Rosenfield v. Wilkins

280 F. App'x 275
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 29, 2008
Docket06-2182
StatusUnpublished
Cited by4 cases

This text of 280 F. App'x 275 (Rosenfield v. Wilkins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rosenfield v. Wilkins, 280 F. App'x 275 (4th Cir. 2008).

Opinion

DUNCAN, Circuit Judge:

Court-appointed attorney Steven Rosenfield appeals the district court’s dismissal of this putative class action against William W. Wilkins in his official capacity as Chief Judge of the United States Court of Appeals for the Fourth Circuit. Rosenfield’s complaint alleges that the Fourth Circuit has failed to provide adequate procedural protections in connection with the calculation of fee awards under the Criminal Justice Act, in violation of the due process clause of the Fifth Amendment.

While we appreciate the service provided by all court-appointed attorneys, and although we are sympathetic to Rosenfield’s concerns in particular, we find that recently implemented changes to this court’s review of CJA awards provide the prospective relief sought and substantially moot the appeal. We also find that retroactive application of the new procedures to Rosenfield’s award is not required by the Constitution. We therefore affirm the district court’s dismissal for failure to state a claim upon which relief can be granted.

I.

A.

The Criminal Justice Act of 1964 (“CJA,” or the “Act”), 18 U.S.C. § 3006A, entitles indigent defendants charged with *277 certain federal offenses to appointed counsel. The CJA contemplates that, in a “substantial proportion” of cases under the Act, private attorneys will accept the courts’ appointment, though bar associations and other organizations may supply counsel as well. § 3006A(a)(3). The CJA also governs the payment of those attorneys who accept a CJA appointment. The Act expressly provides that an “appointed attorney shall ... be compensated ... for time reasonably expended.” § 3006A(d)(l). At the conclusion of the representation, the appointed attorney may seek compensation by filing a claim “supported by a sworn written statement specifying the time expended, services rendered, and expenses incurred” in the course of the representation. § 3006A(d)(5). The “claim for compensation and reimbursement shall be made to the ... appellate court before which the attorney provided representation to the person involved.” Id. Ultimately, each such court “shall fix the compensation and reimbursement to be paid to the attorney.” Id. The hourly rate of compensation is statutorily defined, 1 but is subject to periodic upward adjustments by the Judicial Conference of the United States. 2

The CJA is silent, however, regarding the availability of judicial review of the compensation fixed by the courts hearing from CJA-appointed counsel. In particular, the CJA does not describe any avenues available to an appointed attorney who receives a compensation award that is less than the amount requested in the attorney’s filing and sworn statement.

Within the broad framework it establishes, the CJA requires each federal district court, with the approval of the judicial council of the circuit, 3 to adopt a plan for implementing the Act. See § 3006A(a). The Judicial Conference provides instruction to courts for the creation and maintenance of a plan. 4 See Guidelines for the *278 Administration of the Criminal Justice Act and Related Statutes (the “CJA Guidelines”), http://www.uscourts.gov/defender services/Section_A.cfm. The Fourth Circuit has adopted such a plan for implementing the CJA with respect to appointed representation on appeal. See Plan of the United States Court of Appeals for the Fourth Circuit In Implementation of the Criminal Justice Act (Sept. 17, 2007) (the “Plan”), http://www.ca4.uscourts.gov/pdf/ CJAPlan.pdf.

Both the Plan and the CJA Guidelines govern compensation of appointed attorneys who appear before the Fourth Circuit Court of Appeals. 5 According to the Plan, appointed counsel must submit, at the conclusion of representation, a voucher for compensation and reimbursement. See Plan, Part VI(1). The Plan explains that “[t]he clerk will determine the amount of compensation and reimbursement to be paid. The approved voucher will then be reviewed by the Circuit Executive, signed by the Chief Judge, and forwarded to the Administrative Office for payment or further handling.” Id.

Just as the CJA itself is silent regarding appeals of awards that are smaller than the requested amount, so too were the Plan and the CJA Guidelines silent at the time Rosenfield initiated this suit. The CJA Guidelines have since been amended, however. In March 2006, the Judicial Conference approved a CJA guideline regarding decisions to authorize payments of less than the amounts requested. See Report of the Proceedings of the Judicial Conference of the United States 15-16 (Mar. 14, 2006), at 15-16, http://www. uscourts.gov/06MarProceedings.pdf. The CJA Guidelines now provide that “[i]f the court determines that a claim should be reduced, appointed counsel should be provided (a) prior notice of the proposed reduction with a brief statement of the reason(s) for it, and (b) an opportunity to address the matter.” CJA Guidelines § 2.22. The Judicial Conference’s addition of this language to § 2.22 simultaneously incorporated the guideline into the Fourth Circuit’s Plan. See Plan, Part VII(l).

B.

Rosenfield was appointed pursuant to the CJA to represent an indigent inmate on Virginia’s death row in federal habeas corpus petitions before the Fourth Circuit and the United States Supreme Court, and in a petition for clemency to the Governor of Virginia. At the conclusion of representation, Rosenfield submitted a voucher requesting compensation of $35,456.25 for “time reasonably expended” working on the case, based upon $125 per hour, the statutory maximum rate for work on capital cases at that time. 6 See 21 U.S.C. § 848(q)(10)(A) (1988) (repealed 2006). Rosenfield’s voucher was reviewed first by the Circuit Executive’s Office. Next, the request was reviewed by each of the circuit judges on the hearing panel. Finally, the hearing panel forwarded its recommendations to the chief circuit judge for a third and final review. Then-Chief Judge *279 Wilkins approved payment for only $10,000. J.A. 25-26. Rosenfield moved for reconsideration of the Chief Judge’s decision and also petitioned for an en banc review of the fee award. Both requests were denied without explanation. J.A. 64.

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Cite This Page — Counsel Stack

Bluebook (online)
280 F. App'x 275, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rosenfield-v-wilkins-ca4-2008.