Rossley v. Drake Univ. & Drake Univ. Bd. of Trs.
This text of 336 F. Supp. 3d 959 (Rossley v. Drake Univ. & Drake Univ. Bd. of Trs.) is published on Counsel Stack Legal Research, covering District Court, S.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Rebecca Goodgame Ebinger, United States District Judge
I. INTRODUCTION
Plaintiff Tom Rossley brings this suit against Defendants Drake University and Drake University Board of Trustees challenging his termination as a member of the University's Board of Trustees and contesting Drake's Title IX investigation of Rossley's son. Am. Compl., ECF No. 26. Defendants move for partial judgment on the pleadings as to Count I-alleging retaliation under Title IX-against Drake University. ECF No. 53. For the reasons set forth below, the Court determines Rossley has not pleaded he was subjected to discrimination under an education program or activity and therefore lacks statutory standing to bring a retaliation claim under Title IX. Consequently, the Court grants Defendants' motion for partial judgment on the pleadings.
II. FACTUAL & PROCEDURAL BACKGROUND
Rossley served as a member of the Drake University Board of Trustees for twenty-three years. ECF No. 26 ¶ 14. In the fall of 2015, Drake University commenced a Title IX1 investigation into an allegation of sexual assault by Rossley's son. Id. ¶ 49. As relevant here, Rossley believed the investigation was unlawful and biased against his son due to his son's gender. See id. ¶¶ 30, 161. Rossley contacted Drake University's Dean of Students regarding his concerns. Id. ¶¶ 58, 65-69. In April 2016, Rossley wrote an email and sent a letter to Drake University's Dean of Students, the Board, and "select members of Defendant Drake's faculty and administration" expressing his concerns with the Title IX investigation of his son. Id. ¶¶ 87-95. In mid-July 2016, the Board voted to remove Rossley from the Board of Trustees. Id. ¶¶ 122, 127.
*962In February 2017, Rossley brought this suit. Compl., ECF No. 1. In July 2017, Rossley filed an Amended Complaint. ECF No. 26. Following the Court's December 20, 2017 Order on Defendants' Partial Motion to Dismiss, the following counts of the Amended Complaint remain: Count I (retaliation under Title IX against Defendant Drake University); Count II (breach of fiduciary duties against Defendant Board); Count III (breach of Drake's policies and procedures against both Defendants); and Count V (retaliation under the Americans with Disabilities Act of 1990, Section 504 of the Rehabilitation Act, and the Iowa Civil Rights Act against both Defendants).See ECF No. 41 at 15-16.2
On February 20, 2018, Defendants filed a motion for partial judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c). ECF No. 53. Defendants request the Court dismiss Count I against Drake University. Id. ¶ 6. Defendants assert Rossley lacks statutory standing because "[a]s a non-student, Rossley cannot suffer the systemic denial of access to education programs and activities and [thus] is not within the zone of interests that Title IX is meant to protect." Id. ¶¶ 3-4. Rossley resists. ECF No. 54. Neither party requested a hearing.
III. LEGAL STANDARD
A. Defendants' Rule 12(c) Motion
Before the Court considers the substance of Defendants' motion, the Court first addresses Rossley's argument that Defendants have waived their right to bring a motion under Federal Rule of Civil Procedure Rule 12(c). Rule 12(c) provides "[a]fter the pleadings are closed-but early enough not to delay trial-a party may move for judgment on the pleadings." "A grant of judgment on the pleadings is appropriate 'where no material issue of fact remains to be resolved and the movant is entitled to judgment as a matter of law.' " Poehl v. Countrywide Home Loans, Inc. ,
Rossley contends Defendants have waived their right to bring a motion under Rule 12(c), as Defendants' Answer and affirmative defenses raise various factual disputes. ECF No. 54 at 4-6. Defendants resist, asserting affirmative defenses do not bar judgment on the pleadings in the Eighth Circuit and arguing their Rule 12(c) motion is procedurally appropriate. Defs.' Reply Supp. Mot. J. on the Pleadings 1, ECF No. 55. The Court determines Defendants did not waive their right to bring a 12(c) motion by raising affirmative defenses or filing an Answer.
