FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 18, 2020 _________________________________ Christopher M. Wolpert Clerk of Court RUDY M. ROMERO,
Petitioner - Appellant,
v. No. 19-4175 (D.C. No. 4:18-CV-00003-DN) SHANE NELSON; UTAH BOARD OF (D. Utah) PARDONS AND PAROLE; STATE OF UTAH,
Respondents - Appellees. _________________________________
ORDER DENYING CERTIFICATE OF APPEALABILITY* _________________________________
Before PHILLIPS, MURPHY, and McHUGH, Circuit Judges. _________________________________
Rudy M. Romero, a Utah state prisoner proceeding pro se,1 requires a
Certificate of Appealability (COA) from the district court’s denial of his 28 U.S.C.
§ 2241 habeas petition. He is currently serving a prison sentence of five years to life
after pleading guilty to aggravated robbery in 1994. He was scheduled to be released
on parole in July 2004, but the Utah Board of Pardons and Parole rescinded his
parole-release date after learning that his DNA identified him as a serial rapist. The
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. 1 Because Romero proceeds pro se, we construe his pleadings liberally. E.g., Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840 (10th Cir. 2005). Board set a rehearing for 2029. But in 2012, evidence matching him to another rape
became available, leading the Board to deny him any opportunity for a future
hearing, leaving him to serve the remainder of his life in prison. After exhausting his
state remedies, Romero filed a § 2241 habeas petition in federal district court,
challenging the Board’s decision to enforce his life sentence. Concluding that
reasonable jurists could not debate whether Romero has presented a meritorious
petition, we deny the COA and dismiss the appeal.
BACKGROUND
On June 27, 1994, Romero pleaded guilty to one count of aggravated robbery,
and received a sentence of five years to life. After serving ten years in prison,
Romero was scheduled to be released on parole July 27, 2004.2 But before his parole
date arrived, Utah law-enforcement authorities informed the Board that Romero had
perpetrated a series of previously unsolved rapes, each committed at knifepoint. The
police had matched Romero’s DNA to semen collected from four rape victims, and
two other victims identified him as the perpetrator in a photo lineup. At the time of
the rapes, his victims’ ages ranged from twelve to fifty-five, and “[a] number of the
victims[] [had] sustained scratches or cuts from the knife the suspect used.” R. at
100–01. But because the statute of limitations had run, the Salt Lake County District
Attorney could not prosecute Romero.
2 On January 6, 2004, Romero had been paroled, but on March 30, 2004, his parole was revoked after he violated his parole agreement. 2 On June 23, 2004, the Board rescinded his prospective release on parole. On
December 8, 2004, the Board “affirmed th[is] rescission” due to evidence
“implicating Mr. Romero in multiple rapes.” Id. at 118–19. The Board scheduled
another parole hearing for July 1, 2029, with a “psycho-sexual evaluation due prior to
the hearing.”3 Id. at 118 (capitalization removed). Then, on September 5, 2012, after
receiving DNA evidence tying Romero to an additional rape, the Board rescinded the
July 2029 rehearing and scheduled a hearing to determine “whether to Expire
Sentence or allow a Rehearing and review in the distant future.” Id. at 121, 128. And
on November 28, 2012, after the rescission hearing, the Board decided to “deny any
parole and expire life sentence.” Id. at 129 (capitalization removed). On March 8,
2018, Romero filed this habeas petition in Utah federal district court. And on
November 26, 2019, the district court dismissed his petition and denied a COA.
DISCUSSION
We review de novo the district court’s dismissal of Romero’s § 2241 petition.
