Rodney Guilbeau v. Pfizer Inc.

880 F.3d 304
Court of Appeals for the Seventh Circuit·Decided January 19, 2018·No. 17-2056·Published·Cited by 13 cases

Opinion

HAMILTON, Circuit Judge.

In Wyeth v. Levine, the Supreme Court held that claims against a manufacturer of a brand-namé prescription drug for failure to warn adequately of the drug’s dangers were not preempted by federal law. 555 U.S. 555 , 581, 129 S.Ct. 1187 , 173 L.Ed.2d 51 (2009). In PLTVA, Inc. v. Mensing, the Supreme. Court held that such failure-to-warn claims against manufacturers of generic drugs are preempted by federal law. The different results, the Court explained in Mensing, are based on the different regulatory requirements and processes for approving and labeling prescription drugs. 564 U.S. 604 , 614, 618, 625, 131 S.Ct. 2567 , 180 L.Ed.2d 580 (2011).

This appeal arises from the district court presiding over thousands of related claims against manufacturers of testosterone replacement therapy drugs. We must consider how to apply Levine and Mensing to a manufacturer of a drug that does not fit neatly into the colloquial dichotomy between brand-name and generic drugs. We must look at the more precise legal and regulatory, context underlying those terms, focusing on whether the U.S. Food and Drug Administration (FDA) approved public sale of the drugs through the “new drug application” or NDA process, or-instead through the “abbreviated new drug application” or ANDA process. We have tried to minimize use of impenetrable acronyms, but readers are warned' that some are unavoidable.

Testosterone replacement drugs have been sold for more than sixty years as prescription drugs with the approval of the FDA. The drugs have long been used to treat low testosterone production in younger men. In recent years, though, manufacturers have found a new márket for these drugs to counteract the effects of declining testosterone production in older men. Older men experience a higher incidence of heart attacks, strokes, and other cardiovascular events than younger ones. Numerous lawsuits have been filed against testosterone drug manufacturers alleging that the drugs increase these health risks. One theory in such cases is that the drug *307 manufacturers have failed to warn doctors and patients adequately about the risks, a tort theory arising under state product-liability laws. Such cases pending in federal district courts have been consolidated for discovery and pretrial proceedings in a multi-district litigation (MDL) docket before Judge Kennelly in the Northern District of Illinois. See 28 U.S.C. § 1407 .

The district court granted a motion to dismiss brought by the manufacturers of one testosterone replacement drug, DepoT, on the ground that failure-to-warn claims are preempted by federal law. The district court found that Depo-T’s manufacturers could- not change their drug labels to add additional warnings because FDA regulations prohibit them from “making a unilateral labeling change.” In re Testosterone Replacement Therapy Products Liability Litig., 142 F.Supp.3d 747 , 754, 755 (N.D. Ill. 2015). Plaintiffs appeal that decision, as well as the district court’s related decision to deny further discovery related to the preemption defense. We affirm both decisions.

Part I explains the regulatory approval process for prescription drugs and the particular historical context and procedural background needed to understand the issues in this appeal. Part II analyzes the defendant drug-makers’ preemption defense. Part III reviews the district court’s decision to deny further discovery on the preemption defense. 1

I Factual Background and Procedural History

A, Regulatory Background

Prescription drugs in the United States must be approved by the Food and Drug Administration (FDA) before they can be sold. 21 U.S.C. § 355 (a). Prospective drugs can follow one of two general paths to obtain FDA approval. A new drug that has never been marketed before must be approved through the new drug application (NDA) process. The NDA process requires an extensive series of safety and effectiveness trials before a new drug can be sold. See § 355(b)(1).

If the prospective drug is “the same as” an existing drug already on the market, however, the maker can obtain approval through thé shorter and less onerous abbreviated new drug application (ANDA) process. See § 355(j)(2)(A). The ANDA process requires proof that the drug in question has the same active ingredients, effects, and labeling as a predecessor drug that the FDA has already approved. Id.; 21 C.F.R. § 314.94 (a) (2015). The predecessor drug that has already received FDA approval is known as the reference listed drug (RLD). 21 C.F.R. § 314.3 (b). In many cases, the reference listed drug is the original drug that pioneered a new active ingredient or a new treatment and gained FDA approval through the new drug application process. If the original pioneer drug has been discontinued, the FDA will typically designate the remaining market-leading drug to take its place as the reference listed drug for that particular category of drugs. See below at 313-14.

NDA-approved drugs are often referred to as “brand-name” drugs and ANDA-ap-proved drugs as “generic” drugs. These colloquial terms are not quite precise enough for our purposes in this case, *308 though. The 1984 Hatch-Waxman Act established the current drug approval processes and the associated patent protection for truly new drugs. Drug Price Competition and Patent Term Restoration (Hatch-Waxman) Act of 1984, Pub. L.

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Rodney Guilbeau v. Pfizer Inc., 880 F.3d 304 (7th Cir. 2018).

880 F.3d 304 (Rodney Guilbeau v. Pfizer Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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