Rood v. Newberg

718 N.E.2d 886, 48 Mass. App. Ct. 185, 1999 Mass. App. LEXIS 1263
CourtMassachusetts Appeals Court
DecidedNovember 5, 1999
DocketNo. 96-P-1479
StatusPublished
Cited by41 cases

This text of 718 N.E.2d 886 (Rood v. Newberg) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rood v. Newberg, 718 N.E.2d 886, 48 Mass. App. Ct. 185, 1999 Mass. App. LEXIS 1263 (Mass. Ct. App. 1999).

Opinion

Smith, J.

Dora Shaffer died on September 25, 1994, leaving a will in which she named her son, Shea Rood (Rood), and her daughter, Estelle Newberg (Estelle), as coexecutors. On November 7, 1994, Estelle petitioned the Probate Court for the allowance of the will. Rood did not join in the petition. Instead, he filed an affidavit of objections to the allowance of the will, claiming that Michael Newberg (Newberg), Estelle’s son and Shaffer’s grandson, had used undue influence with respect to the will and that the will was invalid for lack of testamentary capacity (the estate action). Rood also brought a complaint in the Probate Court in which he sought an order requiring New-berg to turn over to the estate the proceeds of four accounts in various banks which Shaffer had held jointly or in trust for Newberg (the equity action). According to the complaint, the accounts were as follows:

1. Salem Five Cents Savings Bank

Dora Shaffer, trustee for Michael Newberg, with approximately $86,000 in a checking account;

2. Eastern Bank

Dora Shaffer or Michael Newberg, with approximately $52,000 in a savings account;

3. Marblehead Savings Bank

Dora Shaffer and Michael Newberg, with approximately $3,300 in a checking account;

4. Marblehead Savings Bank

Dora Shaffer and Michael Newberg, with approximately $57,000 in a savings account.

The estate and equity actions were consolidated, and after a trial the judge issued a memorandum containing his findings of fact and conclusions of law. In the equity action, the judge ruled that Newberg had committed fraud and exerted undue influence over Shaffer and, therefore, had obtained the four bank accounts through improper means. As a result, the judge ordered Newberg to deliver the bank accounts to the administrator with the will annexed so the bank accounts could be administered as part of the estate. In the estate matter, the judge made the same finding of fraud and undue influence but allowed the will except for certain provisions benefitting New-[187]*187berg.

Rood filed a motion to amend the judge’s findings of fact and conclusions of law to include a conclusion that Estelle had conspired with Newberg to perpetrate a fraud and/or unduly influence Shaffer in regard to the 1992 will. The judge denied the motion. The judge then allowed Rood’s request for counsel fees and costs in the amount of $58,143.12 and Estelle’s and Newberg’s request for legal fees and costs amounting to $27,666.65.

Estelle and Newberg filed a motion to set aside, amend, or supplement the judge’s findings or for a new trial, in both the equity and estate actions. The judge denied the motion. Over Newberg’s objection, the judge allowed Rood’s motion to amend the judgment in the equity matter, seeking interest at the twelve percent statutory rate on the four bank accounts.

Newberg appealed from the decisions entered in the equity and estate matters. Rood, in turn, appealed from the “judgment,” as he understood it, that the attorney’s fees and costs incurred by Newberg and Estelle should be paid from the residue of the estate. Rood also claimed that Estelle should be stripped of any benefits she received under the will because she acted in concert with her son regarding the fraud and undue influence.

We summarize the judge’s findings of fact, supplementing them with undisputed evidence, including a statement of agreed facts submitted by the parties. At her death, Shaffer’s gross estate was $841,827. It included thirteen savings or certificate of deposit accounts in her own name totaling $225,867, personal property valued at $14,104, twenty-one survivorship bank accounts and certificates of deposit worth $471,256 and her interest in a home valued at $100,000.

Shaffer had inherited a substantial amount of money when her mother died. From 1972 to 1989-1990, Rood advised her concerning her financial affairs and assisted her in other ways, such as driving her to banks and helping her write checks to pay her household bills.2 In 1984, Shaffer conveyed ownership of her home, at Rood’s suggestion, to Newberg and herself jointly with the right of survivorship because she was fearful that Newberg might marry and move out; Newberg had lived with her since 1971 because Shaffer did not want to live alone.

