Speck v. Bates

CourtCourt of Appeals for the Federal Circuit
DecidedMay 23, 2024
Docket23-1147
StatusPublished

This text of Speck v. Bates (Speck v. Bates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Speck v. Bates, (Fed. Cir. 2024).

Opinion

Case: 23-1147 Document: 42 Page: 1 Filed: 05/23/2024

United States Court of Appeals for the Federal Circuit ______________________

ULRICH SPECK, BRUNO SCHELLER, Appellants

v.

BRIAN L. BATES, ANTHONY O. RAGHEB, JOSEPH M. STEWART, IV, WILLIAM J. BOURDEAU, BRIAN D. CHOULES, JAMES D. PURDY, NEAL E. FEARNOT, Appellees ______________________

2023-1147 ______________________

Appeal from the United States Patent and Trademark Office, Patent Trial and Appeal Board in No. 106,125. ______________________

Decided: May 23, 2024 ______________________

BRITTANY BLUEITT AMADI, Wilmer Cutler Pickering Hale and Dorr LLP, Washington, DC, argued for appel- lants. Also represented by GARY M. FOX; MARK CHRISTOPHER FLEMING, Boston, MA; BRYAN PATRICK COLLINS, Pillsbury Winthrop Shaw Pittman LLP, McLean, VA.

BLAKE ROBERT HARTZ, Woodard, Emhardt, Henry, Reeves & Wanger, LLP, Indianapolis, IN, argued for appel- lees. Case: 23-1147 Document: 42 Page: 2 Filed: 05/23/2024

______________________

Before DYK, BRYSON, and STOLL, Circuit Judges. Dyk, Circuit Judge. Ulrich Speck and Bruno Scheller (collectively, “Speck”) appeal from a Patent and Trademark Office (“PTO”) Patent Trial and Appeals Board (“Board”) final judgment in Inter- ference No. 106,125, which entered judgment for Brian L. Bates, Anthony O. Ragheb, Joseph M. Stewart IV, William J. Bourdeau, Brian D. Choules, James D. Purdy, and Neal E. Fearnot (collectively, “Bates”) on the issue of priority. The interference proceeding concerned U.S. Patent Ap- plication No. 14/013,591 (“’591 application”), owned by Bates (the senior party), and U.S. Patent No. 8,257,305 (“’305 patent”), owned by Speck (the junior party). In the interference proceeding, Speck filed two motions relevant to its appeal. Speck argued (1) that the claims of the ’591 application were time-barred under 35 U.S.C. § 135(b)(1) and (2) that the claims of the ’591 application are invalid for lack of written description. The Board denied those mo- tions and awarded priority to Bates. We conclude that the Board erred in finding that the ’591 application was not time-barred under 35 U.S.C. § 135(b)(1), and do not reach the written description issue. We reverse, vacate, and re- mand. BACKGROUND I. INTERFERENCE PROCEEDINGS “Patent priority establishes who is entitled to a patent on a particular invention claimed by different parties.” SNIPR Techs. Ltd. v. Rockefeller Univ., 72 F.4th 1372, 1374 (Fed. Cir. 2023). Before the America Invents Act, 1 the U.S.

1 Pub. L. No. 112-29, 125 Stat. 284 (2011). Case: 23-1147 Document: 42 Page: 3 Filed: 05/23/2024

SPECK v. BATES 3

patent system operated under a first-to-invent regime— “the first person to invent a claimed invention had priority and was entitled to a patent” “even when a later inventor beats the first inventor to filing a patent application.” Id. “Section 135 of the United States Code, Title 35, governs patent interference proceedings, which are designed to de- termine whether two patent applications (or a patent ap- plication and an issued patent) are drawn to the ‘same patentable invention’ and, if so, which of the competing parties was first to invent the duplicative subject matter.” Eli Lilly & Co. v. Bd. of Regents of Univ. of Washington, 334 F.3d 1264, 1267 (Fed. Cir. 2003). This case is governed by pre-AIA law. In interference proceedings, the Board “defines the in- terfering subject matter between” the applications or pa- tents at issue in the interference proceeding (i.e., the “count”). In re Roemer, 258 F.3d 1303, 1307 (Fed. Cir. 2001). The Board then determines which claims of the pa- tents and applications correspond to the count. The Board determines that a claim corresponds to the count if the count, taken as prior art, anticipates or renders obvious the claim. 37 C.F.R. § 41.207(b)(2). An interference-in-fact ex- ists when one party’s claims corresponding to the count an- ticipate or make obvious the other party’s claims, which correspond to the same count, and vice-versa (a so-called two-way test). Noelle v. Lederman, 355 F.3d 1343, 1351 (Fed. Cir. 2004) (citing Eli Lilly, 334 F.3d at 1268). II. Section 135(b)(1) 35 U.S.C. § 135(b)(1) (2012) provides: A claim which is the same as, or for the same or substantially the same subject matter as, a claim of an issued patent may not be made in any appli- cation unless such a claim is made prior to one year from the date on which the patent was granted. Case: 23-1147 Document: 42 Page: 4 Filed: 05/23/2024

Section 135(b)(1) has been described “as a statute of repose, placing a time limit on a patentee’s exposures to an inter- ference proceeding.” Regents of Univ. of California v. Univ. of Iowa Rsch. Found., 455 F.3d 1371, 1376 (Fed. Cir. 2006). “[S]ection 135(b)(1) limits the patentee’s vulnerability to a declaration of an interference only because it limits the window of time in which the cause of the interference can occur.” Id. Thus, claims in an application that are the “same as, or for the same or substantially the same subject matter” and filed later than one year after the patent was issued (i.e., after the “critical period”) will be time-barred. 35 U.S.C. § 135(b)(1). However, there has been a long-standing exception to section 135(b)(1) when the applicant files its claim after the critical period but “had already been claiming substantially the same invention as the patentee” during the critical pe- riod. Corbett v. Chisholm, 568 F.2d 759, 765 (C.C.P.A. 1977) (citing Chapman v. Beede, 296 F. 956 (D.C. Cir. 1924)); see also Adair v. Carter, 668 F.3d 1334, 1337 (Fed. Cir. 2012). In such cases, those claims are not time-barred by section 135(b)(1). See, e.g., In re Berger, 279 F.3d 975, 982 (Fed. Cir. 2002); Adair, 668 F.3d at 1337. The underlying issue in this case is whether the claims in the Bates ’591 application claim “substantially the same invention” as claims filed by Bates prior to the ’305 patent’s critical date, and thus are not subject to the time-bar of sec- tion 135(b)(1). This turns on whether amendments to the Bates ’591 application after the critical date changed the claims so that they are not substantially the same as the claims before the critical date. III. Prosecution History and Interference Proceed- ing The technology at issue here concerns a drug-coated balloon catheter. The ’305 patent, titled “Medical Device for Dispensing Medicaments,” claims priority to a German Case: 23-1147 Document: 42 Page: 5 Filed: 05/23/2024

SPECK v. BATES 5

patent application and has a priority date of September 20, 2002. The ’305 patent was issued on September 4, 2012.

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