Rooney v. Sprague Energy Corp.

519 F. Supp. 2d 110, 2007 U.S. Dist. LEXIS 74544, 2007 WL 2914976
District Court, D. Maine·Decided October 4, 2007·No. CV-06-20-B-W·Published·Cited by 5 cases

Opinion

ORDER ON MOTIONS IN LIMINE

JOHN A. WOODCOCK, JR., District Judge.

With trial looming in this employment discrimination case, the parties have filed a plethora of motions in limine; this Order resolves most disputes and defers ruling on some.

I. OVERVIEW

Since January 2002, Ashley Rooney has suffered symptoms of macular degeneration, a pernicious condition of the area of the retina called the macular, which controls central vision and which causes blurring or blank spots except in peripheral vision. There is no known cure. 1 Based on its contention that Mr. Rooney could no longer perform the essential duties of his position, on October 24, 2004, Sprague Energy Corp. (Sprague) placed Mr. Rooney on indefinite leave of absence from his long term position as a Terminal Operator at Sprague’s Searsport, Maine terminal on Penobscot Bay. On February 3, 2006, Mr. Rooney filed a civil action under the Americans with Disabilities Act (ADA), 42 U.S.C. §§ 12101 et seq., and the Maine Human Rights Act (MHRA), 5 M.R.S.A. §§ 4551 et seq., claiming that Sprague discriminated against him due to his disability. A jury having been selected, the case is scheduled for trial beginning October 24, 2007.

II. THE MOTIONS

Mr. Rooney filed three pre-trial motions, presenting multiple issues:

1) Motion to Exclude Certain Evidence (Docket # 52) (PI. ’s Mot. to Exclude), seeking to exclude the testimony of Burt Russell, the testimony of Nancy Foreman, LCSW, evidence of Mr. Rooney’s prior depression, the testimony of Linda Tyer, M.D., all social security records for Mr. Rooney, the December 2004 Terminal Operator Job Description, the June 26, 2000 bulk liquid cargo receipts from vessels standard operating pro *115 cedure, the Dictionary of Occupational Titles, 4th Edition, the July 28, 2005 on-going statement of disability from Dr. Flynn, a video of Sprague’s Searsport facility taken by Evelyn Hartman, evidence that Mr. Rooney sustained a heart attack in 2000, evidence of a November 3, 2001 injury, evidence that Mr. Rooney struck a pole with his truck in July 2003, evidence that Mr. Rooney struck a pole with his front-end loader, evidence that Mr. Rooney fell on stairs on July 2, 2004, Mr. Rooney’s application for long-term disability benefits, and any attempt by defense counsel to give Mr. Rooney an impromptu vision test during trial; and,
2) Motion to Exclude or Limit the Testimony of Evelyn R. Hartman (Docket #53);
3) Motion for Order Resolving Editing Issue (Docket # 76); and,
4) Motion for Order Regarding Plaintiffs Deposition Designations (Docket #95).

Sprague filed the following pre-trial motions:

1) Motion to Exclude the Testimony of Maxine Engstrom (Docket # 54);
2) Motion to Exclude the Issue and Evidence of Back Pay (Docket # 55);
3) Motion to Exclude the Non-medical Testimony of Dr. Flynn (Docket #56);
4) Motion to Exclude Untimely Produced Discovery (Docket # 57);
5) Motion to Exclude Statements Designed to Appeal to Economic Bias (Docket # 58);
6) Motion to Exclude the Issue and Evidence of Emotional Distress (Docket 59); and,
7)Motion for Order Regarding Plaintiffs Deposition Designations (Docket #74).

III. DISCUSSION

A. Plaintiffs Motion to Exclude Certain Evidence

1. Testimony of Burt Russell

Mr. Rooney moves to exclude the testimony of Burt Russell on the ground that Sprague failed to identify him as a potential witness until it filed its final pretrial memorandum. Mr. Rooney notes that Mr. Russell is “not mentioned in Defendant’s initial or five supplemental disclosures or in Defendant’s answers to interrogatories.” Pl.’s Mot. to Exclude at 1. Sprague responds that Mr. Rooney’s contention “exalts form over substance.” Def.’s Memo, of Law in Op. to PI. ’s Mot. in Limine to Exclude Certain Evidence at 1 (Docket #83) (Def.’s Resp.). Observing that Mr. Russell’s position as Vice President of terminals and his participation in decision-making discussions was revealed during Sprague’s Rule 30(b)(6) deposition, Sprague contends that Mr. Rooney knew that Mr. Russell had “discoverable information” and there was no need to supplement its discovery responses to reveal again what had already been revealed. Id. at 2.

The Court has not been given sufficient information on the motion. The Scheduling Order set March 21, 2006 as the deadline for Rule 26(a)(1) initial disclosures. Under the terms of the Rule, the disclosure would have included, among other things, Mr. Russell’s name, address, telephone number, and the subject of his information. Scheduling Order at 1; Fed.R.Civ.P. 26(a)(1). Mr. Rooney states that Sprague failed to identify Mr. Russell as a potential witness until the final pretrial memorandum and Sprague counters that he was identified at the corporate deposition, but *116 the Court cannot determine whether Sprague’s failure to identify Mr. Russell— except in passing during a deposition— constituted a breach of discovery and, if so, what the sanction should be.

Mr. Rooney has failed to supply the Court with its Interrogatories to Sprague and Sprague’s responses. Typically, in interrogatories, a party will ask his opponent to list its potential witnesses, provide identifying information about the witness, and summarize their expected testimony. If Mr. Rooney posited these questions to Sprague and Sprague failed to identify Mr. Russell, holding his name back until the final pretrial memorandum, Sprague’s omission may require some type of remedy. But, as the Court does not have the discovery, it cannot judge whether the discovery was violated.

This leaves whether the failure to separately identify Mr. Russell in Sprague’s initial or supplemental disclosures justifies his exclusion as a witness. Although the better practice would have been to identify Mr. Russell in the initial disclosures, as Rule 26(a)(1) contemplates, to conclude based on this scant record that Sprague’s failure to do so requires his exclusion as a witness is a step too far. By making Mr. Rooney aware of Mr. Russell, his position at Sprague, and his involvement in the case, Sprague disclosed at the deposition what would have been disclosed in the initial disclosure. Absent interrogatories, the ordinary progress of a case does not mandate anything more than a Rule 26(a)(1) disclosure until the filing of a pretrial memorandum. See Fed.R.Civ.P.

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Rooney v. Sprague Energy Corp., 519 F. Supp. 2d 110, 2007 U.S. Dist. LEXIS 74544, 2007 WL 2914976 (D. Me. 2007).

519 F. Supp. 2d 110 (Rooney v. Sprague Energy Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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