21-2841-pr Rodriguez v. Gusman
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, 2 held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the 3 City of New York, on the 18th day of January, two thousand twenty-three. 4 5 PRESENT: DENNIS JACOBS, 6 RAYMOND J. LOHIER, JR., 7 ALISON J. NATHAN, 8 Circuit Judges. 9 ------------------------------------------------------------------ 10 11 JOSE RODRIGUEZ, 12 13 Plaintiff-Appellant, 14 15 v. No. 21-2841-pr 16 17 DR. GUSMAN, MEDICAL DIRECTOR, 18 EASTERN CORRECTIONAL FACILITY, FKA 19 DR. GUZMAN, FKA DR. GUSMAN, NANCY 20 ANTHONY, REGISTERED NURSE, EASTERN 21 CORRECTIONAL FACILITY, FKA MS. 1 ANTHONY, DR. ANN ANDOLA, REGISTERED 2 NURSE, EASTERN CORRECTIONAL FACILITY, 3 FKA MS. ANNDOLA, FKA DOCTOR 4 ANANDOLAS, JEFFREY MCKOY, DR. BIPIN 5 BHAVSAR, EASTERN CORRECTIONAL 6 FACILITY, MEGAN MCGLYNN, ROGER 7 TRAYNOR, DAVID JACOBS, AMANDA 8 DEMSHICK, 9 10 Defendants-Appellees, 11 12 THOMAS GRIFFIN, SUPERINTENDENT 13 AND/OR CHIEF EXECUTIVE OFFICER, 14 EASTERN CORRECTIONAL FACILITY, DR. 15 JOHN DOE 1-10, HEALTH CARE PROVIDE, 16 EASTERN CORRECTIONAL FACILITY, JANE 17 DOE, REGISTERED NURSE, EASTERN 18 CORRECTIONAL FACILITY, JOHN/JANE DOE, 19 NURSE ADMINISTRATOR OF MEDICAL 20 SERVICES, EASTERN CORRECTIONAL 21 FACILITY, NEW YORK STATE DEPARTMENT 22 OF CORRECTIONS AND COMMUNITY 23 SUPERVISION, ANTHONY J. ANNUCCI, 24 BRIAN FISCHER, DARWIN LACLAIR, 25 JOHN/JANE DOE, DOCCS ADMINISTRATOR, 26 JOHN/JANE DOE, PRISON ADMINISTRATOR, 27 BRIAN MCCULLOUGH, 28 29 Defendants. 30 31 ------------------------------------------------------------------ 32 33 FOR PLAINTIFF-APPELLANT: MATTEO GODI (Jane B. O’Brien, 34 on the brief), Paul, Weiss, 35 Rifkind, Wharton & Garrison
2 1 LLP, Washington, DC 2 3 FOR DEFENDANTS-APPELLEES: SARAH L. ROSENBLUTH, 4 Assistant Solicitor General 5 (Barbara D. Underwood, 6 Solicitor General, Victor 7 Paladino, Senior Assistant 8 Solicitor General, on the brief), 9 for Letitia James, Attorney 10 General for the State of New 11 York, New York, NY 12 13 Appeal from a judgment of the United States District Court for the
14 Northern District of New York (Mae A. D’Agostino, Judge).
15 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
16 AND DECREED that the judgment of the District Court is AFFIRMED.
17 Jose Rodriguez appeals from a grant of summary judgment entered in the
18 United States District Court for the Northern District of New York (D’Agostino,
19 J.) in favor of the Defendants-Appellees on Rodriguez’s claims, under 42 U.S.C. §
20 1983, of deliberate indifference to his serious medical needs in violation of the
21 Eighth Amendment, retaliatory transfer in violation of the First Amendment, and
22 denial of access to the courts in violation of the First Amendment. We assume
23 the parties’ familiarity with the underlying facts and the record of prior
24 proceedings, to which we refer only as necessary to explain our decision to
3 1 affirm. 1
2 I. Background
3 While incarcerated at Eastern Correctional Facility, Rodriguez complained
4 of a racing heart rate, palpitations, and headaches, and was diagnosed with
5 “elevated” blood pressure. From 2008 to 2011, Rodriguez underwent multiple
6 electrocardiograms and blood tests, all of which were normal. Tragically,
7 however, in 2012 Rodriguez suffered a hemorrhagic stroke while exercising, and
8 he is now permanently disabled.
