Rogelio J. Cuevas v. Reading & Bates Corp., A/K/A Reading & Bates Offshore Drilling Co.

770 F.2d 1371, 2 Fed. R. Serv. 3d 1451, 1986 A.M.C. 2262, 1985 U.S. App. LEXIS 23210
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 19, 1985
Docket84-2154
StatusPublished
Cited by40 cases

This text of 770 F.2d 1371 (Rogelio J. Cuevas v. Reading & Bates Corp., A/K/A Reading & Bates Offshore Drilling Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rogelio J. Cuevas v. Reading & Bates Corp., A/K/A Reading & Bates Offshore Drilling Co., 770 F.2d 1371, 2 Fed. R. Serv. 3d 1451, 1986 A.M.C. 2262, 1985 U.S. App. LEXIS 23210 (5th Cir. 1985).

Opinion

GARWOOD, Circuit Judge:

This appeal involves a suit brought by nonresident foreign nationals for unpaid wages, and for personal injuries and wrongful death suffered in an accident in foreign waters on a semi-stationary drilling rig owned and operated by United States corporations. The district court first determined that United States law did not apply, and then dismissed the suit on forum non conveniens grounds. We affirm.

FACTS

On October 2, 1980, while positioned about one hundred miles into the Persian Gulf in Saudi Arabian waters, the jack-up drilling ship R/V RON TAPPMEYER encountered a pocket of hydrogen sulfide gas during oil well drilling operations. Fumes killed a number of crewmen, including one United States citizen and several Philippine nationals, and injured others. Reading & Bates Exploration Company, owner of the vessel, had chartered it to Reading & Bates, Inc. — Saudi Arabia Branch (“RBSAB”), a wholly owned subsidiary of another United States corporation, Reading & Bates, Inc. RBSAB, with one exception, 1 employed all the crew of the R/V RON TAPPMEYER. Day-to-day operations were controlled by the RBSAB office in Ras Tanura, Saudi Arabia. RBSAB had *1374 executed employment contracts with each crewmember that provided, inter alia, for resolution of any controversies, including disputes arising under the contracts and claims for compensation for injuries or death, by appropriate Philippine agencies, under Philippine law. 2

On May 19, 1982, the twelve appellants, each of whom is a Philippine domiciliary and citizen, brought this suit in the Southern District of Texas, Houston Division, alleging Jones Act, 46 U.S.C. § 688, and general maritime claims for injury and/or wrongful death sustained while aboard the R/V RON TAPPMEYER, and seeking unpaid wages allegedly due them. 3 On October 18, 1982, appellees moved for dismissal on forum non conveniens grounds. On December 6, 1982, appellants filed a motion to transfer the action to a Louisiana federal district court, where the survivor of the lone United States citizen killed in the same accident had initiated suit. The district court conditionally dismissed appellants’ suit by its “Memorandum and Order” on December 7, 1982. 577 F.Supp. 462 (S.D. Tex.1983). The court also refused to transfer appellants’ suit to the Louisiana federal court entertaining the parallel United States citizen’s suit. 4

Appellants’ Baton Rouge, Louisiana, counsel received no copy of the court’s Memorandum and Order, but were alerted to the dismissal by a copy of a letter from appellees’ counsel to the court dated December 12, 1982, which acknowledged the court’s decision. Appellant’s counsel then repeatedly called the chambers of the court in Houston (rather than the clerk of court) in order to ascertain the status of the order. They were unable to make contact with the court in December; they did not, however, request their local counsel to obtain a copy of the order or to contact the court clerk. Houston counsel did finally receive a copy of the dismissal order, which they forwarded immediately by regular mail to Baton Rouge; appellants’ counsel *1375 received it on January 9, 1983. On this same day, appellants filed simultaneously with the district court clerk a notice of appeal and a motion for an extension of time to file notice of appeal. The clerk did not then docket the notice of appeal. Appellants also contacted the clerk directly by telephone; he allegedly told them that the order would not become final for ninety days following the date of signing. 5 The district court, by order entered January 24, 1984, granted appellants’ motion for extension of time to appeal, without opinion; the notice of appeal was thereafter docketed by the clerk on January 24, 1984.

On April 13, 1984, appellees filed with the Fifth Circuit a motion to dismiss the appeal as untimely; appellants responded that the delay had been occasioned by excusable neglect, and that the district court’s granting of appellants’ motion for extension was proper. This motion to dismiss was carried with the case.

APPEALABILITY

None of the parties to this suit has complained that the district court’s order of dismissal was not final for purposes of appeal under 28 U.S.C. § 1291. Because courts of appeal are courts of limited jurisdiction, we are obliged to resolve uncertainties of jurisdiction sua sponte when they arise. Koke v. Phillips Petroleum Co., 730 F.2d 211, 214 (5th Cir.1984); Save the Bay, Inc. v. United States Army, 639 F.2d 1100, 1102 (5th Cir.1981).

Dismissals on forum non conveniens grounds have been considered final and appealable as of right. Koke, 730 F.2d at 214 (citing Menendez Rodriguez v. Pan American Life Insurance Co., 311 F.2d 429, 432 (5th Cir.1962)). As in Koke, the question of finality arises because of the presence of protective conditions contained in the dismissal order. The uncertainty here is whether such conditions operate to destroy finality. 6

In Koke, the order of dismissal on forum non conveniens grounds was conditioned upon three requisites: Defendants were to consent to jurisdiction in a single and appropriate foreign forum, waive any limitations defenses, and consent to abide by any judgment rendered by the court of that forum. 730 F.2d at 214. The district court there had in its dismissal order “further indicated that it would ‘reassume jurisdiction and move the ease towards its resolution’ should any of the defendants fail to satisfy the conditions.” Id. After reviewing the legal principles applicable to a forum non conveniens dismissal and the role of the final judgment rule in federal appellate practice, 7 and noting that, “[d]espite the apparent clarity of the general test, ... finality has proved to be an elusive concept,” id. at 215, we recognized that there are some doctrinal exceptions to the finality rule that rest upon a “ ‘practical rather than a technical construction.’ ” Id. (quoting Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 171, 94 S.Ct. 2140, 2149, 40 L.Ed.2d 732 (1974)). We characterized the finality problem in Koke as resulting from the semantics of the district court’s dismissal orders, but we applied an analysis that sought to recognize the underlying effect

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770 F.2d 1371, 2 Fed. R. Serv. 3d 1451, 1986 A.M.C. 2262, 1985 U.S. App. LEXIS 23210, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rogelio-j-cuevas-v-reading-bates-corp-aka-reading-bates-offshore-ca5-1985.