In recognition of the Rule 12(c) requirement that there be "no material issue of fact" as to the parties' claims, courts have determined a defendant's answer or affirmative defenses may create a "material issue of fact" barring a judgment on the pleadings. See, e.g., Gen. Conference Corp. of Seventh-Day Adventists v. Seventh-Day Adventist Congregational Church ,
*963Lasser v. Am. Gen. Life Ins. , No. 14-cv-3326 (MJD/LIB),
Free access — add to your briefcase to read the full text and ask questions with AI
Rebecca Goodgame Ebinger, United States District Judge
I. INTRODUCTION
Plaintiff Tom Rossley brings this suit against Defendants Drake University and Drake University Board of Trustees challenging his termination as a member of the University's Board of Trustees and contesting Drake's Title IX investigation of Rossley's son. Am. Compl., ECF No. 26. Defendants move for partial judgment on the pleadings as to Count I-alleging retaliation under Title IX-against Drake University. ECF No. 53. For the reasons set forth below, the Court determines Rossley has not pleaded he was subjected to discrimination under an education program or activity and therefore lacks statutory standing to bring a retaliation claim under Title IX. Consequently, the Court grants Defendants' motion for partial judgment on the pleadings.
II. FACTUAL & PROCEDURAL BACKGROUND
Rossley served as a member of the Drake University Board of Trustees for twenty-three years. ECF No. 26 ¶ 14. In the fall of 2015, Drake University commenced a Title IX1 investigation into an allegation of sexual assault by Rossley's son. Id. ¶ 49. As relevant here, Rossley believed the investigation was unlawful and biased against his son due to his son's gender. See id. ¶¶ 30, 161. Rossley contacted Drake University's Dean of Students regarding his concerns. Id. ¶¶ 58, 65-69. In April 2016, Rossley wrote an email and sent a letter to Drake University's Dean of Students, the Board, and "select members of Defendant Drake's faculty and administration" expressing his concerns with the Title IX investigation of his son. Id. ¶¶ 87-95. In mid-July 2016, the Board voted to remove Rossley from the Board of Trustees. Id. ¶¶ 122, 127.
*962In February 2017, Rossley brought this suit. Compl., ECF No. 1. In July 2017, Rossley filed an Amended Complaint. ECF No. 26. Following the Court's December 20, 2017 Order on Defendants' Partial Motion to Dismiss, the following counts of the Amended Complaint remain: Count I (retaliation under Title IX against Defendant Drake University); Count II (breach of fiduciary duties against Defendant Board); Count III (breach of Drake's policies and procedures against both Defendants); and Count V (retaliation under the Americans with Disabilities Act of 1990, Section 504 of the Rehabilitation Act, and the Iowa Civil Rights Act against both Defendants).See ECF No. 41 at 15-16.2
On February 20, 2018, Defendants filed a motion for partial judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c). ECF No. 53. Defendants request the Court dismiss Count I against Drake University. Id. ¶ 6. Defendants assert Rossley lacks statutory standing because "[a]s a non-student, Rossley cannot suffer the systemic denial of access to education programs and activities and [thus] is not within the zone of interests that Title IX is meant to protect." Id. ¶¶ 3-4. Rossley resists. ECF No. 54. Neither party requested a hearing.
III. LEGAL STANDARD
A. Defendants' Rule 12(c) Motion
Before the Court considers the substance of Defendants' motion, the Court first addresses Rossley's argument that Defendants have waived their right to bring a motion under Federal Rule of Civil Procedure Rule 12(c). Rule 12(c) provides "[a]fter the pleadings are closed-but early enough not to delay trial-a party may move for judgment on the pleadings." "A grant of judgment on the pleadings is appropriate 'where no material issue of fact remains to be resolved and the movant is entitled to judgment as a matter of law.' " Poehl v. Countrywide Home Loans, Inc. ,
Rossley contends Defendants have waived their right to bring a motion under Rule 12(c), as Defendants' Answer and affirmative defenses raise various factual disputes. ECF No. 54 at 4-6. Defendants resist, asserting affirmative defenses do not bar judgment on the pleadings in the Eighth Circuit and arguing their Rule 12(c) motion is procedurally appropriate. Defs.' Reply Supp. Mot. J. on the Pleadings 1, ECF No. 55. The Court determines Defendants did not waive their right to bring a 12(c) motion by raising affirmative defenses or filing an Answer.