9 Following his stroke, Rodriguez was transferred to Shawangunk
10 Correctional Facility, a maximum security prison. According to Rodriguez,
11 years later, in May 2016 “a Shawangunk guard told [him] that he knew . . .
12 Rodriguez ‘wanted to get money from the State.’” Joint App’x 41. In July,
13 approximately two months this comment, Rodriguez was transferred to Franklin
14 Correctional Facility, a medium security prison. There, prison officials strictly
15 enforced a New York State Department of Corrections and Community
16 Supervision (“DOCCS”) directive that limited Rodriguez to one 30-minute
1 We previously described some of these facts and prior proceedings in greater detail. See Rodriguez v. Gusman, 974 F.3d 108, 110–113 (2d Cir. 2020). 4 1 “attorney legal call[]” every 30 days (“DOCCS Directive 4423”). Rodriguez was
2 released in 2017 and deported to the Dominican Republic.
3 In 2018 Rodriguez filed the operative complaint in this case. As noted,
4 Rodriguez claims that the Defendants: (1) were deliberately indifferent to his
5 serious medical needs, in violation of the Eighth Amendment; (2) retaliated
6 against him for filing this lawsuit by transferring him to another correctional
7 facility, in violation of the First Amendment; and (3) denied him access to the
8 courts, again in violation of the First Amendment. The District Court granted
9 summary judgment in favor of the Defendants on all three claims.
10 II. Discussion
11 “Summary judgment is proper only when, construing the evidence in the
12 light most favorable to the non-movant, ‘there is no genuine dispute as to any
13 material fact and the movant is entitled to judgment as a matter of law.’”
14 Doninger v. Niehoff, 642 F.3d 334, 344 (2d Cir. 2011) (quoting Fed. R. Civ. P.
15 56(a)).
16 A. Deliberate Indifference
17 “In order to establish an Eighth Amendment claim arising out of
18 inadequate medical care, a prisoner must prove deliberate indifference to his
5 1 serious medical needs.” Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998)
2 (cleaned up). Every deliberate indifference claim must satisfy an objective and
3 a subjective component: “First, the alleged deprivation must be, in objective
4 terms, sufficiently serious. Second, the defendant must act with a sufficiently
5 culpable state of mind.” Id. (quotation marks omitted). The defendant must
6 have been “actually aware of a substantial risk that serious inmate harm w[ould]
7 result.” Salahuddin v. Goord, 467 F.3d 263, 280 (2d Cir. 2006).
8 Rodriguez failed to establish the subjective component of his deliberate
9 indifference claim. Although Rodriguez contends that the Defendants should
10 have prescribed “standard medications for treating high blood pressure . . . [such
11 as] beta blockers, calcium channel blockers, and ACE inhibitors,” and ordered
12 more extensive “tests that can help detect a risk of stroke, including MRIs and
13 Holter monitors,” Appellant’s Br. 23, there is no genuine factual dispute that (1)
14 his blood pressure was continuously monitored, (2) he was issued a blood
15 pressure card, and (3) following his complaints, an electrocardiogram and
16 bloodwork were ordered and produced normal results. Especially in light of
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21-2841-pr Rodriguez v. Gusman
