Rocek v. Department of Public Institutions

404 N.W.2d 414, 225 Neb. 247, 1987 Neb. LEXIS 871
CourtNebraska Supreme Court
DecidedApril 17, 1987
Docket85-804
StatusPublished
Cited by29 cases

This text of 404 N.W.2d 414 (Rocek v. Department of Public Institutions) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rocek v. Department of Public Institutions, 404 N.W.2d 414, 225 Neb. 247, 1987 Neb. LEXIS 871 (Neb. 1987).

Opinion

White, J.

Albert Rocek appeals from a judgment of the district court, which affirmed a decision of the Nebraska State Personnel Board upholding the Department of Public Institution’s discharge of Rocek from his j ob at the Lincoln Regional Center.

*248 Rocek’s assignments of error raise six issues to be addressed by this court: first, that the Department of Public Institutions followed incorrect procedure when it extended its suspension of Rocek; second, that Rocek’s due process rights were violated because one person investigated him, testified against him, and decided to terminate him; third, that a police report was erroneously admitted into evidence; fourth, that the State Personnel Board considered records and documents that were not part of the record; fifth, that Rocek was denied his right to cross-examine witnesses against him; and sixth, that the decision to terminate the appellant was not supported by the evidence. We affirm the district court’s judgment upholding the termination.

At the time when the disciplinary action at issue here arose, Rocek was employed as a Psychological Services Assistant II at the Lincoln Regional Center. His duties included treatment development, group and individual counseling, and testing of patients. His work required extensive unsupervised contact with patients. His duties involved him in all programs of the security unit at the center, including the mentally disordered sex offender program.

On September 21, 1983, a plainclothes officer, Gregory Sims, walked into a restroom at a public park and observed Rocek stroking his penis in an open stall. The officer engaged Rocek in conversation, and Rocek continued masturbating. Upon leaving the public facility, Rocek was arrested and charged with disturbing the peace. His name appeared in the newspaper on October 6,1983, in connection with the incident, and, as a result of this publication, Rocek’s supervisor, Dr. Suzanne Bohn, became aware of his arrest. She limited Rocek’s contact with the patients and, on October 13, 1983, suspended him for 10 workdays.

On October 18, 1983, Rocek entered the Lancaster County pretrial diversion program, and the disorderly conduct charge was dismissed. On October 28, 1983, Rocek was notified his suspension was extended an additional 10 workdays. Rocek filed a grievance based on this extension, which was denied.

On November 2, 1983, Rocek and his attorney met with persons from the regional center and Department of Public *249 Institutions to discuss the incident and investigation. Rocek was terminated on November 10, 1983.'

Rocek filed a grievance contesting his termination, which was denied after a hearing. Later, he was afforded a full evidentiary hearing before the State Personnel Board, which upheld his termination. After an unsuccessful appeal from that tribunal to the district court for Lancaster County, Rocek brings this present appeal.

PROCEDURAL ISSUES

Rocek argues in his first assignment of error that the act of extending his suspension after he had entered the pretrial diversion program was improper and unauthorized by rule 13.14.5 of the Nebraska Personnel System Rules and Regulations, which provides:

Suspension for Legal Charges or Investigation. Employees who are under investigation for or charged with criminal activity may ... be indefinitely suspended pending outcome of a trial or investigation. Employees who are found guilty shall not be compensated for the suspension and may be dismissed. If they are not found guilty or if no judicial action is taken, they may be restored to their position and granted full pay and service credit for the period of their suspension, if circumstances justify such restoration.

Rocek argues that since the extension occurred after he entered the pretrial diversion program, the extension violated his due process rights because no trial or investigation was pending. He contends that the “investigation” referred to in rule 13.14.5 is a legal investigation. The Department of Public Institutions argues that the pending agency investigation authorizes the continuance of the suspension. We need not decide whether the word “investigation” in the rule refers to the legal investigation or the agency investigation, since, under either view, the record shows that both the legal and agency investigations had not ended.

We note that although the first notice indicated a suspension of 10 workdays, the rule authorizes suspensions for an indefinite amount of time. The record shows both that the agency was conducting an investigation during the second 10 *250 days of the suspension and that Rocek’s relief from prosecution on his disturbing the peace arrest was contingent upon his abiding by the terms set out in the pretrial diversion program agreement for 6 full months; hence, the legal trial or legal investigation did not reach its “outcome” before the extension just because Rocek entered the pretrial diversion program. The program had to run its course before he could be considered free from legal prosecution for his actions in the past and lay the matter to rest. Under either interpretation, the extension of the suspension is authorized by rule 13.14.5, and Rocek’s contentions of impropriety in this regard are unfounded.

Rocek’s second assignment of error asserts that his supervisor, Dr. Bohn, was the investigator, chief witness, and final decision maker with respect to his termination and that because of the three-way role she played, he was denied due process of law. In his brief, Rocek states, “[D]ue process requires a fair, honest, and objective hearing which cannot be achieved if the person making the decision ... is also the chief witness and the person instigating the investigation.” Brief for Appellant at 19. He cites an unpublished federal district court opinion, which found that where review is limited to the record provided by the agency head who acted in this three-way capacity, there is no guarantee of the agency record’s integrity. Lembrich v. Dunning, No. CV83-L-210 (D. Neb. Apr. 15, 1983). The record has no such limitation here.

First, it is clear Dr. Bohn investigated Rocek on her own volition and decided he should be terminated. She then went to Superintendent Klaus Hartmann of the Lincoln Regional Center and presented him with her findings and conclusions. He was not personally involved in the investigation, and reviewed and approved the decision to terminate Rocek. This same procedure was found to afford an employee due process in Buhrmann v. Sellentin, 218 Neb. 288, 352 N.W.2d 907 (1984), absent a showing that the person reviewing the investigation was incapable of making an objective judgment. There is no such showing here.

Second, the review of the termination is not limited to a review of the record compiled by Dr. Bohn. Rocek did receive a “fair, honest, and objective hearing” before the State Personnel *251 Board, where evidence was adduced by many witnesses, and his termination was reviewed and upheld by decision makers independent of Dr. Bohn.

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Cite This Page — Counsel Stack

Bluebook (online)
404 N.W.2d 414, 225 Neb. 247, 1987 Neb. LEXIS 871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rocek-v-department-of-public-institutions-neb-1987.