[188]*188In 1972, Shaffer and Rood opened a safe deposit box at the Security National Bank (Security National). On numerous occasions, Shaffer told Rood that if she ever became seriously ill, he was to take all of her bankbooks and jewelry from the box and place them in his own safe deposit box so that the items would not become part of her estate and be taxed upon her death.

Sometime in 1989 or 1990, Rood, who was an industrial packaging salesman, became very busy with his own business obligations and did not have the time to assist Shaffer with her various errands. Therefore, Shaffer told Rood that Newberg would help her. She also told Rood that she intended to make her checking account at Salem Five Cent Savings Bank a joint account with Newberg for her convenience. On December 21, 1989, Shaffer changed the Salem account to read in her name as “Trustee for Michael Newberg.”

On January 28, 1991, Shaffer went to Security National and removed the bankbooks and jewelry from the safe deposit box that she shared with Rood and took those items to her home. On January 30, 1991, Newberg opened a safe deposit box at the Shore Bank in his name and put the bankbooks and jewelry in that box. On January 31, 1991, Shaffer opened a second safe deposit box at the same bank, and, on February 1, she had the box also placed in Rood’s name. She closed this box on May 11, 1992.

On April 11, 1991, Shaffer was hospitalized with pneumonia. Because of Shaffer’s previous instructions to him to remove her property from the safe deposit box at Security National, Rood went to the bank. However, he did not find the jewelry and bankbooks in the box. That same day, Rood visited Shaffer in the hospital. He told her that he had gone to the safe deposit box and discovered that all of the bankbooks and jewelry were missing. Shaffer had forgotten her instructions to Rood. She also did not remember that she had removed the items herself. Therefore, upon being told that they were missing, Shaffer became extremely agitated and demanded to know why Rood had gone to the safe deposit box. Fearful of aggravating her medical condition, Rood left the room without answering her question.

After he left, Rood told Newberg about the missing bankbooks and jewelry and about his mother’s reaction. Newberg told him not to worry because the items were at Shaffer’s home in her [189]*189dresser drawer. Newberg knew that the items were actually in his safe deposit box.

On several occasions between the time that Shaffer returned home from the hospital until her death, she complained to New-berg about Rood taking the items from her safe deposit box and that she did not trust him. Newberg did not remind her that she, not Rood, had removed the items or that he, Newberg, had placed them in his own safe deposit box.

On June 18, 1991, Shaffer changed her checking account at the Marblehead Savings Bank (Marblehead Savings) to a joint account in her and Newberg’s names. She also opened a savings account at the same bank on July 22, 1991, in those names.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Alan Smith v. Decisionone Corporation.
Massachusetts Appeals Court, 2024
RIVENBURG v. CILIBERTI
2023 OK 109 (Supreme Court of Oklahoma, 2023)
Murphy v. Vona
104 N.E.3d 685 (Massachusetts Appeals Court, 2018)
Thomas & Betts Corp. v. New Albertson's, Inc.
187 F. Supp. 3d 229 (D. Massachusetts, 2016)
In re Porter
498 B.R. 609 (E.D. Louisiana, 2013)
Lacey v. BAC Home Loans Servicing, LP (In re Lacey)
480 B.R. 13 (D. Massachusetts, 2012)
Bernier v. Bernier
970 N.E.2d 363 (Massachusetts Appeals Court, 2012)
Howe v. Palmer
956 N.E.2d 249 (Massachusetts Appeals Court, 2011)
Denver Street LLC v. Town of Saugus
939 N.E.2d 1187 (Massachusetts Appeals Court, 2011)
Backman v. SMIRNOV
751 F. Supp. 2d 304 (D. Massachusetts, 2010)
Muni-Tech, Inc. v. Henry
2009 Mass. App. Div. 251 (Mass. Dist. Ct., App. Div., 2009)
Gannett v. Shulman
908 N.E.2d 850 (Massachusetts Appeals Court, 2009)
Rostanzo v. Rostanzo
900 N.E.2d 101 (Massachusetts Appeals Court, 2009)
Koerner v. Koerner
270 S.W.3d 413 (Court of Appeals of Kentucky, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
718 N.E.2d 886, 48 Mass. App. Ct. 185, 1999 Mass. App. LEXIS 1263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rood-v-newberg-massappct-1999.