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, 2 held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the 3 City of New York, on the 18th day of January, two thousand twenty-three. 4 5 PRESENT: DENNIS JACOBS, 6 RAYMOND J. LOHIER, JR., 7 ALISON J. NATHAN, 8 Circuit Judges. 9 ------------------------------------------------------------------ 10 11 JOSE RODRIGUEZ, 12 13 Plaintiff-Appellant, 14 15 v. No. 21-2841-pr 16 17 DR. GUSMAN, MEDICAL DIRECTOR, 18 EASTERN CORRECTIONAL FACILITY, FKA 19 DR. GUZMAN, FKA DR. GUSMAN, NANCY 20 ANTHONY, REGISTERED NURSE, EASTERN 21 CORRECTIONAL FACILITY, FKA MS. 1 ANTHONY, DR. ANN ANDOLA, REGISTERED 2 NURSE, EASTERN CORRECTIONAL FACILITY, 3 FKA MS. ANNDOLA, FKA DOCTOR 4 ANANDOLAS, JEFFREY MCKOY, DR. BIPIN 5 BHAVSAR, EASTERN CORRECTIONAL 6 FACILITY, MEGAN MCGLYNN, ROGER 7 TRAYNOR, DAVID JACOBS, AMANDA 8 DEMSHICK, 9 10 Defendants-Appellees, 11 12 THOMAS GRIFFIN, SUPERINTENDENT 13 AND/OR CHIEF EXECUTIVE OFFICER, 14 EASTERN CORRECTIONAL FACILITY, DR. 15 JOHN DOE 1-10, HEALTH CARE PROVIDE, 16 EASTERN CORRECTIONAL FACILITY, JANE 17 DOE, REGISTERED NURSE, EASTERN 18 CORRECTIONAL FACILITY, JOHN/JANE DOE, 19 NURSE ADMINISTRATOR OF MEDICAL 20 SERVICES, EASTERN CORRECTIONAL 21 FACILITY, NEW YORK STATE DEPARTMENT 22 OF CORRECTIONS AND COMMUNITY 23 SUPERVISION, ANTHONY J. ANNUCCI, 24 BRIAN FISCHER, DARWIN LACLAIR, 25 JOHN/JANE DOE, DOCCS ADMINISTRATOR, 26 JOHN/JANE DOE, PRISON ADMINISTRATOR, 27 BRIAN MCCULLOUGH, 28 29 Defendants. 30 31 ------------------------------------------------------------------ 32 33 FOR PLAINTIFF-APPELLANT: MATTEO GODI (Jane B. O’Brien, 34 on the brief), Paul, Weiss, 35 Rifkind, Wharton & Garrison
2 1 LLP, Washington, DC 2 3 FOR DEFENDANTS-APPELLEES: SARAH L. ROSENBLUTH, 4 Assistant Solicitor General 5 (Barbara D. Underwood, 6 Solicitor General, Victor 7 Paladino, Senior Assistant 8 Solicitor General, on the brief), 9 for Letitia James, Attorney 10 General for the State of New 11 York, New York, NY 12 13 Appeal from a judgment of the United States District Court for the
14 Northern District of New York (Mae A. D’Agostino, Judge).
15 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
16 AND DECREED that the judgment of the District Court is AFFIRMED.
17 Jose Rodriguez appeals from a grant of summary judgment entered in the
18 United States District Court for the Northern District of New York (D’Agostino,
19 J.) in favor of the Defendants-Appellees on Rodriguez’s claims, under 42 U.S.C. §
20 1983, of deliberate indifference to his serious medical needs in violation of the
21 Eighth Amendment, retaliatory transfer in violation of the First Amendment, and
22 denial of access to the courts in violation of the First Amendment. We assume
23 the parties’ familiarity with the underlying facts and the record of prior
24 proceedings, to which we refer only as necessary to explain our decision to
3 1 affirm. 1
2 I. Background
3 While incarcerated at Eastern Correctional Facility, Rodriguez complained
4 of a racing heart rate, palpitations, and headaches, and was diagnosed with
5 “elevated” blood pressure. From 2008 to 2011, Rodriguez underwent multiple
6 electrocardiograms and blood tests, all of which were normal. Tragically,
7 however, in 2012 Rodriguez suffered a hemorrhagic stroke while exercising, and
8 he is now permanently disabled.
9 Following his stroke, Rodriguez was transferred to Shawangunk
10 Correctional Facility, a maximum security prison. According to Rodriguez,
11 years later, in May 2016 “a Shawangunk guard told [him] that he knew . . .
