Robert E. Parks and Robert L. Marietta v. David H. Fine

773 F.2d 1577, 227 U.S.P.Q. (BNA) 432, 1985 U.S. App. LEXIS 15293
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 9, 1985
DocketAppeal 85-757
StatusPublished
Cited by9 cases

This text of 773 F.2d 1577 (Robert E. Parks and Robert L. Marietta v. David H. Fine) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert E. Parks and Robert L. Marietta v. David H. Fine, 773 F.2d 1577, 227 U.S.P.Q. (BNA) 432, 1985 U.S. App. LEXIS 15293 (Fed. Cir. 1985).

Opinion

FRIEDMAN, Circuit Judge.

This is an appeal from a decision of the Patent and Trademark Office Board of Patent Interferences (Board), refusing to dissolve an interference between U.S. Patent No. 4,018,562 (Parks patent) and application Serial No. 512,374 filed by Fine and awarding priority to the Fine application over the Parks patent. The decision not to dissolve the interference is reversed and the award of priority to the Fine application is vacated.

I

The subject matter of the ten interference counts in this case involves a method for determining the total nitrogen content of a sample of an organic chemical compound. The parties agree that all the interference counts stand or fall together with respect to the issues involved. According to count 1, the method includes the step of “decomposing [the] sample ... at a temperature sufficiently above 700°C that substantially all of the chemically bound nitrogen is recovered ..., such decomposition being conducted in the absence of a cata- lyst____” (Emphasis added.)

Fine originally filed his patent application on October 7, 1974. Parks filed his application on October 24, 1975. The Parks application resulted in the issuance of U.S. Patent No. 4,018,562 on April 19, 1977.

On July 28, 1978, Fine attempted to provoke an interference with Parks by amending his application to add claims that substantially copied claims in the Parks patent. The copied claims included the recitation that the decomposition process was “being conducted in the absence of a catalyst.” The language that Fine copied from the claims of the Parks patent was not included in the claims of Fine’s earlier application.

Section 135(b) of Title 35, U.S.C. (1982) provides:

A claim which is the same as, or for the same or substantially the same sub *1579 ject matter as, a claim of an issued patent may not be made in any application unless such a claim is made prior to one year from the date on which the patent was granted.

Before an interference was declared, the examiner rejected the newly presented claims in the Fine_ application that Fine had substantially copied from the Parks patent. One of the grounds of the rejection was that because the earlier Fine claims did not expressly include the “absence of a catalyst” limitation, the present Fine claims containing that limitation were barred under section 135(b) as not having been “made prior to one year from the date” on which the Parks patent was granted. (Parks’ patent issued on April 19, 1977, and Fine filed his amendment adding the substantially copied claims more than a year later, on July 28, 1978.)

On appeal, the Board of Patent Appeals reversed that rejection. It reasoned that since the specification of the original Fine application stated that the claimed reaction could take place at temperatures below 600°C through the use of appropriate catalysts, “[t]he normal implication of this teaching is that catalysts are unnecessary or are not employed in the range of 600-1700°C. Accordingly, in view of the supporting disclosure, it may be implied that appellant’s original claims specifying a range of 600-1700°C did not include a catalyst.” Ex parte Fine, 217 USPQ 76, 78 (1981).

Having determined that the copied claims would be patentable to Fine, the PTO declared an interference with Parks.

Parks moved to dissolve the interference. He argued that section 135(b) barred the Fine amended application' because (1) the newly presented claims in Fine’s application were almost verbatim copies of the claims in Parks’ issued patent, and (2) the Fine application did not contain those claims until more than one year after the Parks patent was granted. Fine responded that the earlier claims in his application covered “the same or substantially the same subject matter” as the claims in the Parks patent. He argued that the limitation “in the absence of a catalyst” in the claims of the Parks patent was not a material part of Parks’ invention, but that if it were material, Fine’s earlier claims inherently included the limitation.

The Board of Interferences refused to dissolve the interference and awarded priority to Fine. The Board stated that although it was not bound by the Board of Patent Appeals’ decision in Ex parte Fine, supra, it “fully agree[d]” with the decision, and “here adopt [it] as our own____” It ruled that if Parks was contending that “Fine’s invention now claimed ... includes ‘material limitations’ ... not previously claimed, the burden was upon Parks so to establish.”

II

A. 1. The record establishes that the “absence of a catalyst” limitation in the Parks patent claims and the contested counts is material. Parks inserted this limitation in his claims in response to, and to avoid, a rejection by the examiner. In amending his claim during ex parte prosecution — an amendment that included adding the “absence of a catalyst” limitation— Parks stated: “The original claims have effectively been rewritten to better define over the prior art cited by the Examiner.”

The insertion of this limitation to overcome the examiner’s rejection is strong, if not conclusive, evidence of materiality. Cf. Kinzenbaw v. Deere & Co., 741 F.2d 383, 222 USPQ 929 (Fed.Cir.1984), cert. denied, — U.S. -, 105 S.Ct. 1357, 84 L.Ed.2d 379 (1985). There, in rejecting the argument that we should ignore a limitation the applicant added to a claim during prosecution to overcome the examiner’s rejection because the examiner would have allowed the claim even without the limitations in view of another limitation which the applicant also added, “[w]e decline[d] to undertake the speculative inquiry whether, if [the patentee] had made only [the other] narrowing limitation in his claim, the examiner nevertheless would have allowed it.” Id. at 389, 222 USPQ at 933.

The record contains additional evidence that the “absence of a catalyst” limitation *1580 is material. For example, during the interference proceedings Fine moved to amend the counts in interference by eliminating certain language from them, including the “absence of a catalyst” limitation. The examiner of interferences referred the motion to the primary examiner. The latter denied the motion “since material limitations would be deleted from the count” and stated that the limitations sought to be eliminated “are deemed material.” Further, at oral argument, Fine’s attorney admitted that the limitation was significant enough that use of Parks’ patented process in combination with a catalyst would avoid infringement of the Parks patent.

2. We also disagree with Fine’s alternative argument, which the Board also accepted, that if the “absence of a catalyst” limitation is material, the specification of Fine’s application inherently disclosed the limitation sufficiently that his earlier claims implicitly also included the limitation. Since the specification stated that temperatures below 600°C “may be utilized” through “use of appropriate catalysts,” the Board of Appeals reasoned that the “normal implication ...

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Bluebook (online)
773 F.2d 1577, 227 U.S.P.Q. (BNA) 432, 1985 U.S. App. LEXIS 15293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-e-parks-and-robert-l-marietta-v-david-h-fine-cafc-1985.