Roberts v. Unison Behavioral Health

863 S.E.2d 99, 312 Ga. 438
Supreme Court of Georgia·Decided September 21, 2021·No. S20G1518·Published·Cited by 3 cases

Opinion

312 Ga. 438 FINAL COPY

S20G1518. ROBERTS v. UNISON BEHAVIORAL HEALTH.

NAHMIAS, Chief Justice.

After Sally Madison Roberts was involved in a car accident with a vehicle owned by Unison Behavioral Health, a Georgia community service board, she filed suit against Unison. As required by the Georgia Tort Claims Act (“GTCA”), OCGA § 50-21-20 et seq., Roberts provided an ante litem notice listing, among other things, the nature of her loss. See OCGA § 50-21-26 (a) (5) (D). Unison moved to dismiss Roberts’s complaint for lack of subject matter jurisdiction, however, arguing that the description of her loss was insufficient. The trial court denied the motion to dismiss, but after Unison was granted an interlocutory appeal, the Court of Appeals reversed. See Unison Behavioral Health v. Roberts, 356 Ga. App. XXVIII (Case No. A20A0595) (July 1, 2020) (unpublished). We granted Roberts’s petition for certiorari to decide whether the Court of Appeals erred in determining that Roberts’s ante litem notice

failed to meet the requirements of OCGA § 50-21-26 (a) (5) (D). Because we conclude that Roberts’s notice was sufficient, we reverse the Court of Appeals’ decision.

1. The pertinent facts are undisputed. On April 17, 2017, Roberts was in a car accident with a vehicle owned by Unison and driven by a Unison employee. Roberts’s mother1 began discussing a possible settlement with a liability adjuster at the Georgia Department of Administrative Services (“DOAS”) soon after Roberts’s accident, but no settlement was reached. On February 28, 2018, Roberts’s attorney sent an ante litem notice of Roberts’s claim by e-mail and certified mail to the DOAS, the Georgia Department of Behavioral Health and Developmental Disabilities, and Unison. Under the heading “Nature of loss suffered,” the notice gave the following description:

Sally Madison Roberts: Bodily injury; past, present and future mental and physical pain and suffering; infliction of emotional distress; past, present and future medical expenses; past, present and future lost earnings;

diminished earning capacity.

1 In her reply brief, Roberts asserts that she was a minor at this time.

The notice also said, among other things, that the loss was caused by Unison’s employee operating a van “in a wanton and negligent manner and collid[ing] with the rear end of Ms. Roberts’[s] vehicle at a high rate of speed” and that the “amount of loss claimed” was $1,000,000.

On November 8, 2018, Roberts filed a complaint in the Bacon County Superior Court alleging that Unison’s negligence caused her car accident and injuries.2 Unison, represented by the Attorney General, filed a special appearance answer and a motion to dismiss, asserting that the ante litem notice did not comply with OCGA § 50- 21-26 (a) (5) (D) and thus the lawsuit was barred by sovereign immunity.3 On June 21, 2019, the trial court denied Unison’s motion to dismiss, ruling that Roberts’s notice satisfied the requirement of OCGA § 50-21-26 (a) (5) (D). But the trial court granted Unison a

2 Roberts also included Unison’s driver-employee as a defendant, but she

later voluntarily dismissed the driver-employee without prejudice.

3 Unison also raised several other defenses to Roberts’s complaint, but

Roberts filed an amended complaint on February 5, 2019, which the trial court held resolved those other issues. Unison did not appeal that holding.

certificate of immediate review, the Court of Appeals granted Unison’s application for an interlocutory appeal, and Unison then filed a timely appeal.

