Riley v. Rhode Island Department of Environmental Management

941 A.2d 198, 2008 R.I. LEXIS 15, 2008 WL 382990
CourtSupreme Court of Rhode Island
DecidedFebruary 14, 2008
Docket2006-175-Appeal
StatusPublished
Cited by17 cases

This text of 941 A.2d 198 (Riley v. Rhode Island Department of Environmental Management) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Riley v. Rhode Island Department of Environmental Management, 941 A.2d 198, 2008 R.I. LEXIS 15, 2008 WL 382990 (R.I. 2008).

Opinion

OPINION

Justice FLAHERTY,

for the Court.

Does the Rhode Island Constitution’s guarantee of right of fishery prohibit the Legislature from granting some commercial fishermen access to some species of sea life while denying others the same rights? This is a constitutional challenge to the Rhode Island General Assembly’s 2002 enactment of a limited-entry fishing licensing statutory scheme that empowered the Rhode Island Department of Environmental Management (DEM) to adopt a flexible approach to issuing new licenses for restricted species on a yearly basis. 1 Steven Riley (Riley) appeals from a Superior Court judgment in favor of DEM after Riley appealed a denial of a principal-effort license to commercially fish certain restricted species, pursuant to the Administrative Procedures Act (APA), G.L.1956 § 42-35-15. 2 Riley also moved in the Superior Court for declaratory relief, 3 arguing that the General Assembly’s enactment *202 of G.L.1956 § 20-2.1-5 4 was unconstitutional because it limited the issuance of “new” principal-effort and multipurpose fishing licenses while preserving the licenses of fishermen who were issued those licenses prior to December 31, 2002. 5 Riley brought forth a barrage of constitutional challenges against the statute, as well as against Rule 7 of the Rules and Regulations Governing the Management of Marine Fisheries, that was adopted by the DEM pursuant to the General Assembly’s statutory authority. 6

The eye of this storm revolves around (1) whether the denial of a preferred license to Riley, which would grant him access to the same restricted species as other, more highly licensed fishermen, implicates a fundamental right of fishery or a fundamental right to pursue a common occupation of life, and (2) whether § 20-2.1-5 comports with the requirements of due process and equal protection under the Rhode Island and United States Constitutions. We affirm the judgment of the Superior Court.

Facts and Procedural History

This fish story began when Riley applied to DEM for a principal-effort license, which would grant him access to Rhode Island’s most valuable sea fare. Riley claims he was a commercial fisherman in Rhode Island in the 1970s. He left this profession to pursue a career in engineering, and did not renew his license thereafter. Three decades later, in February 2003, Riley, his engineering pursuits completed, decided to return to his original calling. Specifically, Riley sought a principal-effort commercial fishing license with shellfish/quahog and restricted-finfish endorsements under § 20-2.1-5. This particular license would enable Riley to have access to the restricted fisheries sectors, which included six species of finfish, one species in the shellfish category (quahogs), and one species in the crustacean category (lobster).

Before the “Commercial Fishing Licenses Act of 2002” was enacted, the state alternated between periods of “open access” in licensing and enacting moratoriums. 7 After an intense, collaborative effort among DEM, the Intergovernmental Working Group on Fisheries Management, the Coastal Institute at the University of Rhode Island, and other affected stakeholders, the Legislature enacted legislation that enabled DEM to place “[rjestrictions on the number of license holders” and adjust the number of new licenses issued, on a yearly basis, depending on the status *203 of the species. 8 Section 20 — 2.1—2(6)(ii)(E).

According to the statute, there are three types of fishing licenses available. The entry-level license is a “Commercial fishing license” that allows for “commercial fishing in the fisheries sector, per endorsement at basic harvest and gear levels.” 9 Section 20 — 2.1—5(l)(i). The second type is the principal-effort license, which was Riley’s preference. However, he was not eligible because:

“[d]uly licensed persons in a fishery as of December 31 of the immediately preceding year, shall be eligible to obtain a principal effort license for the fishery sector for which they were licensed on December 31 of the immediately preceding year, which principal effort license shall allow its holder to fish in a fishery sector at the full harvest and gear levels. =:= * «= principai effort license holders, in addition to the fishery sector of their principal effort, shall be eligible to obtain endorsements for the other fishery sectors at the full harvest and gear levels * * Section 20 — 2.1—5(l)(ii).

Eligibility for the third type of license, the “Multi-purpose license,” similarly is limited to:

“[a]ll multi-purpose license holders as of December 31 of the immediately preceding year, * * * which shall allow the holder to engage in commercial fishing in all fisheries sectors at the full harvest and gear levels.” Section 20-2.1-5(l)(iii).

Because Riley did not have a valid principal-effort or multipurpose license before December 31, 2002, his application was denied by the DEM. However, he was granted the less lucrative commercial fishing license, and he later secured a lobster endorsement.

*204 Dissatisfied, on March 9, 2003, Riley filed a request that the Commercial Fishing License Review Board (CFLRB) reconsider his application for the principal-effort license. He was told that the board had not yet been appointed; so, on May 21, 2003, Riley requested a hearing with the Administration Adjudicative Division (AAD). In June, the AAD remanded the case to the CFLRB for a hearing, which was held on July 21, 2003. After the hearing, Riley’s appeal was denied by the CFLRB and the DEM. On January 21, 2004, the parties presented oral arguments before Chief Hearing Officer Kathleen Lanphear, who granted DEM’s motion for summary judgment on January 26, 2004. Riley timely appealed to the Superior Court pursuant to the APA, §§ 42-35-15 and 42-35-7.

In his complaint, Riley raised thirteen issues, including his contention that § 20-2.1-5 was unconstitutional, and the agency’s denial of his desired license was in error. Among the myriad allegations set forth in his complaint, he argued that his fundamental right to earn a livelihood in a lawful calling and his fundamental right of fishery were violated, that grandfathering old licenses while refusing to issue new licenses created two classes of people and denied members of one of those classes equal protection and due process, that the administrator’s grant of summary judgment was arbitrary and capricious, and that the DEM regulations created a monopoly in favor of a group of fishermen, in violation of antitrust law.

The Superior Court affirmed the DEM’s decision, applying a rational-basis test to the constitutional challenges because it determined that no fundamental right was implicated.

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Bluebook (online)
941 A.2d 198, 2008 R.I. LEXIS 15, 2008 WL 382990, Counsel Stack Legal Research, https://law.counselstack.com/opinion/riley-v-rhode-island-department-of-environmental-management-ri-2008.