In recognition of the Rule 12(c) requirement that there be "no material issue of fact" as to the parties' claims, courts have determined a defendant's answer or affirmative defenses may create a "material issue of fact" barring a judgment on the pleadings. See, e.g., Gen. Conference Corp. of Seventh-Day Adventists v. Seventh-Day Adventist Congregational Church ,
*963Lasser v. Am. Gen. Life Ins. , No. 14-cv-3326 (MJD/LIB),
Defendants are required, pursuant to Rule 8(b)(1), to raise all affirmative defenses in their answer and respond to the factual allegations in the plaintiff's complaint. See Fed. R. Civ. P. 8(b)(1) (requiring a responding party to "state in short and plain terms its defenses to each claim" and "admit or deny the allegations asserted against it by an opposing party"). This Rule would be undermined if a responding party had to choose between raising affirmative defenses and filing a motion under Rule 12(c). This is especially true as Rule 12(c) may only be brought after the pleadings are closed. See Fed. R. Civ. P. 12(c).
Finally, the Federal Rules of Civil Procedure expressly permit parties in Defendants' position to bring Rule 12(c) motions. Specifically, Defendants assert Rossley lacks statutory standing and thus cannot pursue his claim for retaliation under Title IX. ECF No. 53 ¶ 4. This is, in essence, an argument that Rossley has failed to assert a claim under which relief may be granted. See Lexmark Int'l, Inc. v. Static Control Components, Inc. ,
*964Consequently, Defendants' motion for partial judgment on the pleadings is properly before the Court.
B. Applicable Legal Standard
When a party moves for dismissal for failure to state a claim pursuant to Rule 12(c), a court will apply the same standard it would have used had the motion been brought under Rule 12(b)(6). See Poehl ,
Accordingly, in order to survive a Rule 12(c) motion in this context, Rossley's "complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
Although a court must draw all reasonable inferences from the facts alleged in a party's complaint, if a dispositive issue of law shows no claim exists on the face of the pleadings, a court may dismiss the claim. Neitzke v. Williams ,
IV. DISCUSSION
Defendants assert Rossley lacks statutory standing to bring a retaliation claim under Title IX, as he has not alleged he was denied access to an education program or activity. ECF No. 53 ¶¶ 2-4. Rossley contends a Title IX retaliation plaintiff is not required to assert he was denied such access. ECF No. 54 at 6-8. Alternatively, Rossley argues he has sufficiently pleaded he was denied access to an education program or activity. Id. at 8.
The Court will first analyze the requirement that a plaintiff have statutory standing. The Court will then examine the scope of a plaintiff's cause of action for retaliation under Title IX. Finally, the Court will consider whether, under Title IX, Rossley has pleaded a plausible retaliation claim. For the reasons set forth below, the Court determines a Title IX retaliation plaintiff must allege facts showing he was either an employee or was otherwise excluded from participation in, denied the benefits of, or subjected to discrimination under an education program or activity. The Court finds Rossley was not an employee and has not pleaded he was excluded from participation in, denied the benefits of, or subjected to discrimination under an education program or activity. Therefore, Rossley lacks statutory standing to bring a retaliation claim under Title IX and the Court grants Defendants' motion for partial judgment on the pleadings.
*965A. Statutory Standing Requirement
In order to bring a claim under a particular statute, a plaintiff must have statutory standing, that is the plaintiff's cause of action must fall within the "zone of interests" protected by that statute. Lexmark ,
The Court now considers the scope of Title IX's zone of interests for retaliation claims.
B. Statutory Standing Under Title IX
Under Title IX, "[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance."
Parents are permitted to file discrimination and harassment claims on behalf of their minor children or their deceased adult children. See Lopez v. Regents of Univ. of Cal. ,
In Jackson v. Birmingham Board of Education , the Supreme Court determined Title IX also protects individuals who suffer retaliation after reporting instances of sex discrimination.
Rossley asserts the language of Jackson , as well as subsequent case law, indicate any Title IX advocate has a cause of action, regardless of whether they are an employee, a student, or an individual who has been subjected to discrimination under an education program or activity. ECF No. 54 at 8-12. This is a novel argument. For the reasons set forth below, the Court determines in order to assert a claim of retaliation under Title IX, an individual must plead facts showing the alleged retaliatory conduct subjected him to discrimination under an education program or activity. Neither Jackson nor the plain language of Title IX can be extended to provide statutory standing to a non-student, non-employee who reported alleged sex discrimination against his adult son.