Abernathy v. Wandes, 713 F.3d 538, 544 (10th Cir. 2013). “The writ of habeas corpus
shall not extend to a prisoner unless . . . [h]e is in custody in violation of the
Constitution or laws or treaties of the United States[.]”4 28 U.S.C. § 2241(c)(3). “In a
3 Romero filed a habeas petition in Utah federal district court, challenging the rescission of his parole and the new rehearing date of July 1, 2029. Romero v. Utah, 259 F. App’x 90, 91 (10th Cir. 2007) (unpublished). The district court denied his petition for failure to exhaust state remedies, and we affirmed on appeal. See id. at 91–92. 4 Romero raises several issues of Utah state law in his opening brief. But federal habeas relief does not extend to state-law claims, so we do not consider these 3 habeas corpus proceeding in which the detention complained of arises from process
issued by a state court . . . the applicant cannot take an appeal unless a circuit justice
or a . . . district judge issues a [COA] under 28 U.S.C. § 2253(c).” Fed. R. App. P.
22(b)(1). Here, Romero failed to request a COA, but we construe his notice of appeal
as requesting one. See Fed. R. App. P. 22(b)(2); 10th Cir. R. 22.1(A).
To obtain a COA, Romero must “ma[k]e a substantial showing of the denial of
a constitutional right.” 28 U.S.C. § 2253(c)(2). This requires showing “that
reasonable jurists could debate whether . . . the petition should have been resolved in
a different manner or that the issues presented were ‘adequate to deserve
encouragement to proceed further.’” Slack v. McDaniel, 529 U.S. 473, 484 (2000)
(quoting Barefoot v. Estelle, 463 U.S. 880, 893 n.4 (1983)).
In this appeal, Romero alleges several constitutional violations stemming from
the Board’s rescinding his parole and enforcing his life sentence based on the DNA
and other evidence tying him to the multiple rapes. In particular, he cites the First,
Fourth, Fifth, Sixth, Eighth, and Fourteenth Amendments, along with Article I, § 9,
clause 3 of the U.S. Constitution, which prohibits Congress from passing ex post
issues. See, e.g., Estelle v. McGuire, 502 U.S. 62, 67 (1991) (“We have stated many times that ‘federal habeas corpus relief does not lie for errors of state law.’” (quoting Lewis v. Jeffers, 497 U.S. 764, 780 (1990))). 4 facto laws.5 He also contends that Utah’s indeterminate sentencing scheme is
unconstitutional.6 His arguments fail.
Citing the Sixth Amendment and the Ex Post Facto Clause, Romero contends
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FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 18, 2020 _________________________________ Christopher M. Wolpert Clerk of Court RUDY M. ROMERO,
Petitioner - Appellant,
v. No. 19-4175 (D.C. No. 4:18-CV-00003-DN) SHANE NELSON; UTAH BOARD OF (D. Utah) PARDONS AND PAROLE; STATE OF UTAH,
Respondents - Appellees. _________________________________
ORDER DENYING CERTIFICATE OF APPEALABILITY* _________________________________
Before PHILLIPS, MURPHY, and McHUGH, Circuit Judges. _________________________________
Rudy M. Romero, a Utah state prisoner proceeding pro se,1 requires a
Certificate of Appealability (COA) from the district court’s denial of his 28 U.S.C.
§ 2241 habeas petition. He is currently serving a prison sentence of five years to life
after pleading guilty to aggravated robbery in 1994. He was scheduled to be released
on parole in July 2004, but the Utah Board of Pardons and Parole rescinded his
parole-release date after learning that his DNA identified him as a serial rapist. The
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. 1 Because Romero proceeds pro se, we construe his pleadings liberally. E.g., Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840 (10th Cir. 2005). Board set a rehearing for 2029. But in 2012, evidence matching him to another rape
became available, leading the Board to deny him any opportunity for a future
hearing, leaving him to serve the remainder of his life in prison. After exhausting his
state remedies, Romero filed a § 2241 habeas petition in federal district court,
challenging the Board’s decision to enforce his life sentence. Concluding that
reasonable jurists could not debate whether Romero has presented a meritorious
petition, we deny the COA and dismiss the appeal.
