Rogers v. Tennessee

532 U.S. 451, 121 S. Ct. 1693, 149 L. Ed. 2d 697, 2001 U.S. LEXIS 3519
CourtSupreme Court of the United States
DecidedMay 14, 2001
Docket99-6218
StatusPublished
Cited by611 cases

This text of 532 U.S. 451 (Rogers v. Tennessee) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rogers v. Tennessee, 532 U.S. 451, 121 S. Ct. 1693, 149 L. Ed. 2d 697, 2001 U.S. LEXIS 3519 (2001).

Opinions

Justice O’Connor

delivered the opinion of the Court.

This case concerns the constitutionality of the retroactive application of a judicial decision abolishing the common law “year and a day rule.” At common law, the year and a day rule provided that no defendant could be convicted of murder unless his victim had died by the defendant’s act within a year and a day of the act. See, e. g., Louisville, E. & St. L. R. Co. v. Clarke, 152 U.S. 230, 239 (1894); 4 W. Blaekstone, Commentaries on the Laws of England 197-198 (1769). The Supreme Court of Tennessee abolished the rule as it had existed at common law in Tennessee and applied its decision to petitioner to uphold his conviction. The question before us is whether, in doing so, the court denied petitioner due process of law in violation of the Fourteenth Amendment.

[454]*454I

Petitioner Wilbert K. Rogers was convicted in Tennessee state court of second degree murder. According to the undisputed facts, petitioner stabbed his victim, James Bow-dery, with a butcher knife on May 6,1994. One of the stab wounds penetrated Bowdery’s heart. During surgery to repair the wound to his heart, Bowdery went into cardiac arrest, but was resuscitated and survived the procedure. As a result, however, he had developed a condition known as "cerebral hypoxia,” which results from a loss of oxygen to the brain. Bowdery’s higher brain functions had ceased, and he slipped into and remained in a coma until August 7, 1995, when he died from a kidney infection (a common complication experienced by comatose patients). Approximately 15 months had passed between the stabbing and Bowdery’s death which, according to the undisputed testimony of the county medical examiner, was caused by cerebral hypoxia "‘secondary to a stab wound to the heart.’” 992 S. W. 2d 393, 395 (Tenn. 1999).

Based on this evidence, the jury found petitioner guilty under Tennessee’s criminal homicide statute. The statute, which makes no mention of the year and a day rule, defines criminal homicide simply as “the unlawful killing of another person which may be first degree murder, second degree murder, voluntary manslaughter, criminally negligent homicide or vehicular homicide.” Tenn. Code Ann. § 39-13-201 (1997). Petitioner appealed his conviction to the Tennessee Court of Criminal Appeals, arguing that, despite its absence from the statute, the year and a day rule persisted as part of the common law of Tennessee and, as such, precluded his conviction. The Court of Criminal Appeals rejected that argument and affirmed the conviction. The court held that Tennessee’s Criminal Sentencing Reform Act of 1989 (1989 Act), which abolished all eommon law defenses in criminal actions in Tennessee, had abolished the rule. See Tenn. Code Ann. § 39-ll-203(e)(2) (1997). The court also rejected [455]*455petitioner’s further contention that the legislative abolition of the rule constituted an ex post facto violation, noting that the 1989 Act had taken effect five years before petitioner committed his crime. No. 02C01-9611-CR-00418 (Tenn. Crim.App., Oct. 17, 1997), App. 7.

The Supreme Court of Tennessee affirmed on different grounds. The court observed that it had recognized the viability of the year and a day rule in Tennessee in Percer v. State, 118 Tenn. 765, 103 S. W. 780 (1907), and that, “[d]espite the paucity of case law” on the rule in Tennessee, “both parties ... agree that the ... rule was a part of the common law of this State.” 992 S. W. 2d, at 396. Turning to the rule’s present status, the court noted that the rule has been legislatively or judicially abolished by the “vast majority” of jurisdictions recently to have considered the issue. Id., at 397. The court concluded that, contrary to the conclusion of the Court of Criminal Appeals, the 1989 Act had not abolished the rule. After reviewing the justifications for the rule at common law, however, the court found that the original reasons for recognizing the rule no longer exist. Accordingly, the court abolished the rule as it had existed at common law in Tennessee. Id., at 399-401.

The court disagreed with petitioner’s contention that application of its decision abolishing the rule to his case would violate the Ex Post Facto Clauses of the State and Federal Constitutions. Those constitutional provisions, the court observed, refer only to legislative Acts. The court then noted that in Bouie v. City of Columbia, 378 U.S. 347 (1964), this Court held that due process prohibits retroactive application of any “‘judicial construction of a criminal statute [that] is unexpected and indefensible by reference to the law which has been expressed prior to the conduct in issue.’” 992 S. W. 2d, at 402 (quoting Bouie v. City of Columbia, supra, at 354) (alteration in original). The court concluded, however, that application of its decision to petitioner would [456]*456not offend this principle. 992 S. W. 2d, at 402. We granted certiorari, 529 U.S. 1129 (2000), and we now affirm.

II

Although petitioner’s claim is one of due process, the Con stitution’s Ex Post Facto Clause figures prominently in his argument. The Clause provides simply that “[n]o State shall... pass any... ex post facto Law.” Art. I, § 10, el. 1. The most well-known and oft-repeated explanation of the scope of the Clause’s protection was given by Justice Chase, who long ago identified, in dictum, four types of laws to which the Clause extends:

“1st. Every law that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action. 2d. Every law that aggravates a crime, or makes it greater than it was, when committed. 3d. Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed. 4th. Every law that alters the legal rules of evidence, and receives less, or different, testimony, than the law required at the time of the commission of the offense, in order to convict the offender.” Calder v. Bull, 8 Dall. 386, 390 (1798) (seriatim opinion of Chase, J.) (emphasis deleted).

Accord, Carmell v. Texas, 529 U.S. 513, 521-525 (2000); Collins v. Youngblood, 497 U.S. 37, 41-42, 46 (1990). As the text of the Clause makes clear, it “is a limitation upon the powers of the Legislature, and does not of its own force apply to the Judicial Branch of government.” Marks v. United States, 430 U.S. 188, 191 (1977) (citation omitted).

We have observed, however, that limitations on ex post facto judicial decisionmaking are inherent in the notion of due process. In Bouie v. City of Columbia, we considered the South Carolina Supreme Court’s retroactive application [457]*457of its construction of the State’s criminal trespass statute to the petitioners in that case. The statute prohibited “entry upon the lands of another...

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Cite This Page — Counsel Stack

Bluebook (online)
532 U.S. 451, 121 S. Ct. 1693, 149 L. Ed. 2d 697, 2001 U.S. LEXIS 3519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rogers-v-tennessee-scotus-2001.