12 Rodriguez ‘wanted to get money from the State.’” Joint App’x 41. In July,
13 approximately two months this comment, Rodriguez was transferred to Franklin
14 Correctional Facility, a medium security prison. There, prison officials strictly
15 enforced a New York State Department of Corrections and Community
16 Supervision (“DOCCS”) directive that limited Rodriguez to one 30-minute
1 We previously described some of these facts and prior proceedings in greater detail. See Rodriguez v. Gusman, 974 F.3d 108, 110–113 (2d Cir. 2020). 4 1 “attorney legal call[]” every 30 days (“DOCCS Directive 4423”). Rodriguez was
2 released in 2017 and deported to the Dominican Republic.
3 In 2018 Rodriguez filed the operative complaint in this case. As noted,
4 Rodriguez claims that the Defendants: (1) were deliberately indifferent to his
5 serious medical needs, in violation of the Eighth Amendment; (2) retaliated
6 against him for filing this lawsuit by transferring him to another correctional
7 facility, in violation of the First Amendment; and (3) denied him access to the
8 courts, again in violation of the First Amendment. The District Court granted
9 summary judgment in favor of the Defendants on all three claims.
10 II. Discussion
11 “Summary judgment is proper only when, construing the evidence in the
12 light most favorable to the non-movant, ‘there is no genuine dispute as to any
13 material fact and the movant is entitled to judgment as a matter of law.’”
14 Doninger v. Niehoff, 642 F.3d 334, 344 (2d Cir. 2011) (quoting Fed. R. Civ. P.
15 56(a)).
16 A. Deliberate Indifference
17 “In order to establish an Eighth Amendment claim arising out of
18 inadequate medical care, a prisoner must prove deliberate indifference to his
5 1 serious medical needs.” Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998)
2 (cleaned up). Every deliberate indifference claim must satisfy an objective and
3 a subjective component: “First, the alleged deprivation must be, in objective
4 terms, sufficiently serious. Second, the defendant must act with a sufficiently
5 culpable state of mind.” Id. (quotation marks omitted). The defendant must
6 have been “actually aware of a substantial risk that serious inmate harm w[ould]
7 result.” Salahuddin v. Goord, 467 F.3d 263, 280 (2d Cir. 2006).
8 Rodriguez failed to establish the subjective component of his deliberate
9 indifference claim. Although Rodriguez contends that the Defendants should
10 have prescribed “standard medications for treating high blood pressure . . . [such
11 as] beta blockers, calcium channel blockers, and ACE inhibitors,” and ordered
12 more extensive “tests that can help detect a risk of stroke, including MRIs and
13 Holter monitors,” Appellant’s Br. 23, there is no genuine factual dispute that (1)
14 his blood pressure was continuously monitored, (2) he was issued a blood
15 pressure card, and (3) following his complaints, an electrocardiogram and
16 bloodwork were ordered and produced normal results. Especially in light of
17 these measures and his normal test results, Rodriguez has not adduced evidence
18 that any act or failure to act by the Defendants reflects a conscious disregard of a
6 1 substantial risk that he would suffer a stroke. Insofar as Rodriguez disagrees
2 with the Defendants’ medical judgment as to the proper course of treatment, that
3 does not support a constitutional claim for deliberate indifference. See Chance,
4 143 F.3d at 703; see also Estelle v. Gamble, 429 U.S. 97, 107 (1976) (“[T]he
5 question whether an X-ray or additional diagnostic techniques or forms of
6 treatment is indicated is a classic example of a matter for medical judgment.”).
7 Rodriguez, whose primary language is Spanish, also argues that he was
8 unable to communicate with the medical staff because of a language barrier.
9 But while Rodriguez denies that he can adequately communicate with doctors in
10 English, he fails to identify record evidence suggesting that the Defendants
11 themselves were actually aware that Rodriguez’s language abilities posed a
12 substantial risk of serious harm. See Salahuddin, 467 F.3d at 280.
13 B. Retaliatory Transfer
14 We generally “approach prisoner retaliation claims with skepticism and
15 particular care, because virtually any adverse action taken against a prisoner by a
16 prison official—even those otherwise not rising to the level of a constitutional
17 violation—can be characterized as a constitutionally proscribed retaliatory act.”
