Robert E. McFarland v. Harold J. Smith, and Lawrence T. Kurlander, Monroe County District Attorney, Intervenor-Appellee

611 F.2d 414, 1979 U.S. App. LEXIS 10870
CourtCourt of Appeals for the Second Circuit
DecidedOctober 29, 1979
Docket1300, Docket 79-2059
StatusPublished
Cited by55 cases

This text of 611 F.2d 414 (Robert E. McFarland v. Harold J. Smith, and Lawrence T. Kurlander, Monroe County District Attorney, Intervenor-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert E. McFarland v. Harold J. Smith, and Lawrence T. Kurlander, Monroe County District Attorney, Intervenor-Appellee, 611 F.2d 414, 1979 U.S. App. LEXIS 10870 (2d Cir. 1979).

Opinions

NEWMAN, Circuit Judge:

This is an appeal from a denial of a petition for a writ of habeas corpus brought by a state prisoner to challenge his conviction essentially on the ground that his constitutional rights were denied by the prosecutor’s inclusion of improper racial remarks in the summation.

Petitioner was found guilty by a jury of criminal sale of a controlled substance (heroin) in the second degree, N.Y. Penal Law § 220.41, and sentenced on June 2, 1976 in the New York Supreme Court (Monroe County) to a term of eight years to life. The Appellate Division affirmed without opinion, People v. McFarland, 59 A.D.2d 1067, 399 N.Y.S.2d 828 (4th Dept. 1977), and the New York Court of Appeals denied permission to appeal. People v. McFarland, 43 N.Y.2d 836, 402 N.Y.S.2d 1042 (1977). A petition for a writ of habeas corpus was denied on May 30, 1978 by the United States District Court for the Western District of New York (Hon. Harold P. Burke, Judge).

At trial, the State’s case depended almost entirely on the testimony of Patricia Dorman, a Rochester undercover police officer. She testified that she purchased $450 worth of heroin from petitioner in the bedroom of a second-floor apartment. She recognized petitioner as a person she had known in high school and had since seen occasionally. The defense case depended entirely on the testimony of petitioner’s friend, Isaac Singletary. He testified that he and petitioner had come to the apartment house to see two prostitutes with whom they had earlier made a date. According to Singletary, he and petitioner went upstairs to the second-floor apartment together with a Puerto Rican man who had entered the building just after they did. Singletary further testified that he waited in a front room, petitioner used the bathroom, and the Puerto Rican man entered the bedroom along with a Black woman (Dorman) and another Puerto Rican man. Singletary heard a brief discussion in the bedroom, after which the Black woman left the building. Singletary said petitioner emerged from the bathroom, they both asked the Puerto Ricans where the girls were, and when they were told there were no girls, both left. The inference from Singletary’s testimony was that Dorman had purchased narcotics from the first Puerto Rican male, and not from petitioner.

Not surprisingly the summation of defense counsel contended vigorously that Officer Dorman’s version was false and Singletary’s version was true.

In the course of the prosecutor’s summation the following occurred:

[416]*416Mr. Pappalardo [the prosecutor]: . The officer herself being, by the book/1! a young woman, black woman, by the way this Defendant is black also.
Mr. King [defense counsel]: Objection to the racial connatation [sic] of individuals.
The Court: Of course I’ll instruct the jury now they shall not take into consideration to any extent and use that against any individual race, color, creed makes no difference whatsoever. You may continue.
Mr. Pappalardo: I’ll also instruct the jury—
Mr. King: Objection.
The Court: Yes, that’s improper. You cannot instruct the jury.
Mr. Pappalardo: Excuse me, I seem to be interrupted before I finish my statement because the interruption is what the People believe the People’s position, as in every single case, it makes no difference what color the Defendant is. I’ll finish my point. Don’t you convict anyone on color or race. It makes no difference. It makes no difference to me. I hope it makes no difference to Mr. King and anybody else, but the fact is that Officer Dorman is black and the Defendant is black. That’s a fact. That’s a fact like you consider any other fact. If she’s lying she’s lying against a member, a person that [sic] is black.
Mr. King: Objection.
The Court: Overruled.
Mr. Pappalardo: That is a proper consideration for you to examine, to think about and now she’s lying against another black person. You think about it because that’s what Mr. King is telling you that she’s lying. Someone she knows and that’s [sic] a member of her own race. You use your common sense to think about that.

(Tr. 369-71).

The prosecutor thus urged the jury to credit Officer Dorman’s testimony on the theory that the probability of truthfulness was increased by the circumstance that a Black person was testifying against another Black person. The trial judge’s overruling of defense counsel’s objection assured the jury that the Court accepted the propriety of this argument.

In United States ex rel. Haynes v. McKendrick, 481 F.2d 152 (2d Cir. 1973), this Court ruled that racial remarks in a prosecutor’s summation can constitute a violation of a defendant’s right under the Due Process Clause to a fair trial. Judge Oakes’ opinion drew upon the line of fair trial cases beginning with Moore v. Dempsey, 261 U.S. 86, 43 S.Ct. 265, 67 L.Ed. 543 (1923), and the line of equal protection cases beginning with Strauder v. West Virginia, 100 U.S. 303, 25 L.Ed. 664 (1879), and. noted that when racial prejudice is injected into a criminal trial, “the due process and equal protection clauses overlap or at least meet . .” 481 F.2d at 159 (footnote omitted).

The Office of the Monroe County District Attorney, which has intervened to uphold petitioner’s conviction, contends that the racial remarks of the prosecutor, while “imprudent” (Intervenor’s Br. 12), were not racial slurs. The remarks in Haynes involved racial slurs, and the District Attorney argues that only remarks of that category are appeals to racial prejudice that can render a conviction invalid under the Fourteenth Amendment.

Neither Haynes nor the lines of authority on which it drew set the constitutional limits for improper prosecution argument at racial slurs. Race is an impermissible basis for any adverse governmental action in the absence of compelling justification. When a prosecutor’s summation includes racial remarks in an effort to persuade a jury to return a guilty verdict, the resulting conviction is constitutionally unfair unless the re[417]*417marks are abundantly justified. To raise the issue of race is to draw the jury’s attention to a characteristic that the Constitution generally commands us to ignore. Even a reference that is not derogatory may carry impermissible connotations, or may trigger prejudiced responses in the listeners that the speaker might neither have predicted nor intended.

This is not to say that every race-conscious argument is impermissible. Indeed, in Haynes, defense counsel, with apparent court approval, had attacked identification testimony on the ground that the eyewitness, being White, was unlikely to be able to discern distinguishing characteristics of the face of the criminal, who was Black. 481 F.2d at 160.

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Cite This Page — Counsel Stack

Bluebook (online)
611 F.2d 414, 1979 U.S. App. LEXIS 10870, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-e-mcfarland-v-harold-j-smith-and-lawrence-t-kurlander-monroe-ca2-1979.