Rosenfeld v. A. H. Robins Co.

63 A.D.2d 11, 407 N.Y.S.2d 196, 1978 N.Y. App. Div. LEXIS 11311
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 3, 1978
StatusPublished
Cited by30 cases

This text of 63 A.D.2d 11 (Rosenfeld v. A. H. Robins Co.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rosenfeld v. A. H. Robins Co., 63 A.D.2d 11, 407 N.Y.S.2d 196, 1978 N.Y. App. Div. LEXIS 11311 (N.Y. Ct. App. 1978).

Opinions

OPINION OF THE COURT

Gulotta, J.

On this appeal we are called upon to interpret the recently enacted class action statute CPLR article 9 (L 1975, ch 207). The underlying action sounds in products liability and involves an intrauterine device (IUD) known as the Daikon Shield. The device was manufactured by defendant, A. H. Robins Co., Inc. (A. H. Robins), between 1970 and 1975. Plaintiff, a former user of the Daikon Shield, alleges that the IUD was defectively designed and that it caused her injury. She further alleges that the defendant breached certain express and implied warranties with regard to the Daikon Shield. Plaintiff seeks damages on behalf of herself and the class she purports to represent, which class is defined as those New York women who suffered "pelvic infection, uterine abscessing [13]*13and/or perforation, and related or incidental hemorrhaging” as a consequence of their use of the Daikon Shield.

Special Term denied plaintiffs application for class action certification, whereupon the instant appeal was taken. The order appealed from should be affirmed.

THE FACTS

The defendant began marketing the Daikon Shield during November of 1970, after purchasing the rights to the product in June of 1970 from the Daikon Corporation which had developed the device. A Daikon Shield could only be obtained through a licensed physician, who would normally explain to the patient the advantages and disadvantages of using the IUD prior to her making a decision. If the patient then chose to have a Daikon Shield inserted, the physician would perform certain fitting procedures and insert the device. Product brochures issued by A. H. Robins were distributed to users through their physicians.

As part of its program for marketing the Daikon Shield, A. H. Robins advertised intensively in medical journals and, in addition thereto, the inventor of the Daikon Shield, Dr. Hugh J. Davis, undertook to explain the advantages of his IUD in a series of articles which were also published in medical journals. By 1974 the Daikon Shield was being used by approximately 2.2 million women in the United States, many of whom reside in New York. At that time, however, a series of medical studies began to appear which indicated that the Daikon Shield was unsafe and ineffective and that it had resulted in an increased incidence of pelvic infection among large numbers of women. Following public criticism and an investigation by the Federal Food and Drug Administration, A. H. Robins permanently suspended distribution of the Daikon Shield in January, 1975.

Thereafter, more than 670 products liability actions were commenced nationwide against A. H. Robins, more than 150 of those being brought in the Federal courts. Pursuant to section 1407 of title 28 of the United States Code, the Federal actions were consolidated for the purpose of conducting joint, pretrial proceedings (Matter of Robins Co. "Daikon Shield” IUD Prods. Liab. Litigation, 406 F Supp 540 [Jud Pan Mult Lit, 1975]). The Federal panel had concluded (p 542) that joint discovery would be advantageous because of the "commonality of factual issues concerning the design, testing, manufacture, labeling [14]*14and inspection of the Daikon Shield.” Many of the State plaintiffs co-operated in this joint Federal discovery, under the leadership of a noted New York attorney, Paul D. Rheingold, the "trustee” of the Daikon Shield group.

The instant litigation is one of 72 similar actions which have been brought in the New York State courts. Plaintiff suggests, however, that the majority of the prospective plaintiffs have yet to commence any action and estimates that the proposed class she purports to represent may include as many as 2,525 New York women. Plaintiff’s bill of particulars alleges that the Daikon Shield was manufactured without adequate control over the production process and specifies three particular design defects which she contends resulted in pelvic disease, pelvic infection, uterine perforation and other injuries to its users.1

On application by the plaintiff for class action certification, the appropriateness of a class action was considered by Madam Justice Burstein at Special Term. She found that to determine the issue of liability as to individual class members would require an inquiry "into the facts and circumstances of each individual case” and, ultimately, that as many as 4,000 additional parties (including physicians and hospitals) would have to be joined. She therefore concluded that plaintiff’s purported class failed to satisfy two of the requirements for a class action set forth in CPLR 901:

"2. [that] there are questions of law or fact common to the class which predominate over any questions affecting only individual members; [and]
* * *
"5. [that] a class action is superior to other available methods for the fair and efficient adjudication of the controversy.”

As a consequence, class action certification was denied.

THE LAW

This court has never before been called upon to consider the applicability of our revised class action statute in a products liability case.

Our new statute, enacted in 1975, was patterned after rule 23 of the Federal Rules of Civil Procedure and, while the legislative history of our own statute is virtually silent upon [15]*15this point, it is clear that the framers of Federal rule 23, as amended in 1966, considered class action treatment to be particularly inappropriate in the case of a mass tort or "mass accident” resulting in injuries to numerous persons. (See Advisory Committee Note to the 1966 revision of rule 23, 39 FED 69, 98.) The commentators, however, have been virtually unanimous in suggesting that the Advisory Committee took an unduly restrictive view of the possibilities of class action treatment in such cases (see, e.g., 3B Moore’s Federal Practice, par 23.45 [3], p 23-811, n 35; 7A Wright and Miller, Federal Practice and Procedure, § 1783, pp 116-118), and have indicated time and again that such treatment can and should be considered in an appropriate case. Similar views have been expressed by the commentators on our own article 9 (see McLaughlin, Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR 901:6, p 327; Siegel, New York Practice, § 142, pp 182-183). The thrust of all of these authors is substantially the same, namely, that in a mass tort or mass accident situation, such as a major airplane crash or train wreck, the courts should seriously consider isolating the issue of liability for class action treatment, while allowing the individual determinations on damages to be tried separately thereafter (see CPLR 906). There are, however, important differences between mass torts of the type referred to above and product liability cases such as the case at bar, particularly insofar as the question of causality is concerned. Thus, in the typical mass tort situation, proximate cause can usually be determined on a class-wide basis, since the "cause” of the common disaster will always be identical as to each of the plaintiffs, while contributory negligence on the part of an individual plaintiff is virtually nonexistent.

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Bluebook (online)
63 A.D.2d 11, 407 N.Y.S.2d 196, 1978 N.Y. App. Div. LEXIS 11311, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rosenfeld-v-a-h-robins-co-nyappdiv-1978.