First, while the Court in Jackson indisputably recognized a private cause of action for retaliation under Title IX, the case involved a school employee clearly within the zone of interests protected by Title IX. See Jackson ,
Second, when the holding in Jackson is considered together with the plain language of Title IX, it is apparent the alleged retaliation must still fall within the scope of
Third, the Supreme Court has consistently interpreted Title IX causes of action with reference to the specific, education-related language of the statute, thus affirming the requirement that plaintiffs be, in some way, excluded from participation in, denied the benefits of, or subjected to discrimination under an education program or activity. For instance, in Bell , the Court defined an employee's cause of action under Title IX by closely following the language of
Finally, the decisions Rossley cites to are distinguishable and do not support his argument that an advocate may bring a retaliation claim regardless of his treatment under an education program or activity.4 Rossley first cites to Jackson.
*968ECF No. 54 at 8-9. As explained above, Jackson does not stand for the broad proposition that any individual who experiences retaliatory acts outside an education program or activity may bring a Title IX retaliation claim. Rossley also points to Sullivan v. Little Hunting Park, Inc. , in which the Court determined a white property owner could bring a retaliation claim under
Rossley also identifies a decision by the United States District Court for the District of New Jersey, D.V. v. Pennsauken Sch. Dist. , in which the court determined the uncle of a student could bring his own retaliation claim under Title IX for allegedly adverse actions directed at the uncle. No. 12-7646 (JEI/JS),
Furthermore, the plaintiff in D.V. reported alleged discrimination against a minor child, rather than against an adult in *969college. D.V. ,
This distinction has been read into the protections available under Title IX. "Congress enacted Title IX in 1972 with two principal objectives in mind: '[T]o avoid the use of federal resources to support discriminatory practices' and 'to provide individualized citizens effective protection against those practices.' " Gebser ,
Similarly, courts which have recognized a parent's own retaliation claim have done so when the parent reported alleged sex discrimination against their minor child. See, e.g., Doe v. USD No. 237 Smith Ctr. Sch. Dist. , No. 16-cv-2801-JWL-TJJ,
Unlike the parties discussed above, Rossley's son suffered alleged sex discrimination as an adult student, and thus was capable of advocating for himself under Title IX when the discrimination occurred. Furthermore, unlike a parent of a minor child, Rossley was not a statutorily recognized advocate for his son and had limited access to, or control over, his son's educational experience or records. See 20 U.S.C. § 1232g(b)(1) ;
For all the reasons previously stated, the Court determines in order for a non-employee, non-student's retaliation claim to fall within Title IX's zone of interest, the retaliatory actions must have caused the plaintiff to be "excluded from participation in, [ ] denied the benefits of, or [ ] subjected to discrimination under any education program or activity" offered by a federally-funded institution.
C. Rossley's Title IX Claim
Rossley asserts he was subjected to discrimination under an education program or activity because he was "not permitted to partake in his son's Title IX process; was restricted from communicating with persons both on and off campus at Defendant Drake [University]; and was unlawfully denied access to the Defendant Board." ECF No. 54 at 12. Even taken as true, Rossley has not plausibly alleged facts showing Drake University's actions subjected him to discrimination under any education program or activity recognized under Title IX.
Pursuant to Title IX, "[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance."
The regulations promulgated under Title IX explain discrimination "under any academic, extracurricular, research, occupational training, or other education program or activity operated by a recipient which receives Federal financial assistance" is prohibited.
*971including: housing (
This interpretation is consistent with the Supreme Court's analysis of Title IX's legislative history in Bell , in which the Court determined employees were permitted to bring their own claims of sex discrimination. Bell ,
Finally, courts interpreting Title IX have held access to education and employment benefits underlie Title IX's "program or activity" language. In Roubideaux v. North Dakota Department of Corrections and Rehabilitation , the Eighth Circuit examined whether a "prison industries" program, which "provide[d] inmates with paying jobs [and] enable[ed] them to make purchases, pay restitution orders, or support their families" constituted an education "program or activity."
Similarly, in Doe v. Mercy Catholic Medical Center , the United States Court of Appeals for the Third Circuit considered a case brought by a medical resident who had been terminated from a private hospital.