18 Dolan v. Connolly, 794 F.3d 290, 295 (2d Cir. 2015) (quotation marks omitted).
7 1 To establish a First Amendment retaliation claim, a prisoner must show “(1) that
2 the speech or conduct at issue was protected, (2) that the defendant took adverse
3 action against the plaintiff, and (3) that there was a causal connection between
4 the protected speech and the adverse action.” Id. at 294 (quotation marks
5 omitted). The Defendants concede that Rodriguez satisfied prongs one and two
6 on summary judgment.
7 As to the third requirement of a causal connection, however, Rodriguez
8 has not adduced evidence “sufficient to support the inference” that his
9 grievances and lawsuit “played a substantial part in” his transfer from
10 Shawangunk Correctional Facility to Franklin Correctional Facility. Davis v.
11 Goord, 320 F.3d 346, 354 (2d Cir. 2003) (quotation marks omitted). Defendants
12 Amanda Demshick and Megan McGlynn, who processed Rodriguez’s transfer,
13 testified that they were unaware of his prior grievances or the existence of this
14 lawsuit at the time they processed the transfer. To contradict these sworn
15 statements, Rodriguez relies principally on the guard’s comment that Rodriguez
16 is “the one who wants money from the state.” Joint App’x 315. But one
17 guard’s knowledge of Rodriguez’s lawsuit does not support the inference that
18 others, including the two Defendants, did as well, especially since the guard
8 1 played no part in Rodriguez’s transfer. See Brandon v. Kinter, 938 F.3d 21, 36–
2 37, 40 (2d Cir. 2019).
3 C. Access to Courts
4 Finally, we turn to Rodriguez’s claim that defendants David Jacobs, Jeffrey
5 McKoy, and Roger Traynor violated his First Amendment right to access the
6 courts by enforcing DOCCS Directive 4423. We assume, without deciding, that
7 restrictions on an inmate’s telephone use may, in certain circumstances, violate
8 the inmate’s right to access the courts. To establish such a violation, a plaintiff
9 would have to show “that the defendant took or was responsible for actions that
10 hindered [a plaintiff’s] efforts to pursue a legal claim.” Davis, 320 F.3d at 351
11 (quotation marks omitted).
12 “Qualified immunity shields government officials performing
13 discretionary functions from liability for civil damages insofar as their conduct
14 does not violate clearly established statutory or constitutional rights of which a
15 reasonable person would have known.” Zellner v. Summerlin, 494 F.3d 344, 367
16 (2d Cir. 2007) (quotation marks omitted). When government officials act
17 pursuant to an official prison policy, qualified immunity turns in part on
18 “whether a reasonable officer might have believed that the challenged order was
9 1 lawful in light of legitimate penological interests supporting [the] Directive . . . as
2 it existed at the time.” Holland v. Goord, 758 F.3d 215, 223 (2d Cir. 2014).
3 Rodriguez does not dispute that Directive 4423 was intended to “ensure
4 that all inmates had equal access to their attorneys” during a time of increasing
5 prison populations. Special App’x 22. Rodriguez also “does not contend that
6 [the Defendants] prevented him from filing his . . . action, or from filing
7 whatever papers he wished.” Dixon v. von Blanckensee, 994 F.3d 95, 106 (2d
8 Cir. 2021) (quotation marks omitted). Indeed, while incarcerated at Franklin,
9 Rodriguez had eleven phone calls with his attorneys. Moreover, Directive 4423
10 allowed for inmates’ attorneys to contact DOCCS Counsel’s Office or obtain a
11 court order to circumvent this policy. See Joint App’x 198–99. Under these
12 undisputed circumstances, we agree with the District Court that it was
13 reasonable for Jacobs, McKoy, and Traynor to believe that enforcing Directive
14 4423 “did not unconstitutionally restrict Plaintiff’s access to the courts.” Special
15 App’x 22. We therefore affirm the District Court’s grant of summary judgment
16 in favor of these three defendants on the issue of qualified immunity with respect
17 to Rodriguez’s First Amendment access to courts claim.
18 We have considered Rodriguez’s remaining arguments and conclude that
10 1 they are without merit. For the foregoing reasons, the judgment of the District
2 Court is AFFIRMED.
3 FOR THE COURT: 4 Catherine O’Hagan Wolfe, Clerk of Court