Rogelio Espinoza v. Marion Spearman

661 F. App'x 910
Court of Appeals for the Ninth Circuit·Decided September 21, 2016·No. 13-57167·Unpublished·Cited by 2 cases

Opinions

[911] MEMORANDUM *

Rogelio Espinoza appeals the district court’s denial of his writ of habeas corpus and denial of his request for an evidentiary hearing.

On March 10, 2001, Espinoza attended a relative’s party at a convention hall in celebration of a baptism. At the party, a fight erupted between Espinoza and two brothers, Arturo Rivera (Arturo) and Adan Rivera (Adan). Espinoza was wounded during the fight, and then retreated. Espinoza’s uncle handed him a semi-automatic handgun and showed him how to use it.

Shortly thereafter, a second confrontation occurred outside the party. Espinoza fired the gun several times at the ground, in the air, and in Arturo’s general direction to keep Arturo and Adan at bay. A crowd quickly gathered, and a struggle ensued to wrest the gun away from Espinoza. Espinoza fired the gun during this struggle several times in various directions, by his account, “because people were ‘yanking’ at his hand.” Arturo was shot in the right eye, which he consequently lost. Forensic evidence suggested that Arturo was shot from a distance of more than three or four feet. Eight cartridge casings and a buhet fragment were recovered. Forensics showed the bullets had all been fired from the same gun, while the shooter was moving.

Espinoza was charged with attempted murder, mayhem, and assault with a semiautomatic weapon. Espinoza was the only defense witness at his trial, testifying that the shooting was accidental, that he did not intend to actually shoot Arturo. The jury deliberated for three days and requested the taped interviews during deliberations. Ultimately, the jury deadlocked on the attempted murder charge, but convicted Espinoza on the assault and mayhem charges. He was sentenced to four years for mayhem and a consecutive term of 25 years to life in prison for the assault conviction.

Before trial, percipient witnesses Sylvia Escamilla and Miguel Rubio contacted Espinoza’s counsel. According to Escamilla’s later affidavit, Espinoza indeed “shot one or two shots into the ground” to warn off Arturo and Adan before a struggle ensued, and “more shots were [then] fired in the air.” “[S]omeone in the crowd” was trying to get the gun and at that point “shots began to go in all directions.” Someone yelled that the police were coming, and Escamilla then saw “someone else grab the gun.” She believed this person then shot Arturo, and was willing to testify as much. She felt confident she could identify the person. Escamilla told Espinoza’s defense investigator her account, left messages at the law firm, but was “never contacted” about the matter any further.

Rubio similarly saw several people surround Espinoza and “saw a gun being shot in the air.” “[E]veryone was trying to take control of [the gun]” and during the struggle, “a lot of gun shots were fired towards all directions.” Someone yelled that the police were coming, and everyone began to scramble. At that point, Rubio claimed that a “short male in the group” fired two shots “towards Arturo.” Rubio similarly told the defense investigator his story, “was told [he] would need to tell this to the courts,” but “never received a call or a time to appear.”

In the California Supreme Court, Espinoza filed a pro se habeas petition alleging multiple claims for relief, along with a [912] request for an evidentiary hearing. He submitted sworn declarations from the potential defense -witnesses in support of his claim in the California Supreme Court. He also filed a Motion for Discovery and Interrogatories. The stated purpose of the interrogatories was “to understand Defense Trial Counsel’s reasons for his actions and omissions.”

The California Supreme Court summarily denied Espinoza’s petition and request for an evidentiary hearing. It did not rule on the discovery motion.

Espinoza then filed a habeas petition in federal court. The district court denied Espinoza’s claims, but certified for appeal Espinoza’s Strickland claim regarding his counsel’s failure to interview Escamilla and Rubio. Espinoza’s failure to interview claim is the only claim before this court on appeal.

We have jurisdiction pursuant to 28 U.S.C. §§ 1291 and 2253. We reverse the district court’s denial of Espinoza’s habeas petition and remand to the district court for an evidentiary hearing on counsel’s failure to interview the two witnesses.

First, we find that the state court decision constituted an unreasonable application of Supreme Court law under 28 U.S.C. § 2254(d)(1); second, we find that 28 U.S.C. § 2254(e)(2)—limitations on expanding the federal court record—does not apply to Espinoza’s claim; third, we find that an evidentiary hearing is necessary under Townsend v. Sain, 372 U.S. 293, 313, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963), overruled on other grounds in Keeney v. Tamayo-Reyes, 504 U.S. 1, 5, 112 S.Ct. 1715, 118 L.Ed.2d 318 (1992). We note that neither Cullen v. Pinholster nor Schriro v. Landrigan applies to Espinoza’s case.

1. We review a district court’s denial of a habeas petition de novo. Howard v. Clark, 608 F.3d 563, 567 (9th Cir. 2010). Because Espinoza’s petition was filed after 1996, our review is governed by the Antiterrorism and Effective Death Penalty Act (AEDPA). Under AEDPA, we will reverse a state court’s decision if it “was contrary to, or involved an unreasonable application of, clearly established [Supreme Court] law.” 28 U.S.C. § 2254(d)(1).

When a state court has not provided reasoning to support its decision, we conduct an independent review of the record to determine whether its ultimate decision was an unreasonable application of clearly established federal law. Greene v. Lambert, 288 F.3d 1081, 1088-89 (9th Cir. 2002). In an independent review, “our duty under AEDPA is not absolved.” Murray v. Schriro, 745 F.3d 984, 996 (9th Cir. 2014). The petitioner still bears the burden of “showing there was no reasonable basis for the state court to deny relief,” making our ultimate inquiry “whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with” Supreme Court law. Harrington v. Richter, 562 U.S. 86, 98, 102, 131 S.Ct. 770, 178 L.Ed.2d 624 (2011).

There is no evidence in the state court record to explain trial counsel’s behavior. We can only assume, therefore, that the California Supreme Court decided Espinoza’s case on prejudice grounds. Accordingly, we must decide whether under the doubly-deferential standards of AED-PA and Strickland, trial counsel’s decision not to call Escamilla and Rubio to testify at trial prejudiced Espinoza. We conclude that it did.

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Rogelio Espinoza v. Marion Spearman, 661 F. App'x 910 (9th Cir. 2016).

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