On July 1, 2020, the Court of Appeals reversed the trial court’s order, holding that Roberts’s notice was not sufficient because the “description of the nature of her loss does not fulfill the requirement that she state the required information ‘to the extent of (her) knowledge and belief and as may be practicable under the circumstances.’” Roberts, slip op. at 5 (quoting OCGA § 50-21-26 (a) (5)). Quoting Bailey v. Georgia World Congress Center, 351 Ga. App. 629, 631 (832 SE2d 446) (2019), a case in which the Court of Appeals held that a similar notice of loss was insufficient under § 50-21-26 (a) (5) (D), the court said:

While (Roberts’[s]) ante litem notice specifies an amount of damages and indicates that she suffered various general types of damage and injury, it does not describe the nature of those injuries or provide any details regarding the type of injury or injuries she allegedly sustained.

Roberts, slip op. at 5. (Punctuation omitted.) This Court then

granted Roberts’s petition for certiorari.

2. The GTCA provides a limited waiver of the State’s sovereign immunity, and that waiver is effective only if all of the requirements in the act are met. See OCGA § 50-21-23 (b) (“The state waives its sovereign immunity only to the extent and in the manner provided in this article and only with respect to actions brought in the courts of the State of Georgia.”). OCGA § 50-21-26 (a) requires a tort claimant who plans to file a lawsuit against the State to provide an ante litem notice within a certain time frame, in a certain manner, and including certain information. See OCGA § 50-21-26 (a) (1), (2), (5). If the required notice of a claim is not given, the courts do not have jurisdiction over the claim. See id. (a) (3) (“No action against the state under this article shall be commenced and the courts shall have no jurisdiction thereof unless and until a written notice of claim has been timely presented to the state as provided in this subsection[.]”).

A purpose of these notice requirements is “to ensure that the state receives adequate notice of the claim to facilitate settlement

before the filing of a lawsuit.” Williams v. Ga. Dept. of Human Resources, 272 Ga. 624, 625 (532 SE2d 401) (2000) (“Williams”).4 Strict compliance with the GTCA’s ante litem notice requirements is required; substantial compliance is insufficient. See Bd. of Regents of Univ. System of Ga. v. Myers, 295 Ga. 843, 845 (764 SE2d 543) (2014). However, “strict compliance [does not] ‘take precedence over the plain language or meaning of the statute.’” Id. at 846 (citation omitted).

The particular ante litem notice requirement at issue in this case is found in OCGA § 50-21-26 (a) (5), which says:

A notice of claim under this Code section shall state, to the extent of the claimant’s knowledge and belief and as may be practicable under the circumstances, the following:

(A) The name of the state government entity, the acts or omissions of which are asserted as the basis of

4 We note that this Court said in Williams (and has repeated in other

cases) that this is “the” purpose of the ante litem notice, but the only authority cited for that statement was a law review article that in turn cited nothing in support of that proposition. See Williams, 272 Ga. at 625 & n.8 (citing David J. Maleski, The 1992 Georgia Tort Claims Act, 9 Ga. St. U. L. Rev. 431, 437 (1993)). We do not doubt that a purpose of any ante litem notice is to give notice before litigation (that is, “ante litem”) so that litigation potentially can be avoided. But the statement that this is the exclusive purpose of OCGA § 50-21- 26, based solely on a law review article’s ipse dixit, is dubious, as nothing in the statutory text supports such a restrictive conclusion.

the claim;

(B) The time of the transaction or occurrence out of which the loss arose;

(C) The place of the transaction or occurrence;

(D) The nature of the loss suffered;

(E) The amount of the loss claimed; and (F) The acts or omissions which caused the loss.

Because we presume that the General Assembly “‘meant what it said and said what it meant,’” Deal v. Coleman, 294 Ga. 170, 172 (751 SE2d 337) (2013) (citation omitted), we will analyze the language that the legislature used in this provision.

(a) The “to the extent of the claimant’s knowledge and belief and as may be practicable under the circumstances” qualifier.

Free access — add to your briefcase to read the full text and ask questions with AI

Roberts v. Unison Behavioral Health, 863 S.E.2d 99, 312 Ga. 438 (Ga. 2021).

863 S.E.2d 99 (Roberts v. Unison Behavioral Health) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

FDOV, LLC v. ANTONIO EADDY
Court of Appeals of Georgia, 2025