Roche v. State Employes' Retirement Board

731 A.2d 640
CourtCommonwealth Court of Pennsylvania
DecidedMay 20, 1999
StatusPublished
Cited by10 cases

This text of 731 A.2d 640 (Roche v. State Employes' Retirement Board) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roche v. State Employes' Retirement Board, 731 A.2d 640 (Pa. Ct. App. 1999).

Opinion

KELLEY, Judge.

Joseph A. Roche appeals from the order of the State Employes’ Retirement Board (board) denying his exceptions to the opinion and recommendation of a hearing officer, and ordering the State Employes’ Retirement System (SERS) to implement all sanctions and remedies provided for in the Public Employee Pension Forfeiture Act (Act 140). 1 We reverse.

The facts of this ease may be summarized as follows. On October 17, 1974, Roche became a member of SERS by virtue of his employment with the Pennsylvania Department of Corrections (department) at the State Correctional Institution at Graterford. Roche was initially hired as a Correctional Officer I but, through *642 promotions, he was ultimately employed as a Correctional Officer III.

In July and September of 1991, Roche was required to testify before a federal grand jury regarding an incident he had witnessed while working at S.C.I. Grater-ford. 2 Based on this testimony, in October of 1991 Roche was indicted by a federal grand jury on 2 counts of “False declarations before grand jury or court” in violation of 18 U.S.C. § 1623 3 .

By letter dated December 17, 1991, Roche was advised that he was terminated from his position as Correctional Officer III effective December 14, 1991 based on the charges that were then pending against him. 4 On December 27, 1991, Roche executed a retirement application, retiring effective December 15, 1991 with 17.2028 years of credited service. On March 18, 1992, Roche was notified that he would be eligible for a monthly retirement benefit of $992.22, and he began to receive monthly payments in accordance with the notification.

On September 29, 1992, Roche entered into a plea agreement under which he pleaded guilty to one count charging him with false declarations before grand jury or court under 18 U.S.C. § 1628. On March 25, 1994, Roche was sentenced to a 3-year term of probation and a $1,000.00 fine based on his guilty plea.

By letter dated April 24, 1995, SERS notified Roche that his monthly annuity payments would cease with his April 1995 payment. Roche was further advised that the sanctions of section 3 of Act 140 would be imposed, and his retirement account would be turned over for collection of the annuity payments received by him since the date of his conviction.

By letter dated May 22, 1995, Roche filed an appeal of SERS’ decision. By letter dated June 29, 1995, SERS advised Roche that the Appeals Committee had denied his appeal. By letter dated July 24, 1995, Roche requested an administrative appeal of the decision and an adjudication by the board. In his appeal, Roche alleged, inter alia, that the federal crime to which he pleaded guilty, false declarations before grand jury or court as defined at 18 U.S.C. § 1623, is not substantially the same as the Pennsylvania offense of “Perjury” as defined in section 4902 of the Pennsylvania Crimes Code (Crimes Code). 5

*643 An administrative hearing was conducted before the hearing officer on May 15, 1996. On December 9, 1996, after receiving testimony and briefs by the parties in support of their respective positions, the hearing officer issued an opinion and recommendation to the board. In the opinion, the hearing officer determined, inter alia, that: the forfeiture provisions of section 3 of Act 140 applied in this case; the forfeiture remedy sought by SERS is within its authority and covers the entire period Roche was employed by the department; and the provisions of Act 140 do not violate the provisions of the United States and Pennsylvania Constitutions. In particular, the hearing examiner determined, inter alia, that the federal offense to which Roche pleaded guilty was substantially the same as the Pennsylvania crime of perjury as defined at section 4902 of the Crimes Code. As a result, the hearing examiner issued a recommendation that the board deny Roche’s appeal and implement all of the applicable sanctions and remedies of Act 140.

On January 6, 1997, Roche filed exceptions to the hearing examiner’s opinion with the board. On January 27, 1997, SERS filed a response to Roche’s exceptions. In the exceptions, Roche argued, inter alia, that the hearing officer erred in determining that the federal offense to which he pleaded guilty was substantially the same as the Pennsylvania crime of perjury.

On March 20, 1998, the board issued an order and opinion disposing of Roche’s exceptions. In the opinion, the board adopted, as its own, the hearing examiner’s findings of fact, discussion, conclusions of law and recommendation. As a result, the board issued an order denying Roche’s appeal request to avoid the forfeiture of his pension, and directing SERS to implement all sanctions and remedies of Act 140 effective on the date of Roche’s sentencing. Roche then filed the instant appeal of the board’s order.

In this appeal Roche claims: (1) the board erred in adopting and affirming the hearing officer’s determination that the federal crime of false declarations before grand jury or court as defined at 18 U.S.C. § 1623 is substantially the same as the Pennsylvania crime of perjury as defined in section 4902 of the Crimes Code; (2) the board erred in adopting and affirming the hearing officer’s determination that the commission of the crime was related to his public office or public employment as required by section 3 of Act 140; (3) the forfeiture provisions of section 3 of Act 140 violate the cruel punishment prohibition of Article 1, Section 13 of the Pennsylvania Constitution 6 ; (4) the catchall provision of section 2 of Act 140, including all substantially similar federal offenses, is impermis-sibly vague in violation of the due process guarantees of Article 1, Section 1 of the Pennsylvania Constitution 7 ; (5) the catchall provision of section 2 of Act 140 represents an impermissible delegation of legislative authority in violation of Article 2, Section 1 of the Pennsylvania Constitution 8 ; and (6) the board erred in adopting and affirming the hearing examiner’s determination that the overpayment of bene *644 fits by SERS, for the year following the sentencing on his guilty plea, should be forfeited and recouped by SERS.

We initially note that the scope of our review of the board’s order is limited to a determination of whether constitutional rights have been violated, an error of law has been committed, or whether the necessary findings of fact are supported by substantial evidence.

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