Id. at 202-11. Rutgers revised the proposal’s budget in December 1987. Id. at 234-37.

In February 1988, ONR agreed to the terms of the August 1987 proposal, as modified in December 1987 and January 1988, and incorporated by reference the terms of those proposals into short form contract N0001488-K-0122 (contract 122). Id. at 238-39. Also in February 1988, Drs. Scheinbeim and Newman presented another proposal to ONR and DARPA, requesting a grant to fund further study of crystallization and vitrification of piezoelectric materials from solution in the presence of high electric fields. Id. at 242-54. No mention of eleetrostriction or “apparent piezoelectricity” appears in either the August 1987, December 1987, or February 1988 proposals.

On May 16, 1989, Rutgers was awarded United States Patent No. 4,830,795 (patent ’795) for an invention designed by Drs. Scheinbeim and Newman to make polarized polymer material substantially free of mechanically induced orientation. Id. at 168. [767]*767Patent ’795 documents acknowledge that the “invention was made with government support under the Office of Naval Research” and that “the Government has certain rights in the invention” under contract ’795. Id. at 173. On September 5, 1989, Patent No. 4,863,648 (patent ’648) was awarded to Rutgers for a process related to patent ’795 for poling piezoelectric materials molded into desired shapes (invention ’648). Id. at 168, 182 (application for patent ’648 a continuation-in-part of application for patent ’795). Patent ’648 also noted that invention ’648 was made with ONR support and that the government had certain rights in the patented technology. Id. at 182.

[766]*76633. Eleetrostriction involves the rearrangement or "repacking” of molecules of a material, often into a tighter, more constricted structure, when the material is subjected to an electric field. A sample of material, therefore, may become measurably thinner and thinner (within limits) when subjected to a stronger and stronger electric field.
34. The mechanical strain induced by electrostriction is analogous to, but distinct from, strain induced by a piezoelectric response. Electrostrictive strain is proportional to the square of the electric field (E 2). The piezoelectric strain is proportional to the electric field (E). Complaint at ¶¶ 33-34.

[767]*767In October 1989, Mr. Alan Ellinthorpe (Ellinthorpe), from DARPA, approached Dr. Scheinbeim seeking a pliable material with enhanced piezoelectric properties, such as a softened form of polyvinylidene fluoride (PVFD or PVF2), capable of driving a sonic transducer. Id. at 100; App. Pl.’s Opp’n to Def.’s Mot. for Summ. J. or in the Alternative Partial Summ. J. (Pl.’s App.) at Tab 9; see also Def.’s Proposed Findings at ¶ 36. In response to Ellinthorpe’s inquiry, in October 1989 Dr. Scheinbeim “determined that no existing piezoelectric polymer could exhibit this set of properties,” Defs.App. at 265, but “conceived of the idea to apply a large DC [direct current] electrical bias field to the PVFD while at the same time pulsing it with an AC [alternating current] electrical field” to exploit PVFD’s electrostrictive properties. Id. at 100 (Pl.’s Resps. to Def.’s First Set of Interrogs.); see also Def.’s Proposed Findings at ¶ 36 (“In October of 1989, in response to an inquiry from a DARPA employee, Professors Scheinbeim and Newman conceived the invention which eventually resulted in the independent claims4 of the ’979 patent.”) (uncontested by Pl.’s Statement of Genuine Issues). Actual reduction to practice of the independent claims occurred during a series of tests conducted at BBN Laboratories in Cambridge, Massachusetts, from February to April 1990. Def.’s App. at 103; see also Pl.’s Statement of Genuine Issues (incorporating PL’s Opp’n to Mot. for Summ. J. at 34-35 agreeing with Def.’s Proposed Findings at ¶ 38 to extent that independent claims were reduced to practice during BBN tests). In April 1990, Drs. Scheinbeim and Newman submitted an invention disclosure report to Rutgers stating that they had invented a “[p]rocess to produce materials and impart to them high electrostrictive or apparent piezoelectric response.” Def.’s App. at 261. The disclosure report states that the invention was “funded by DARPA/ONR.” Id. at 262.

In August 1990, Drs. Scheinbeim and Newman submitted a proposal to modify contract ’122. Id. at 264. It stated that in response to Ellinthorpe’s request, Drs. Scheinbeim and Newman proposed to research the “radically new approach” of applying a high DC bias field to electrostrictive materials such as PVFD which had been heavily plasticized by solvents such as tricresylphosphate (TCP), then superimposing an alternating current on the bias field to create an “apparent” piezoelectric response. Id. at 265.

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42 Cont. Cas. Fed. 77,377, 41 Fed. Cl. 764, 51 U.S.P.Q. 2d (BNA) 1642, 1998 U.S. Claims LEXIS 226, 1998 WL 648727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rutgers-v-united-states-uscfc-1998.