United States v. Rodriguez

60 M.J. 87, 2004 CAAF LEXIS 611, 2004 WL 1487108
CourtCourt of Appeals for the Armed Forces
DecidedJune 30, 2004
Docket04-5003/MC
StatusPublished
Cited by45 cases

This text of 60 M.J. 87 (United States v. Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rodriguez, 60 M.J. 87, 2004 CAAF LEXIS 611, 2004 WL 1487108 (Ark. 2004).

Opinion

Judge BAKER

delivered the opinion of the Court.

Appellant was tried by a military judge sitting as a general court-martial. He was convicted in accordance with his pleas of conspiracy to commit larceny, false official statements, wrongfully selling and disposing of military property, wrongful appropriation, and larceny, in violation of Articles 81, 107, 108, and 121, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. §§ 881, 907, 908, and 921 (2000), respectively. Appellant’s sentence was adjudged on October 19, 2000, and included a dishonorable discharge, forfeiture of all pay and allowances, *88 confinement for three years and a fine of $2,000. Appellant’s plea agreement obligated the convening authority to suspend all confinement over 24 months. On June 29, 2001, the convening authority ultimately approved the sentence as adjudged except for the fine. He also suspended all confinement in excess of what Appellant would serve as of December, 15, 2001. The Court of Criminal Appeals affirmed the findings and sentence in an unpublished opinion. United States v. Rodriguez, NMCCA 200200740, slip op. at 8 (N.M.Ct.Crim.App. Nov. 26, 2003).

The Judge Advocate General of the Navy certified the following issue to this Court:

WHETHER THE NAVY-MARINE CORPS COURT OF CRIMINAL APPEALS ERRED WHEN IT FOUND THAT THE PORTION OP THE TRIAL COUNSEL’S SENTENCING ARGUMENT COMPARING PRIVATE RODRIGUEZ’ ACTIONS TO A “LATIN MOVIE” WAS “MERELY A ‘GRATUITOUS’ REFERENCE TO RACE” AS OPPOSED TO AN ARGUMENT BASED UPON RACIAL ANIMUS AND THEREFORE DID NOT REQUIRE REVERSAL OF THE SENTENCE.

Based on the specific facts of this case, including the nature of the improper argument and the fact that it occurred before a judge alone during sentencing, we conclude Appellant did not suffer material prejudice to a substantial right as a result of trial counsel’s improper argument.

Background

According to his brief, “Appellant is of Mexican descent and is Latino.” At the time of trial, Appellant was a 21-year-old private, and married with one child. During closing argument on sentencing before the military judge, trial counsel stated: “These are not the actions of somebody who is trying to steal to give bread so his child doesn’t starve, sir, some sort of a [Ljatin movie here. These are the actions of somebody who is showing that he is greedy.” Trial counsel’s closing statement covers approximately three and one half pages in the record. The comment in question appears half way through the first page of the statement. Defense counsel objected to trial counsel’s argument regarding the use of the term “steal” and on the ground that trial counsel was commenting on pretrial negotiations. Defense counsel did not object to the prosecutor’s reference to “some sort of a [Ljatin movie.”

The Court of Criminal Appeals (CCA), 2003 WL 22843137, “discern[edj no logical basis for the trial counsel’s ‘[Ljatin movie’ comment.” Rodriguez, NMCCA 200200740, slip op. at 6. As a result, the CCA concluded that “the comment was improper and erroneous.” Id. However, the CCA also stated that the comment “was merely a ‘gratuitous’ reference to race, it was not an argument based upon racial animus, nor was it likely to evoke racial animus.” Id. The CCA tested for prejudice and found no plain error for five reasons: (1) the comment was “not overly pejorative”; (2) it was a small part of an argument that exceeded three pages in the record; (3) Appellant did not object; (4) the adjudged sentence “does not reflect any animus on the part of the judge”; and (5) the convening authority significantly reduced the period of confinement beyond what was required by the terms of the pretrial agreement. Id. at 6-7.

Discussion

The certified question asks whether the CCA erred when it characterized trial counsel’s statement as “merely a ‘gratuitous’ reference to race as opposed to an argument based upon racial animus.” However, we believe the parties have framed a different question in their briefs and arguments: whether or not unwarranted references to race during a sentencing argument are subject to prejudice analysis.

It is improper for trial counsel to seek unduly to inflame the passions and prejudices of the sentencing authority. United States v. Clifton, 15 M.J. 26 (C.M.A.1983); Rule for Courts-Martial [R.C.M.] 919(b) discussion. But failure to object to improper argument may constitute waiver. R.C.M. 1001(g). In the absence of an objection, we review for plain error. Plain error occurs when there is (1) error, (2) the error is obvious, and (3) the error results in material prejudice to a substantial right. United *89 States v. Powell, 49 M.J. 460, 463-65 (C.A.A.F.1998).

The Government concedes that the remark “had no clear relationship to any issue in the case” and that it could be misinterpreted as an “indirect reference” to race. Although in its brief the Government assumed arguendo that there might be error, at oral argument it conceded that trial counsel’s argument constituted error, whether or not the statement was “gratuitous” or based on animus. The thrust of the Government’s argument is that in accordance with Powell an improper reference to race or ethnicity, like other improper argument, should be tested for material prejudice. In this case, the Government concludes that the error is not prejudicial because Appellant pleaded guilty before a court-martial consisting of a judge alone; he failed to object to the statement; and he received an appropriate sentence.

In Appellant’s view, a statement about race is different from other improper argument. Where trial counsel makes improper racial comments the error “need not be tested for prejudice because of the overwhelming prejudice that that kind of error causes to the military system of criminal justice.” Further, Appellant invites our attention to the Army Court of Criminal Appeals’ application of United States v. Olano, 507 U.S. 725, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993): that “certain errors may ‘affect substantial rights’ without a concomitant showing of prejudice.” United States v. Thompson, 37 M.J. 1023, 1027 (A.C.M.R.1993). Relying on the Army court’s holding Appellant asserts that his “substantial and fundamental right to a trial free of the improper consideration of race” is such a right. Id. Therefore, Appellant urges that we adopt the Thompson analytic framework and apply a per se prejudice rule.

Appellant’s argument is attractive for the clarity of its message. As this Court has made clear, there is no room at the bar of military justice for racial bias or appeals to race or ethnicity. See, e.g., United States v. Witham, 47 M.J.

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Cite This Page — Counsel Stack

Bluebook (online)
60 M.J. 87, 2004 CAAF LEXIS 611, 2004 WL 1487108, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rodriguez-armfor-2004.