BACKGROUND
On June 27, 1994, Romero pleaded guilty to one count of aggravated robbery,
and received a sentence of five years to life. After serving ten years in prison,
Romero was scheduled to be released on parole July 27, 2004.2 But before his parole
date arrived, Utah law-enforcement authorities informed the Board that Romero had
perpetrated a series of previously unsolved rapes, each committed at knifepoint. The
police had matched Romero’s DNA to semen collected from four rape victims, and
two other victims identified him as the perpetrator in a photo lineup. At the time of
the rapes, his victims’ ages ranged from twelve to fifty-five, and “[a] number of the
victims[] [had] sustained scratches or cuts from the knife the suspect used.” R. at
100–01. But because the statute of limitations had run, the Salt Lake County District
Attorney could not prosecute Romero.
2 On January 6, 2004, Romero had been paroled, but on March 30, 2004, his parole was revoked after he violated his parole agreement. 2 On June 23, 2004, the Board rescinded his prospective release on parole. On
December 8, 2004, the Board “affirmed th[is] rescission” due to evidence
“implicating Mr. Romero in multiple rapes.” Id. at 118–19. The Board scheduled
another parole hearing for July 1, 2029, with a “psycho-sexual evaluation due prior to
the hearing.”3 Id. at 118 (capitalization removed). Then, on September 5, 2012, after
receiving DNA evidence tying Romero to an additional rape, the Board rescinded the
July 2029 rehearing and scheduled a hearing to determine “whether to Expire
Sentence or allow a Rehearing and review in the distant future.” Id. at 121, 128. And
on November 28, 2012, after the rescission hearing, the Board decided to “deny any
parole and expire life sentence.” Id. at 129 (capitalization removed). On March 8,
2018, Romero filed this habeas petition in Utah federal district court. And on
November 26, 2019, the district court dismissed his petition and denied a COA.
DISCUSSION
We review de novo the district court’s dismissal of Romero’s § 2241 petition.
Abernathy v. Wandes, 713 F.3d 538, 544 (10th Cir. 2013). “The writ of habeas corpus
shall not extend to a prisoner unless . . . [h]e is in custody in violation of the
Constitution or laws or treaties of the United States[.]”4 28 U.S.C. § 2241(c)(3). “In a
3 Romero filed a habeas petition in Utah federal district court, challenging the rescission of his parole and the new rehearing date of July 1, 2029. Romero v. Utah, 259 F. App’x 90, 91 (10th Cir. 2007) (unpublished). The district court denied his petition for failure to exhaust state remedies, and we affirmed on appeal. See id. at 91–92. 4 Romero raises several issues of Utah state law in his opening brief. But federal habeas relief does not extend to state-law claims, so we do not consider these 3 habeas corpus proceeding in which the detention complained of arises from process
issued by a state court . . . the applicant cannot take an appeal unless a circuit justice
or a . . . district judge issues a [COA] under 28 U.S.C. § 2253(c).” Fed. R. App. P.
22(b)(1). Here, Romero failed to request a COA, but we construe his notice of appeal
as requesting one. See Fed. R. App. P. 22(b)(2); 10th Cir. R. 22.1(A).
To obtain a COA, Romero must “ma[k]e a substantial showing of the denial of
a constitutional right.” 28 U.S.C. § 2253(c)(2). This requires showing “that
reasonable jurists could debate whether . . . the petition should have been resolved in
a different manner or that the issues presented were ‘adequate to deserve
encouragement to proceed further.’” Slack v. McDaniel, 529 U.S. 473, 484 (2000)
(quoting Barefoot v. Estelle, 463 U.S. 880, 893 n.4 (1983)).
In this appeal, Romero alleges several constitutional violations stemming from
the Board’s rescinding his parole and enforcing his life sentence based on the DNA
and other evidence tying him to the multiple rapes. In particular, he cites the First,
Fourth, Fifth, Sixth, Eighth, and Fourteenth Amendments, along with Article I, § 9,
clause 3 of the U.S. Constitution, which prohibits Congress from passing ex post
issues. See, e.g., Estelle v. McGuire, 502 U.S. 62, 67 (1991) (“We have stated many times that ‘federal habeas corpus relief does not lie for errors of state law.’” (quoting Lewis v. Jeffers, 497 U.S. 764, 780 (1990))). 4 facto laws.5 He also contends that Utah’s indeterminate sentencing scheme is
unconstitutional.6 His arguments fail.