(A) a program is incrementally structured through a particular course of study or training, whether full- or part-time; (B) a program allows participants to earn a degree or diploma, qualify for a certification or certification examination, or pursue a specific occupation or trade beyond mere on-the-job training; (C) a program provides instructors, examinations, an evaluation process or grades, or accepts tuition; or (D) the entities offering, accrediting, or otherwise regulating a program hold it out as educational in nature.
Id. at 556. Because the residency program required the plaintiff to train under faculty members and physicians, attend lectures, and participate in a physics class on a university campus, the Third Circuit concluded the program was covered by Title IX. Id. at 556-58.
Using the standards discussed above, the Court determines Rossley has failed to plausibly state a claim that he was "excluded from participation in, [ ] denied the benefits of, or [ ] subjected to discrimination under any education program or activity" offered by Drake University.
First, the Court determines, consistent with its December 20, 2017 Order, Rossley is not an "employee" of either Drake University or the Board of Trustees. See ECF No. 41 at 5-8.5 Consequently, Rossley has failed to plausibly state a claim he was subjected to discrimination under any employment benefits or programs under Title IX. Cf. Lopez ,
Second, Rossley has failed to plead facts which, taken as true, plausibly assert a claim Drake University denied him access to any education programs or activities as a non-employee. Rossley's claims primarily focus on three instances of alleged retaliation: 1) the Board's vote to remove Rossley from his position as Trustee; 2) the Board's attempt to silence Rossley regarding Rossley's concerns; and 3) Defendants' refusal to permit Rossley to attend his son's Title IX hearing. See ECF No. 54 at 11-12; ECF No. 26 ¶¶ 77, 100, 108-09, 122. The Court considers these claims in turn.
Denying Rossley access to the Board, including removing him from his position as Trustee, does not plausibly state a claim he was subjected to discrimination under an education program or activity. The Board does not provide any educational benefits. Rather, it is an organization, separate from Drake University, which does *973not receive federal funds. See ECF No. 35 at 3-4. Additionally, based on the allegations in Rossley's Amended Complaint, the Board's activities do not include any of the hallmarks of an education program or activity: it does not permit individuals participating in the Board to earn a degree and it does not accept tuition, offer accreditation, or provide an "incrementally structured" course of study to the Trustees. See Mercy Catholic Med. Ctr. ,
Rossley also asserts members of the Board told him "he had to 'stop this (meaning his complaints) immediately' and instructed that he needed to stop sending emails and talking to people, on the Defendant Board and off, about what Defendants had done to his disabled son." ECF No. 26 ¶ 100. Even assuming the Board prohibited Rossley from discussing his concerns with members of the Drake University community, Rossley has not alleged how such an action deprived him, a non-student and non-employee, of any specific education program or activity offered by Drake University. This is particularly true as Rossley describes the Board's actions primarily as an attempt to limit his position on the Board. See
Finally, Rossley asserts Defendants barred him from attending his son's Title IX hearing and that "when Mr. and Mrs. Rossley attempted to attend the Title IX Hearing, Defendants afforded them fewer accommodations while simultaneously offering comfort rooms for the female complainant's family." ECF No. 26 ¶ 77. Rossley provides no authority to support a finding that his participation in another person's Title IX hearing constitutes an education program or activity to him. This is particularly true given the subject of the Title IX hearing was an adult and Rossley would have been prohibited from actively participating in the hearing had he attended. See
Consequently, Rossley has failed to state a claim showing he was "excluded from participation in, [ ] denied the benefits of, or [ ] subjected to discrimination under any education program or activity" offered by Defendants.
V. CONCLUSION
The Court grants Defendants' Motion for Partial Judgment on the Pleadings.
*974ECF No. 53. Rossley is not employed by Drake University and he has not sufficiently pleaded he was excluded from participation in, denied the benefits of, or subjected to discrimination under any education program or activity. He thus cannot bring a retaliation claim under Title IX.
IT IS SO ORDERED that Defendants' Motion for Partial Judgment on the Pleadings, ECF No. 53, is GRANTED .
Related
Cite This Page — Counsel Stack
336 F. Supp. 3d 959, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rossley-v-drake-univ-drake-univ-bd-of-trs-iasd-2018.