Geiger v. American Tobacco Co.

181 Misc. 2d 875, 696 N.Y.S.2d 345, 1999 N.Y. Misc. LEXIS 387
CourtNew York Supreme Court
DecidedJune 21, 1999
StatusPublished
Cited by11 cases

This text of 181 Misc. 2d 875 (Geiger v. American Tobacco Co.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Geiger v. American Tobacco Co., 181 Misc. 2d 875, 696 N.Y.S.2d 345, 1999 N.Y. Misc. LEXIS 387 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Nathan L. Berke, J.

This is a cross motion by the plaintiffs for an order pursuant to CPLR 902 determining that the action may proceed as a class action. The cross motion is denied because the plaintiffs have failed to show that there are questions of law or fact common to the class which predominate over any questions affecting only individual members (CPLR 901 [a] [2]) and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy (CPLR 901 [a] [5]).

The plaintiffs are seeking to recover damages against the named cigarette manufacturers and related entities because lung or throat cancer was contracted due to the smoking of cigarettes.

The complaint asserts 13 causes of action. The first for failure to warn prior to 1969, the second for failure to warn after 1969, the third for fraud and deceit, the fourth for negligent misrepresentation, the fifth for negligent and defective design, the sixth for strict products liability, the seventh for breach of express warranty, the eighth for breach of the implied warranty of merchantability, the ninth for breach of the implied warranty of fitness for a particular purpose, the tenth for loss of consortium, the eleventh for wrongful death, the twelfth again for loss of consortium, and the thirteenth again for wrongful death.

Paragraph 7 of the complaint defines the proposed class as: “(a) all persons in the State of New York who have smoked [877]*877cigarettes manufactured by the defendant tobacco companies and have contracted lung and/or throat cancer as a result of having smoked said cigarettes [and] (b) the estates, representatives, administrators and spouses of all persons in the State of New York who have smoked cigarettes manufactured by the defendant tobacco companies [and who have] contracted lung and/or throat cancer as a result of having smoked said cigarettes [and who have] died from said cancer.” The term “throat cancer” includes laryngeal, pharyngeal, and tongue cancer. The plaintiffs’ attorney affirms “there will be approximately 65,000 class members for the years 1994 to 1998, and the number will grow by approximately 13,000 in each year subsequent.” (Finz affirmation, Mar. 22, 1999, at 5.) The estimate given here by the plaintiffs’ attorney does not include thousands of spouses who would sue for loss of consortium.

In an order dated July 24, 1997 a Justice of this court denied a motion by the defendants to dismiss the complaint for, inter alia, failure to state a cause of action and granted on an interim basis a cross motion by the plaintiffs for class certification. The defendants appealed. In an order dated July 6, 1998, the Appellate Division, Second Department, dismissed the second cause of action and partially dismissed the fourth, eighth and ninth causes of action. The Appellate Division also deleted that part of the lower court’s order which granted the plaintiffs’ cross motion for class certification and stated: “The record is insufficient to make an informed determination as to all of the prerequisites to certification of a class action. However, given, inter alia, the scope and complexity of the issues presented, we find it appropriate to remit the matter for limited discovery and/or a mini-hearing on the issue of class certification”. (Geiger v American Tobacco Co., 252 AD2d 474, 476.)

The cross motion was referred to this court. Limited discovery was granted and the parties agreed to submit affidavits instead of holding a mini-hearing. The defendants conducted depositions of the plaintiffs and also submitted, inter alia, affidavits from various experts and depositions from other trials. The plaintiffs did not conduct any depositions and instead chose to submit affidavits only.

Included in the affidavits submitted by both sides were affidavits of medical experts relating to the causes of lung and throat cancer. The plaintiffs submitted an affidavit from Nor-wood S. Wilner, an attorney and the lead counsel in the trial of four tobacco cases, who alleges that “the vast majority of the time on each trial was spent on generic issues which did not [878]*878differ trial to trial.” The plaintiffs also placed into the record an affidavit from the Honorable Milton Mollen, formerly the Presiding Justice of the Appellate Division, Second Department, who states that: “the court system is struggling to maintain its level of dispositions under the ever increasing burden of tort cases; that the class proposed in this case exceeds 50,000 members and that an influx of 50,000 or more additional complex tort cases, all essentially containing similar allegations, would completely overburden the courts and jury system.” He concludes that “the mechanism to avoid this predicament is to certify a class of individuals and convene one trial to dispose of as many issues common to all the claims as possible.”

This court heard oral argument on the cross motion, which was largely devoted to whether there were any particular issues in the case which could be given class action treatment pursuant to CPLR 906. Toward the end of oral argument, the plaintiffs’ attorneys offered to “withdraw” their fraud cause of action for the purposes of class action certification. The plaintiffs subsequently also withdrew from class action consideration causes of action for negligent misrepresentation and breach of express warranty. The plaintiffs purport to “simplify issues for trial” by withdrawing those causes of action where reliance is an element.

There are five criteria under CPLR 901 which must be met and at least five additional factors under CPLR 902 which must be given consideration before a class action may be certified. (See, CPLR 901, 902; Askey v Occidental Chem. Corp., 102 AD2d 130 [4th Dept 1984].)

“CPLR 902 provides that the court may permit a class action to be maintained only if it finds that all of the prerequisites under CPLR 901 have been satisfied”. (3 Weinstein-KornMiller, NY Civ Prac 902.06 [emphasis added].) The plaintiffs have the burden of showing that the criteria of CPLR 901 and 902 are met. (Ackerman v Price Waterhouse, 252 AD2d 179; Small v Lorillard Tobacco Co., 252 AD2d 1; Canavan v Chase Manhattan Bank, 234 AD2d 493; Askey v Occidental Chem. Corp., supra.) “A motion for class certification which is predicated on general, conclusory allegations should be denied”. (Askey v Occidental Chem. Corp., supra, at 138; Canavan v Chase Manhattan Bank, supra.)

“New York’s class action statute (CPLR 901-909) has much in common with Federal rule 23 * * * The prerequisites to the filing of a New York class action are virtually identical to those [879]*879contained in rule 23”. (Matter of Colt Indus. Shareholder Litig., 77 NY2d 185, 194.) State courts rely upon Federal case law applying Federal Rules of Evidence rule 23 in determining whether a class action may be certified under CPLR article 9. (See, e.g., Stern v Carter, 82 AD2d 321; Friar v Vanguard Holding Corp., 78 AD2d 83.)

Two Federal appellate courts applying rule 23 have unanimously denied class certification in tobacco cases similar to the one at bar. (See, Barnes v American Tobacco Co., 161 F3d 127 [3d Cir 1998]; Castano v American Tobacco Co.,

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Bluebook (online)
181 Misc. 2d 875, 696 N.Y.S.2d 345, 1999 N.Y. Misc. LEXIS 387, Counsel Stack Legal Research, https://law.counselstack.com/opinion/geiger-v-american-tobacco-co-nysupct-1999.