Citing the Sixth Amendment and the Ex Post Facto Clause, Romero contends
that the Board improperly increased his sentence based on unconvicted crimes, which
are beyond prosecution due to the statute of limitations expiring. But this misstates
what happened. In fact, the Board never increased his sentence. In Utah, prison
sentences “shall be for an indeterminate term of not less than the minimum and not to
exceed the maximum term provided by law for the particular crime.” Utah Code Ann.
§ 77-18-4(2) (West 2019). And “every sentence . . . shall be construed to be a
sentence for the term between the minimum and maximum periods . . . and shall
continue until the maximum period has been reached unless sooner terminated or
commuted by authority of the [Board].” Id. § 77-18-4(3). Given this scheme and his
five-to-life sentence, Romero must remain imprisoned until paroled. So by ordering
that his life sentence should expire, the Board did not increase his sentence; instead,
it ordered that his sentence should “continue until the maximum period has been
5 Because he challenges an order arising in a state proceeding, he should have cited Article I, § 10, clause 1 of the U.S. Constitution, which prohibits states from passing ex post facto laws. 6 We have upheld Utah’s sentencing scheme as constitutional, so we need not revisit the issue here. Straley v. Utah Bd. of Pardons, 582 F.3d 1208, 1213 (10th Cir. 2009) (“[W]e can dispose of [petitioner]’s contention that Utah’s ‘indeterminate’ sentencing scheme is unconstitutional. It is not.”); see also United States v. Mitchell, 518 F.3d 740, 752 n.14 (10th Cir. 2008) (“We are bound by the precedent of prior panels absent en banc reconsideration or a superseding contrary decision by the Supreme Court.” (citation and internal quotation marks omitted)). 5 reached.” Id. For these reasons, Romero is incorrect that the Board increased his
sentence. His sentence has remained the same since the day that he pleaded guilty;
the only change is the denial of parole. Given these facts, no reasonable jurist could
conclude that the Board improperly increased Romero’s sentence in violation of the
U.S. Constitution.
Romero also argues that when the Board set a parole date of July 27, 2004, it
“create[d] a liberty interest in parole.”7 Opening Br. 5. But we have previously held
that the Utah parole statutes “create no ‘legitimate expectation of release[,]’”
meaning there is no “liberty interest in parole” protected by the U.S. Constitution.8
Malek v. Haun, 26 F.3d 1013, 1015–16 (10th Cir. 1994) (“The Utah statute grants the
parole board complete discretion in making parole decisions, once an offender is
eligible.”); see also Lustgarden v. Gunter, 966 F.2d 552, 555 (10th Cir. 1992)
(“Parole is a privilege; there is no constitutional or inherent right to parole.” (citing
Greenholtz v. Inmates of Neb. Penal & Corr. Complex, 442 U.S. 1, 7 (1979))).
Without a constitutionally-protected-liberty interest in parole, Romero fails to state a
7 He also argues that this revocation of his parole grant violated the Eighth Amendment, which prohibits “cruel and unusual punishments.” U.S. Const. amend. VIII. But he never explains how, and we see no Eighth Amendment violations. 8 We based this conclusion on the permissive language used in the Utah parole statutes. Malek v. Haun, 26 F.3d 1013, 1015–16 (10th Cir. 1994) (citing Utah Code Ann. §§ 77-27-5, -9, and emphasizing its discretionary language). The current version of these statutes contains the same permissive language, meaning Malek’s holding still applies. 6 due-process claim. Thus, no reasonable jurist could conclude that the Board violated
Romero’s due-process rights by rescinding his prospective release on parole.
CONCLUSION
Accordingly, we deny Romero’s request for a COA and dismiss his appeal. In
addition, we deny his motion for appointment of counsel and grant his motion to
proceed in forma pauperis.
Entered for the Court
Gregory A. Phillips Circuit Judge